PHI} Ll)C so 05 APPENDIX 05

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1 PHI} Ll)C so 05 APPENDIX 05 BAa caa TlNH HlNH QUAN TRl CONG TY, REPORT ON CORPORATE GOVERNANCE (Ban hann kem theo Thong tu s6 155/2015/TT-BTC ngay 06 thdng 10 ndm 2015cua B6 Tai chinh huang ddn c/ing b6 thong tin tren thi truong chung khodn) (Promulgated with the Circular No 155/2015/TT-BTC on October 06, 2015 of the Ministry of Finance guiding the Information disclosure on securities markets)... CONG TYCP THEP CONG HOA xa HOI CHU NGHiA VIET NAM DANA-V THE SOCIALIST REPUBLIC OF VIETNAM Company name BQc l~p - Tl! do - Hanh phuc Independence - Freedom - Happiness s6:a.od../dny No. N8ng, ngay 20 thang 07 nam , day month year. BAo cao TINH HINH QUA.N TRJ CONG TY NIEM YET REPORT ON CORPORATE GOVERNANCE OF LISTING COMPANY (6 thang /nam) (6 months/year) Kinh giri: To: - Uy ban Chimg khoan Nha mroc - Sa Giao dich Chung khoan - The State Securities Commission - The Stock Exchange - Ten cong ty niem ystlname oflisting company: CONG TY CP THEP DANA-V - Dia chi tru sa chinh/address of headoffice.duong 11B, KCN Thanh Vinh, Phuong Hoa Khanh Bac, QU9n Lien Chieu, Thanh ph6 N8ng -Dien thoai/ Telephone: Fax: V6n di~u l~/ Charter capital: d6ng - Mll clnrng khoan/ Securities code: DNY I. Hoat dqng cua i hqi dang cb dong/activities of the General Meeting of Shareholders Thong tin v~ cac cuoc hqp va Nghi quyet/quyet dinh cua i hoi d6ng c6 dong (bao gom ca cac Nghi quyet cua i hoi d6ng c6 dong duoc thong qua diroi hinh thuc l~y y kien bang van ban)/ Information on meetings and resolutions / decisions of the General Meeting of Shareholders (including the resolutions of the General Meeting of Shareholders adopted in the form of written comments): Stt S6 Nghi quyet/ Quyet dinh Ngay NQi dung No. Resolution/Decision No. te Content 01 89/2018/NQ- 29/04/2018 i HQi dong c6 dong thuong ~L ~~--~~r----

2 nien 2018 II. HQi d[)ng quan tr] (Bao cao 6 thang/namj/ Board of Management (SemiannuaVannualrepor~): 1. Thong tin v~ thanh vien HQi d6ng quan tri ()/ Information about the members of the Board of Management: Stt Thanh vien / Chirc Ngay b~t S6 buoi Ty l~ tham Ly do No. BOM's member Vl)I d~u/khong con h9p dir hop/ khong Positio la thanh vien tham d\l'/ Percentage tham du n / y Number of hop/ becoming/no attendance Reasons longer member for of the Board of absence Management OnglBa Mr./Ms.... Chu l. Ong IMr Huynh Van 22/02/ tich 0% Din 2. Ph6 Ong IMrNguy n Chi Chu Kien tich 01105/ % Thanh 3. OnglMr H6 Nghia Tin vien % Thanh BalMs Phan Thi Thao 4. vien % Suang Thanh I Ong/Mr Phan Xuan 5. vien 30106/ % Thi~n I 2. Hoat dong giam sat cua d6i voi Ban Giarn d6c/ Supervision by the BOD over the Director (General Director): Thuong xuyen 3. Heat dong cua cac ti~u ban thuoc HQi d6ng quan tri/ Activities of the Board of Directors' committees: Thuong xuyen 4. Cac Nghi quyet/quyet dinh cua HQi dong quan tri(bao cao 6 thang/namj/ R l. /D.. if h B d if D (S If, l ~ eso utzons ectsions 0 t e oar 0 irectors emi-annua annua reports : I Stt S6 Nghi quyet/ Quyet dinh Ngay NQi dung No. Resolution/Decision No. te Content III. Ban ki~m soat (Bao cao 6 thang/namj/ Supervisory Board/Semi-annual/annual reports): IL ~.---

