CONG HOA xa HQI CHU NGHiA vrsr NAM THE SOCIALIST REPUBLIC OF VIETNAM DQc l,p - TV do - Hanh pbiic Independence-Freedom-Happiness

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1 , r CONG HOA xa HQI CHU NGHiA vrsr NAM THE SOCIALIST REPUBLIC OF VIETNAM DQc l,p - TV do - Hanh pbiic Independence-Freedom-Happiness Seoul, ngay 05 thang 07 nom 2018 Seoul, July 5th, 2018 BAo cao ve NGAy TRO TuANwKuONG CON LA CO DONG LON, NHA DAu Tlf NAM GrO' TU 5% TRO LEN CHUNG CHi QUY DONG REPORT ON THE DAY BECOME / IS NO LONGER MAJOR SHAREHOLDERS, INVESTORS HOLDING 5% OR MORE OF CLOSED FUND CERTIFICATES Ban hanh kem theo Thong tu s6 155/20J5/TT-BTC ngay 06 thang 10 ndm 2015 cua B(J Tai chinh huang ddn cting b6 thong tin tren thi truong chung khodn) (Promulgated with the Circular No J55/2015/TT-BTC on October 06,2015 of the Ministry of Finance guiding the Information disclosure on securities markets) Kinh giri: To: - Uy ban Chung khoan Nha mroc - S6 Giao dich Chirng khoan - Cong ty C6 phfui Chung khoan VNDIRECT - The State Securities Commission - The Stock Exchange - VNDIRECT Securities Corporation 1. Thong tin v~ ca nhlin/t6 chirc dautul Information on individual/institutional investor - H9 va ten ca nhan/ten t6 chirc dau tu I Name of individual/institutional investor: YURIE, IETNAM SECURITIES INVESTMENT TRUST (STOCK) - Quoc tich/ Nationality: South Korea - S6 CMND, HI) chien, The can circe (d6i voi ca nhan) hoac S6 Gi~y chirng nhsn dang IcY doanh n~hi~p, Giay phep hoat ol)ng hoac gifty to phap ly nrong duang (d6i voi t6 chirc), ngay dp, noi c~p /ID csrd/passport No. (in case of individual) or Certificate of business registration No. (in case of o ganization), date of issue, place of issue. CA8662, 05/01/2016, Vietnam Securities Depository - 8ia chi lien h~/ )ia chi tru sa chfnhl Address: (Namdaemunno2(i)-ga), 84, Namdaemun-ro, J ng-gu, Seoul, Korea - )i~nthoai/ Telephone: Fax: yurie_global@yurieasset.co.kr Website: 2. Nguoi co lien quan cua ca nhlin/t6 chirc dau tu (dang n~m giu cung lo~i c6 phi~ulch(rng chi ql y) IRelated persons (currently holding the same types of shares/fund certificates): - H9 va ten ccinhliniten t6 chuc cohen quan IFull name of related individuallname of institution: YURIE VIETNAM ACCUMULATED TARGET RETURN FUND

2 ~-- YURIE VIETNAM IPO SPECIALIZED INVESTMENT TYPE PRIVATE PLACEMENT NVESTMENT TRUST (BALANCED BOND - DERIVATIVE TYPE) YURIE VIETNAM PUBLIC OFFERED SECURITIES MASTER INVESTMENT TRUST ~ALANCED BOND) YURIE VIETNAM PUBLICLY OFFERED STOCKS PLUS SPECIALIZED 1iNVESTMENTTYPE PRIVATE PLACEMENT INVESTMENT TRUST (BALANCED BOND - ]~ERIVATIVE TYPE) YURIE VIETNAM GOVERNMENT BOND IPO SPECIALIZED INVESTMENT TYPE ] RIVATE PLACEMENT INVESTMENT TRUST (BALANCED BOND -DERIVATIVE TYPE) YURIE VIETNAM GOVERNMENT & PUBLIC BOND PUBLICLY OFFERED STOCKS ~PECIALIZED INVESTMENT TYPE PRIVATE PLACEMENT INVESTMENT TRUST (BALANCED BOND - DERIVATIVE TYPE) - Qu6c tjchjnationality:south Korea - 56 CMND, Ho chieu, TM can circe (d6i voi ca nhan) hoac S6 Gifry chirng nh~ dang IcY doanh rghi~p, GifrYphep hoat dong hoac gifry to phap Iy nrong duong (d6i voi t6 chirc), ngay clip, noi cfrp /ID card/passport No. (in case of individual) or Certificate of business registration No. or relevant legal u ocuments (in case of organization), date of issue,place of issue. 1en Nha )flu TU' / Name of Giay to phap Iy 1 vestor (MSGO ella Nha )flljtu') / Trading Code 'URIE VIETNAM ) CCUMULATEDTARGET FETURNFUND YURIE VIETNAM IPO SPECIALIZED I ~VESTMENTTYPE P~ ATE PLACEMENT U~VESTMENTTRUST ( ALANCEDBOND E~RIV ATIVE TYPE) CB7161 CB1492 Y~ VIETNAM PUBLIC CB0959 C IFFEREDSECURITIES 1\ ASTER,INVESTMENT T~UST(BALANCEDBOND) YURIE VIETNAM PPBLICLY OFFERED S"'OCKS PLUS S ECIALIZED U VESTMENT TYPE P juv ATE PLACEMENT.(]I VESTMENTTRUST (.EiALANCEDBOND- D!!-RlVATIVETYPE) Y~RIE VIETNAM G~VERNMENTBONDIPO S] ECIALIZED CB1830 CBl831 Ngay cap / Issurance date NO'icap / By 13/06/2018 (vsof 12/06/ /04/2017

