[Z NONE (No reportable non-investment income.)

Transcription

1 Harwell_Robert_B

2 Page 2 of O Name or Person Reportlnc Date or Report. NONNVESMEN N CO ME. (Reporting indjvidual and spouse; see pp of filing instructions.) A. Filer's Nonnvestment ncome [Z NONE (No reportable noninvestment income.) SOURCE AND YPE NCOME (yours, not spouse's) B. Spouse's Nonnvestment ncome (Dollar amount not required except for honoruriu.) [Z NONE (No reportable noninvestment income.) f you were married during any portion of the reporting year, complete this sectwn. SOURCE AND YPE V REMBURSEMENS transportation, lodging.food, entertainment. (ncludes those to spouse and dependent children; see pp of filing nstructions.) D NONE (No reportable reimbursements.) SOURCE DAES LOCAN PUROSE MS PAD OR PROVDED. SC Bar Association 1/25 to 1/26/2008 Charleston, SC SC Bar Meeting Lodging

3 Page 3of10 Name of Person Reporting Harwell, Robert 8. Date of Report V, GFS. (ncludes those ta spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable gifs.) SOURCE DESCRPON YA LUE V, LABLES. (ncludes those of spouse and dependent children; see pp. J233 of filing instructions.) [Z NONE (No reportable liabilities.) CREDR DESCRPON VALUE CODE

4 Page 4 of O Name of Penon Reporting Dale of Report V. NVESMENS and RUSS D NONE (No reportable income, assets, or transactions.) income, value, transactions (ncludes those uf spouse and dependent children; see PP 3460 of filing instructions.)!! A. B. c. D. Description of Assets ncome during Gross value at end of ransactions during reponing period (including trust assets) reponing period reponing period (2) () (2) (3) (5) () Place "(X)" after each asset Amount ype (e.g., Value Value ype "' (e.g., j Date "' Value Gain dentity of exempt from prior disclosure Code div., ren Code2 Method buy, sell, Month C"' 21COOo ""'''""" (AH) or int.) (JP) Code 3 redemption) Day (JP) (AH) (ifprivate (QW) transaction) L J l. 1 (4). Charles Schwab (sweep accts) c nterest K 2. Wachovia Bank Stock A Dividend J 3. Wells Fargo & Co. Stock A Divider.ct J 4. Autoliv nc. Stock A Dividend J 5. Rhom & Haas nc. Stock A Dividend J 6. he South Financial Group Stock B Dividend K 7. Wachovia Bank (various accts) D nterest M 8. First Reliance Bank (various accounts) X B nterest L SeeNote#l 9. South Carolina Bank & rust (account) X B nterest M See Note # 10. Carolina First Bank (account) X B nterest Matured 11/01 M B See Note# Citizens Bank (account) X B nterest Matured 10/01 M B See Note #2 12. Anderson Brothers Bank (account) X B nterest Matured 10/31 M B See Note#2 13. Carolina Bank (account) X B nterest M See Note #1 14. National Bank of South Carolina( account) X A nterest M See Note #1 15. BB& Bank (various accts) D nterest N 16. Harwell Farms & nvestment 12 1/2% 12/3 1/04 compiled $31M A Dividend K u 17. Harwell Devel Co.,lnc. 12 1/2% compiled 12/31/04 $52M None Closed 3/3 J A t. ncome Gain Codes: A=Sl,000 or Jess (See Columns B an 04) f $50,001S00, Value Codes (See Columns C an 03) 3. Value Method Codes (Sec Column C2) J S 5,000 or less N =5250,00 $500,000 PJ $25,000,001 S50,000,000 Q Appraisal U s8ook Value B Sl,001S2,500 G =$100,001 Sl,000,000 K =$15,001 $50,000 o s500,001 s R scost (Real Estate Only) V =Other C =$2,50 SS,000 D SS,001 SS,000 E =SS,001 $50,000 H =s1.ooo,001ss.ooo.ooo H2 More than SS,000,000 L =$50, ,000 M S00, ,000 Pl =$1,000,00J $5,000,000 P2 =55,000,00 $25,000,000 P4 =More than S50,000,000 S ==Asscssmenl =(ash Markel W=Estimatcd