3 ~~--~----~,-- 1. Thong tin vs thanh vien Ban Ki~m soat (BKS)I Information about members of Supervisory Board' Stt Thanh vien BKS Chirc vu Ngay b~t S6 buoi hop Ty l~ tham Ly d~ No. Members of Supervisory Position diulkhong con BKS tham du hqp khong Board la thanh vien dv Percentage tham du BKS Number of hqp y attendance Reasons becoming/no for longer member absence of the Supervisory Board BalMs Huynh Thi Loan Truong 30106/ Ban Ki~m Scat Ong/Mr Huynh Duy Thanh 30106/ Cuong Vien BalMs Pham Thi Thu Thanh 30106/ Suong Vien 2. Hoat d9ng giam sat cua BKS d6i voi, Ban Giam d6c disu hanh va c6 dong Surveillance activities of the Supervisory Boardtoward the Board of Management, Board of Directors and shareholders: Thuong xuyen 3. Su phoi hop hoat dong gifra BKS d6i voi hoat dong cua, Ban Giam d6c dieu hanh va cac can b9 quan ly khac/ The coordination among the Supervisory Boardwith the Board of Management, Board of Directors and different managers: Thuong xuyen 4. Hoat dong khac cua BKS (neu c6)1 Other activities of the Supervisory Board(if any): IV. o tao v~ quan tr] cong tyl Training on corporate governance: Cac kh6a dao tao vs quan tri cong ty ma cac thanh vien, thanh vien BKS, Giam d6c (T6ng Giarn d6c) disu hanh, cac can b9 quan ly khac va Thir ky cong ty dll tham gia theo quy dinh vs quan tri cong tyl Training courses on corporate governance which members of Board of Management, members of the Supervisory Board, Director (CEO), other managers and company secretary was involved in accordance with regulations on corporate governance: Thuong Xuyen V.,nh sach v~ ngu'iri co lien quan cua cong ty niem y~t theo quy djnh tai khoan 34 Dieu 6 Lu~t Chung khoan (Bao cao 6 thang/nam) va giao djch cua ngutri co lien quan cua cong ty v6'i chinh Cong ty 1List of affiliatedpersons of the public company as specified in clause 34, Article 6 of the Securities Law (Semi-annual/annual reports) and transactions of affiliatedpersons of the Company with the Company) 1. nh sach ve nguoi c6 lien quan cua cong tyl List of affiliatedpersons of the Company ST Ten t6 chirc/ca Tai Chirc S6 Dia Thai Thai Ly do T nhfulname of khoan vu tai Giay chi tru di~m diem Reason No. organizati giao cong ty NSH*, s6 b~t diu khong s on/individual dich (neu ngay chinh/ ia con ia

4 chung co) cap, Dia nguoi nguoi khoan Positio no'l chi co lien co lien (neu co) n at the cap lien h~ quan quan Securiti compan NSH Addres Time Time es y (if No. *, s of of trading any) date of startin ending account issue, g to be to be (ifany) place affiliat affiliat of ed ed issue person person 1 Huynh Van Tan Chli l35 22/021 tich 3496 nguye 2008 ;27/ CA... 2 Phan Thi Thao Thanh l I SUO'I1g vien 1069 nguye 2013 ;28/04 (Ph6 /2005 Tfmg Giam CA D6c)..,.) H6 Nghla Tin Thanh vien 2237 Tnrng 2013 Nil ;12/05 (Ph6 Viron /2000 T6ng g, tp Giam CA D6c) 4 Nguyen Chi Kien Thanh /051 vien 1584, Ti~u 2016 l3/071 La, Tp 2000 CA 5 Phan Xuan Thi~n Thanh L- ~-r

5 ,- vien 4071 B~c 2013 ;29/07 D~u, /1999, CA 6 Huynh Thi Loan Tnron /06/ g ban 5955 Hai 2013 kiem ;27/12 Phong scat /2008, tp CA r,) 7 Huynh Duy Thanh /06/ Cirong vien 6268 Pham 2013 Ban ro, ;14/07 Ki~m /2009 Scat CA 8 Pham Thi Thu Thanh /06/ Suang vien 6190 Blii 2013 Ban ;05/02 Vi~n, Ki~m /2009 Soat CA 9 Tr.n Mai Thi Be K~ Hoa 01/031 Li~u Toan 7018; Khanh 2008 Tnron Nam. 15/091 g 2010 Q Lien CA Chieu, Ghi chit/note: S6 Gidy NSH*: S6 CMND/H9 chidu (d6i voi cci nhdn) hoac S6 GCN dang IcY doanh nghiep, Gidy phep hoat dong hoac gidy ta phap If tuong duong (d6i vai t6 chuc)/nsh: In case of individual: ID card/passport No.; In case of organization: License of ---.L ~,-