3 INVESTMENT TYPE RIVATEPLACEMENT INVESTMENT TRUST (ibalanced BOND ]I)ERIV ATIVE TYPE) ~IE VIETNAM CB1832 C~OVERNMENT & PUBLIC OND PUBLICLY OFFERED ~TOCKS SPECIALIZED rwestment TYPE RIV ATE PLACEMENT I~VESTMENT TRUST (~ALANCED BOND - 1 ERiV ATIVE TYPE) Ch(l'ng Khoan Vi~t Nam (VSD) - Chirc vu hien nay tai cong ty dai chung/ cong ty quan ly quy (n&uco)/ Current position at the J ublic companyljund management company (if any): - M6i quan he voi ca nmnlt6 clurc d~u nr/ Relationship with the individual/institutional investor: (rungcong ty Quan ly Quy YURIE ASSET MANAGEMENT CO., LTD 3. Ten c6 ~hi&u/ch(mg chi quy/rna chirng khoan sa hiiul Name & code of shareljund certificate ctwned: Cong ty Co ph n Chung khoan VNDIRECT / VNDIRECT Securities Corporation / VND 4. Cac tai khoan giao dich co clurng khoan neu tai ID\lC 3/ Trading account number with shares n entioned in paragraph 3 above: Tai cong ty chirng khoan/z» securities company: 1en Nha Dau TU' / Investor name \'URIE VIETNAM S~CURITIES INVESTMENT T~UST (STOCK) \:PRIE VIETNAM A~CUMULATED TARGET ~IETURNFUND \: ~E VIETNAM!PO S F>ECIALIZED INVESTMENT TjvPE PRIVATE PLACEMENT n VESTMENT TRUST (J ALANCED BOND - D)!:RIV ATIVE TYPE) y ~RIE VIETNAM PUBLIC OFFERED SECURITIES MlASTER INVESTMENT T ImST (BALANCED BOND) YURIE VIETNAM P1lmUCLY OFFERED S1 OCKS PLUS SPECIALIZED Il"tvESTMENT TYPE P]~ ATE PLACEMENT _!l'i!vestment TRUST Tai khoan giao dich / Trading account Number HSBFCA8662 SHVFCB7161 HSBFCB1492 HSBFCB0959 HSBFCB1830 T<;li/ At Ngan hang TNHH MTV Shin han Vi~t Nam Ngfm hang TNHH mot thanh

4 (~ALANCED BOND - ~ERIV ATIVE TYPE) f'urie VIETNAM 4~OVERNMENT BOND IPO ~PECIALIZED INVESTMENT YPE PRIVATE PLACEMENT linvestment TRUST (BALANCED BOND - ERIVATIVE TYPE) HSBFCB1831, URIE VIETNAM HSBFCB1832 ( OVERNMENT & PUBLIC ] OND PUBLICLY OFFERED ~TOCKS SPECIALIZED l~vestmenttype ] RrVATE PLACEMENT 1~VESTMENT TRUST (IJALANCED BOND - _! ERIV ATIVE TYPE_l vien HSBC (Viet Nam) vien HSBC (Viet Nam) 5. se hrong, ty l~ c6 phieu/chirng chi quy nam gifr truce khi thuc hien giao dich/ Number, ctwnershipproportion of shares/fund certificates held before the transaction: 10,224,817shares % 6. S61uQTIgc6 phieu/chirng chi quy da mua/ban/cho/tang/duoc ~ng!thlra k~/chuysn nhuong/nhan cl1uy~n nhuong/hoan d6i tai ngay lam thay doi ty l~ sa hiru va tro thanh/hoac khong con la c6 dong I ~nha d~u tu sa hfru ill 5% chimg chi quy cua quy dong! Number of shares /fund certificate purchase/sell/give/donate/donated/ inheritance/transfer/transferredlswap at date on which change of ownership ratio and becoming/no longer being a major shareholder/investors holding 5% or more of c osedfund certificate happened: Purchase 151,000 shares 7. s6 IUQTIg,ty l~ c6 phieu/chirng chi quy nam gifr sau khi thuc hien giao dich (hoac tlnrc hien hpan d6i)/ Number, ownershipproportion of shares/fund certificates hold after the transaction (or swap): 10,375,817shares / 4.793% 8. Ngay thuc hien giao djch (hoac thuc hien hoan d6i) lam thay d6i ty l~ sa htru va tro thanh c6 d png lon/khong con la c6 dong lon/nha d~u tu n~m gitr ill 5% clnrng chi quy cua quy dong! Trading d teon which change of ownership ratio and becoming/no longer being a major shareholder/investors hiding 5% or more of closedfund certificate happened: s6 IUQTIg, ty I~ c6 phi~u1ch(mg chi quy nguo; co lien quan dang n~ pi oportion of shares/fund certificates currently held by the relatedperson: T n Nha )~utu' s6 1U'Q'ngcO phi~u dang Ty Ie sa hifu n~m giif Y~VIETNAM A CUMULATED Tl frget RETURN F_lND 458, % giu/ Number, onwership 10. s6 IUQTIg, ty l~ c6 phi~u1ch(mg chi quy cling nguai co lien quan n~m giu sau khi giao djchl Nt.mber, ownership proportion of shares/fund certificates held by individual/organization investor to~ether with relatedpersons after the transaction:10,834,017 shares %

5 ca NHANrro entre DAo caol NGUm DUQC ijy QUYEN CONG DO THONG TIN NAME OF REPORTING ORGANIZATIONIlNDIVIDUALIPERSONS AUTHORIZED TO DISCLOSE INFORMATION (Ky, ghi ro ho ten, dong ddu - neu co) (Signature, full name and seal - in case of organization) YURIE VIETNAM SECURITIES lnvestment TRUST (STOCK) PARK HYEON inn. J'