5 Name of Penon Reportln: Date of Report Page 5of10 V. NVESMENS and RUSS 1ncome, atue, transactions r1nctudes those of spouse and dependent children: see PP. J46o offdfng 1nstructwns.J 0 NONE (No reportable income, assets, or transactions.).. A. B. c. D. i L Description of Assets (including trust assets}! [! " ncome during reporting period 1) (2) Place "(X}" after each asset Amount ype (e.g. e_xempt _fr_o_m prior disc losure Code div. rent. (AH} or int.) 18. PCDG, LLC (10%) 1998 & 2000 $32,000 None, Gross value at end of reporting period () (2) Value Value Code2 Method (JP) Code 3 ype (e.g.. Date Value Gain dentity of 1 () r (3 (4j.(. L ( _ ansacti _ W!...! J K R ransactions during reporting period buy. sell. Month Code 2 Code ' buyer/seller redemption) Day (JP} (AH} (if private 19. Charles Schwab RA # B Dividend L 20. Cash Fund 21. Dimensional Fund Advisors ntl Small Co Ort 22. Dimensional Fund Advisors ntl Value ll 23. Dimensional Fund Advisors Large Cap ntl 24. Dimensional Fund Advisors Large Cap Va lue ll 25. Dimensional Fund Advisors US Large Co nst) ndex 26. Dimensional Fund Advisors US Small Cap 27. Dimensional Fund Advisors US Small Cap Value 28. Charles Schwab RA#2 B Dividend M 29. Cash Fund 30. Dimensional Fund Advisors ntl Small Co ort 31. Dimensional Fund Advisors ntl Value ll 32. Dimensional Fund Advisors Large Cp ntl Ort 33. Dimensional Fur.d Advisors Large Cap Va lue ll f 34. Dimensional Fund Advisors US Lg Co. nst ndex. ncome Gain Code.: A =Sl,000 or less B s s2.soo C S2.SO SS.000 D=SS,OOJ SS,000 E =S S,00 SS0,000 (See Columns B an 04) F SS0,001 S00,000 G=SOO,OOl Sl,000,000 H Sl,000,001 SS,000,000 H2 More rhan SS,000, Value Codes J S S,000 or less K SS,001 SS0,000 L SS0,001S00,000 M S00,001 SlSU,000 (See Columns Cl an 03) N =S2SO,OO SS00,000 0 SS00,00 S 1,000,000 Pl SJ,000,001 SS,000,000 P2 =SS,000,001 S2S,OOO,OOO Pl s2s,ooo.001 sso P4 More than SS0,000, Value Method Codes Q Appraisal R Cosl (Real Estate Only) S =Assessment =Cash Market (See Column C2) U Book Value V=Other W =Esimaled

6 Page 6of10 Name of Person Reporting Date of Report V. NVESMENS and RUSS income, value, transactins (ncludes those of spouse and t!ependenl children; see PP 1.f60 of filing instructions.) D NONE (No reportable income, assets, or transactions.) i 1 A. B. c. 0. Description of Assets ncome during Gross value at end of ransactions during reporting period (including trust assets) j reporting period reporting period > c1 (5 ) ldentiry of <2 _>. J < 1 _>_ _<2 >1< 1 P) :: mpt _> _ )_, n (2i!(J>ic4i r Place "(X)" after each asset mount ype (e.g., Value Value ype (e.g., Date j Value! Gain exempt from prio r disclosure Code div., rent, Code 2 Method buy, sell. Month! Code 2 : Code ' t : o r int.) j) _ : ) ' (AH) ; buyer/seller (if private transaction ) [ Dimensional Fund Advisors US Small Cap Dimensional Fund Advisors US Small Cap Value 37. Charles Schwab RA#3 A Dividend K 38. Cash fund 39. Dimensional Ful!d Advisors US Small Cap 40. rust# l c Dividend M 41. Cash FundCharles Schwab 42. BB& Corp Stock 43. Varguard shortterm treasury 44. Berkeley Co SC Zero 6/1/12 c nterest L 45. Clemson University, SC Zero 5/1/10 B nterest L 46. Piedmont Mun. Power Zero 1/1/08 None Matured / J A 47. Piedmont Mun. Power Zero 1/1/13 A nterest K 48. Piedmont Mun. Power Zero 1/1/13 A nterest J 49. Piedmont Mun Power Zero 1/1/15 c nterest L 50. Richland Co SC Zero 8/1/09 c nterest L 5. SC Zero 7/1/12 B nterest L. ncome Gain Codes: A =Sl.000 or leu B Sl,OOt $2.500 C S2.50 t S5.000 D=S5,00t SS.000 (See Colum11 B t an 04) F SS0,001 S00,000 G=S00,001$1,000,000 H =Sl.000,001 SS,000. H2 More than SS,000,000 E SS,OOt SS0, Value Codes l =SJ S,000 or less K SS,001 SS0,000 L =$50,001 SJ00,000 M =SJ $250,000 (See Columns Cl an 03) N $ 2 50,00 $500,000 0 =$500,00 S1,000,000 Pl =$1,000,001 SS,000,000 P 2 ss PJ =$25,000,00J SS0,000,000 P4 More than $50,000, Value Metho Codes Q Appraisal R Cosl (Real Estalc Only) S ""Assessment Cash Market (Sec Column C2) U =Book Value V>Other W =Estimated S2S,OOO,OOO