6 establishment and operation/certificate of business registration/equivalent legal documents. 2. Giao dich gifra cong ty voi nguoi co lien quan cua cong ty; hoac gifra cong ty voi c6 dong 16n, nguoi noi bo, ngiroi co lien quan cua nguoi nqi bq/ Transactions between the company and the affiliated persons or between the company and major shareholders, internal persons and related person of internal person. tl ST Ten t6 M6i quan sf> Dia Thai sf> Nghi sf> Ghi T chirc/ca h~ lien Giay chitrv di~m quyet/ IUQ1lg,ty chu No. nhan quan voi NSH*, So' giao Quyet l~ n~m Not Name of cong ty n&ay chinh/ dich voi dinh cua gitt co e organiza Relations cap" Dia cong ty DHDC phieu tion/ hip naicap chi Time of D/ sau khi individua NSH lien transacti.. giao dich I No.*, h~ ons. thong Number, date of Addre qua (nsu ownershi issue, ss co,neu p place ro ngay proporti of issue ban on of hanh) shares/fu Number nd of certificat resoluti es hold ons/ after the decision transacti s of the on AGM/ BOM adopted (if any, specify date of issue) Ghi chu/note: s6 Giay NSH*: s6 CMND/H9 chdu (a6i voi ca nhdn) hoac s6 GCN dang ley doanh nghiep, Gidy phep hoat a9ng hoac gidy to phap If; tuong duong (a6i voi t6 chuct/ NSH*: In case of individual: ID card/passport No.; In case of organization: License of establishment and operation/certificate of business registration/equivalent legal documents. 3. Giao dich gitra ngiroi nqi bq cong ty niem yst, ngiroi co lien quan cua nguoi noi bq voi cong ty con, cong ty do cong ty niern yst n~ quyen ki~m soat/ Transaction between internal person of listed company and company's subsidiaries, or the company in which listed company takes con tro II" lnf!.ṗower Stt Nguoi Quan h~ Chtrc sf> Dia Ten Thai sf> IUQ1lg, Gh N thuc voi vu tai CMND/H chi cong ty di~m ty l~ nam 1 o. hien nguoi CTNY Qchieu, Addr con, giao gifr co ch giao nqibq Positti ngay c~p, ess cong ty dich phieu sau U dich Relation on at noi cap do Time of khi giao No ~-

7 I I Transact ship listed ID CTNY transac dich/ te ion with compa card/pass narn tion Number, executor internal ny port No., quyen ownershi, person date of kiem p issue, soatnam proportio place of eof nof issue subsidia shares/fu ries, the company which listed company control nd certificat es hold after the transacti on. o ;:: 4. Giao dich gifra cong ty voi cac d6i tuqtigkhac/ Transactions between the company and other objects 4.1. Giao dich gifra cong ty voi cong ty mil thanh vien, thanh vien Ban Ki~m soat, Giam d6c (Temg Giam d6c) di~u hanh dff va dang la thanh vien sang l~p hoac thanh vien, Giam d6c (T6ng Giam d6c) di~u hanh trong thai gian ba (03) nam tro lai day (tinh tai thai di~m l~p bao cao)/ Transactions between the company and the company that members of Board of Management, members of the Supervisory Board, Director (CEO) has been a founding member or members of Board of Management, Director (CEO) in three (03) years (calculated at the time of reporting) Giao dich gitra cong ty voi cong ty mil ngiroi c6 lien quan cua thanh vien, thanh vien Ban Ki~m scat, Giam d6c (T6ng Giam d6c) di~u hanh la thanh vien, Giarn d6c (T6ng Giam d6c) di~u hanh/ Transactions between the company and the company that relatedperson of members of Board of Management, members of the Supervisory Board, Director (CEO) as a member of Board of Management, Director (CEO) Cac giao dich khac cua cong ty (neu c6) c6 th~ mang lai loi ich v~t ch&thoac phi v~t ch&t d6i voi thanh vien, thanh vien Ban KiSm soat, Giam d6c (T6ng Giarn d6c) di~u hanh/ Other transactions of the company (if any) may be beneficial material or immaterial for members of Board of Management, members of the Supervisory Board, Director (CEO). VI. Giao djch c6 phieu ciia ngutri nqi bq va ngu'(),i lien quan ciia ngu'oi nqi bq (Bao cao 6 thang/nam)/ Transactions of internalpersons and related person of internal person (SemiannuaVannualrepor~) 1. nh sach nguoi noi b<) va ngiroi c6 lien quan cua nguoi noi b<)/ List of internalpersons and thei etr atffili 1 late dtpersons Stt H9 ten Tfti Chirc vu S6 Dia chi S6 c6 Tyl~sa Ghi No. Name khoan tai cong ty CMND/ lien h~ phieu sa hfru c6 chu giao dich (neu c6) H<) Addres huu phieu cuoi Not chung Position chien, s cu6iky ky e khoan at the?gfty Number Percentage (neu c6) company cap, noi of of share Securitie (if any) dpid shares ownership s trading card/pas owned at the end account sport at the of the -----,L- ~ ~r---

