- Sa Giao dich chiyng khoan TP. HCM

Transcription

1 PHl,J Ll,JC so 12 APPENDIX 12 BAo cao KET QuA GIAO O!CH co PHIEU/CHLrNG CHi QUY COA NGU'O'I NOI BO va NGU'O'I CO LIEN QUAN REPORT ON RESUL TS OF TRANSACTION IN SHARES/FUND CERTIFICA TES OF INTERNAL PERSON AND AFFILIA TED PERSONS (Ban henn kem theo Thong tv's TT-BTC ngay 06 thang 10 nem 2015 cue Be) Tei chinh huong dan cong b8 thong tin tren thi tru'&ng chung khoen) (Promulgated with the Circular No 155/2015ITT-BTC on October 06, 2015 of the Ministry of Finance guiding the Information disclosure on securities markets) CQNG HOA xa HQI CHI) NGHiA VI~T NAM DQc I~p - Tl,Vdo - Hanh phuc THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness Tp. HCM ngay 14 thang 03 nem 2017 HCM City, 14 March 2017 BAo cao K~T QUA GIAO D!CH co PHI~U COA NGU'O'I NQI BQ COA CONG TY )~I CHUNG, NGU'O'I NQI BQ COA QU? D~I CHUNG va NGU'O'I CO LIEN QUAN COA NGU'O'I NQI BO REPORT ON RESUL TS OF TRANSACTION IN SHARES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELA TED PERSONS OF INTERNAL PERSON Kfnh gut To: - Oy ban ChiYng khoan Nha nuoc - Sa Giao dich chiyng khoan TP. HCM - Cong Ty C6 Phan Tap Dean Hoa Phat ("HPG") - The State Securities Commission - Hochiminh Stock Exchange - Hoa Phat Group Joint Stock Company ("HPG'J 1. Thong tin ve to chuc thuc hien giao dich: Information on organization that conducts the transfer: HQva ten Ten to chuc: Name of organization: Ouoc tich/ Nationality: PENM IV GERMANY GMBH & CO. KG Duc So Gi~y chtrnq nhan dang ky doanh nqhiep: HRA 8538 Certificate of business registration No. Ngay c~p/date of issue: 11/06/2015 NO'icap/Place of issue: Tea An Dia Phuonq Bonn Local Court Bonn Dia chi lien MIDia chi tru sa chinhl Address: C/O Johanna Beteiligungsverwaltungs GmbH Johanna-Kinkel-Str. 2.4, Bonn, Due Di$n thoai/ Telephone: Fax:

2 Chuc Vl,J hien nay tal cong ty dai chung: Current position in the public company: Website: Co dong Shareholder 2. Thong tin ve ngu'oi noi bq cua cong ty dai chunq la ngu'oi c6 lien quan cua to chuc thuc hien giao dich (doi v&i truonq hop ngu'oi thuc hlen giao dich la ngu'oi c6 lien quan cua ngu'oi nqi bq cua cong ty dc;iichung)/ Information about internal person of the public company is related person of trading organization (in case trader is related person of internal person of the public company): Ho va ten ngu'oi nqi bq/ Name of internal person: Hans Christian jacobsen Quoc tich/ Nationality: Dia chi thu'ong tru/ Permanent address: Di$n thoai lien h$/tel: Dan Mach So CMND, HQ chieu, The can cu'&c/ 10 card/passport No.: Dan Mach Fax: Chuc Vl,J tal cong ty d<;lichunc tal nqay dang ky giao dich: Thanh Vien HQi Dong Ouan Tri Posittion in the public company at the date of registration for the transactions: BOD Member Chuc Vl,J hien nay tai conq ty dai chunq: Currently posittion in the public company: Thanh Vien HQiDong Ouan Tri BOD Member Moi quan h$ giq>ato chuc thuc hien giao dich voi ngu'oi nqi be: Giarn Doc Dieu Hanh Relationship of organization executing transaction with internal person: General Manager se 1U'Q'ng, ty 1$co prueu rna ngu'di noi bo dang nam gio>(neu c6)/ Number, ownership proportion of shares held by the internal (if any): Khong c6/no 3. Ma chl1ng khoan giao djch/ Securities code: 4. Cac tai khoan giao dich c6 co phieu neu tai rnuc 3: Trading account number with shares mentioned above: HPG SCBFCA8956 tai nqan hang luu ky Ngan Hang TNHH M(Jt Thanh VifJ/1 Standard Chartered (Vi?t Nam) SCBFCA8956 at Standard Chartered (Viet Nam) LLC 5. So 1U'Q'ng,ty 1$co phieu nam giq>truo'c khi thuc hien giao dich: Number, ownership proportion of shares co phieu, 0,36%

3 held before transaction: 6. se 1U'Q'ngco phieu dang ky mua: Number of shares registered to purchase: 7. s6 IUQ'ng.ty Ie co phie uda giao dich: Number, ownership proportion of shares purchased: 8. se IUQ'ng.ty 1$co phieu narn gig> sau khi thuc hien giao dich: Number, ownership proportion of shares after the transaction: 9. Phuong thuc giao dich: Mode of transaction: 10. Thai gian thuc hien giao dich: Transaction period: 3,000, 000 shares, 0.36% co phieu 5,500, 000 shares co phieu, 0,65% 5,500, 000 shares, 0.65% co phieu, 1,01% 8,500,000 shares, 1.01% Khop lenh va/hoac thea thuan Matching order and/or put through tu nqay 08 thanq 03 narn 2017 de n nqay 14 thanq 3 nam 2017 from 8 March 2017 to 14 March 2017

4 ca NHANITO CHLrC BAo caol NGU'O'I DU'Q'C UY QUY~N CONG BO THONG TIN NAME OF REPORTING ORGANIZA TlONIINDIVIDUAUPERSONS AUTHORIZED TO DISCLOSE INFORMA TlON (Ky, ghi ra tio ten, cj6ng d~u - newco) (Signature, full name and seal - in case of organization) 4

5 SENDING REPORT Mar :23PM YOUR LOGO YOUR FAX NO. BRNKINIJEST NO. OTHER FRCSIMILE STRRT TIME USRGE TIME MODE PRGES RESULT' Mar.14 05:21PM 01'31 SND 04 OK TO TURN OFF REPORT, PRESS 'MENU' t:t04. THEN SELECT OFF BY USING '+' OR '-'.

6 SEf'lDIHGPEPORT Mar :20PM YOUR LOGO YOUR FAX NO. BANKINlJEST NO. OTHER FACSIMILE START TIME USAGE TlME MODE PAGES RESULT Mar.1405:19PM 01'28 SND 04 OK TO TURN OFF REPORT, PRESS 'MENU' 004. THEN SELECT OFF BY USING '+' OR '_'.

7 SEND It-lGREPORT Mar :18PM YOUR LOGO YOUR FAX NO. BANK INVEST NO. OTHER FACSIMILE START TIME USAGE TIME MODE PAGES RESULT Mar : 15Pt1 01'39 SND 04 OK TO TURN OFF REPORT, PRESS 'MENU' 1:*04. THEN SELECT OFF BY USING '+' OR '-'.