8 ---'L~~ ~~~~==~ ~=============== (ifany) No., date end of period of issue, the place of period r issue 1 Huynh Chli tich % Van Tan 96 nguye 99 ;27/04/2 005 Phan Ngiroi ,05% Thi lien quan 69 nguye 99 Thao ;28/04/2 Suong Phan Ph6 T6ng ,05% Thi Giam 69 nguye 99 Thao D6c ;28/04/2 Suong 005 Huynh Nguoi % Van Tan lien quan 96 nguye 99 ;27/04/2 005 Phan Ngiroi /10 0,05% Xuan lien quan 71 B~c Thi~n ;29/07/1 D~u, 999

9 Phan Nguoi i.e Thi lien quan 54 Duan,, 1,1% Li u 008 Thuy ;26/08/2 tp Bit Bit Phan Ngiroi /8 1,5% Thi lien quan 53 B~c Thuy ;18/11/1 B~u, Van Tp Bit 999 Bit Phan Nguoi Hai 0,1% Thi lien quan 55 Phong Thuy Ai ;27/12/2, Tp Bit 008 Bit Phan Nguoi B~c ,2% Xuan lien quan 45; B~u, Kien 17/12/2 tp Bit 008 Bit Phan Nguoi T6 60, ,3% Xuan lien quan 76 p.chin L('>c ;23/05/2 h 009; Gian, Tp Bit Bit

10 3 H6 Ph6 T6ng ,2% Nghla Giam 37 Tnrng 9 Tin D6c ;12/05/2 Nfr, Vuong 000, 4 Nguyen Thanh % Chi vien 84, Ti u Kien 13/07/2 La, Tp 000 i 5 Phan Tru6ng ,05% Xuan phong 71 B~c Thi~n V~tTu ;29/0711 DAu, 999 Phan Nguai ,05% Thi lien quan 69 nguye 99 Thao ;28/04/2 Suang 005 Huynh Ngiroi % Van Tan lien quan 96 nguye 99 ;27/04/2 005 Phan Nguai Le ,1,% Thi lien quan 54 DuAn, 9 ---,L ~ _=r_---

11 Thuy ;26/08/2 Lieu 008, Phan Nguoi / ,5% Thi lien quan 53 B~c 9 Thuy DAu, ;18/1111 Van 999 c c, Phan Nguoi Hili ,1% Thi lien quan 55 Phong Thuy Ai, Tp ;27/12/2 008 Phan Ngiroi B~c ,2% Xuan lien quan 45; DAu, Kien 17/12/2 008 CA TP Phan Nguoi T6 60, ,3% Xuan lien quan 76 p.chin L<)c h ;23/05/2 Gian, 009; Dil Huynh Truong Hili 0 0% Thi ban kiem 55 Phong, Loan soat ;27/12/2. 008

12 f)a, Huynh Thanh % Duy vien Ban 68 Phl;tm Cirong Kiem Tu, TP ;14/07/2 SoM 009 Pham Thanh Bui 0 0% Thi Thu vien Ban 90 Vi~n, Suang Ki~m ;05/02/2 SoM 009 Tr~n K~ Toan Hoa 0 0% Mai Thi Truong 18; Khanh Be Lieu 15/09/2 Nam. 010 Q Lien Chien, 2. Giao dich cua nguoi noi bl) va nguoi co lien quan d6i voi c6 phieu cua cong ty niem y t/ Transactions of internal persons and affiliated persons on shares of the listed company Stt Ngiroi Quan h~ S6 c6 phieu sa hfru S6 c6 phieu sa htru Ly do No thirc hien voi ngiroi d~uky cu6i ky tang, giao dich nl)i bl) Number of shares Number of shares giam Transacti Relationsh owned at the owned at the end of (mua, on ip with beginning of the the period ban, executor internal period chuy~n person d6i,

13 S6 c6 Ty l~ S6 c6 Ty l~ phieu Percentag phieu Percentag Numbe e Numbe e, rof rof shares shares thuong... )Reasons for increase, decrease (purchas e, sale, switch, reward... ) VII. Cac v n d~ c n luu y khac/ Other significant issues CUD TJCH CHAIRMAN OF THE BOD (Ky ten va dong ddu) 60 Sign and seal) , '"