7 Page 7of10 Name of Person Reporting Dale of Report V. NVESMENS and RUSS _income, vatue, transtlcuons (1nc1,,des those of spouse and dependent children: see pp of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. Description of Assets ncome during Gross value at end of (including trust ass<ts) reporting period reporting period () (2) () (2) () Place "(X)" after each asset Amount ype (e.g. Value Value ype (e.g. exempt from prior disclosure Code div. rent, Code2 Method buy. sell. (AH) or int.) (JP) Code3 redemption) 52. hree Rivers Solid Zero /09 B nterest K (QW) D. ransactions d uring reporting period ] (2) Date ( 3) ; Va lue Month!c ode2 ; Day (JP) j (4) Gain Code (AH) (5) dentity of buyer/seller (ifprivale sact_io _J j 53. hree Rivers Solid Zero 1/1/11 B nterest K 54. hree Rivers Solid Zero 1/1/12 B nterest K 55. hree Rivers Solid Zero 1/1/13 B nterest K 56. Dimensional Fund Advisors ax Man US M A Dividend J ktwde 57. Rental Prop North Myrtle Beach,SC (2003 D Rent M R,$238,600) 58. Harwell &Sons Prop (Cherr Grov None M u e, SC) 49% ($243, on 2004 tax retu) 60. College Bound Fund #,Alliance Berstein A Dividend J Mutual Funds 61. CBF Appreciation Alt Bx 62. College Bound Fund 112, Alliance Berstein A Dividend K Mutual Funds 63. CBF Appreciation Alt BX 64. SC Future Scholar Plan#,Columbia Mutua None J Funds 65. Bond A 66. Large Cap Core A 67. Mid Cap Growth A 68. Small Cap Growth A. ncome Gain Cod..: A =$ or less B =Sl,001SZ.SOO C =$2.50 SS,000 (See Columns B an 04) F $50,001 S00,000 G $ S H Sl,000,001 $5,000, Value Code J SS,OOOorless K 3$15,001 SS0.000 L $50,001 $100,000 (See Columns Cl an DJ) N $250, ,000 0 SS00,001Sl,000,000 Pl 3$1,000,001 SS.000,000 Pl =$25,000,001 $50,000,000 P4 =More than $50,000, Value Method Codes Q Appraisal R cost (Real Estate Only) S Assessment (See Column C2) U Book Value VOther W ""Estimated D $5,001 SS.000 H2 More than SS,000,000 M $100,001 $250,000 P2 mss,000,00 $25,000,000 =Cash Market E SS.001SSO.OOO

8 Page 8of10 Name of Person Reportin Date of Report V. NVESMENS and RUSS income, atue, 1ransacuons (rnctudes those of spouse and dependent children; see PP of filing 1ns1ruc1ions.J D NONE (No reportable income, assets, or transactions.) Descripti of Assets lncom= uring Gross val at end of (including trust assets)! reporting period reporting period L. 1.!,.L.. L. _. j J_ D. ransactions during reporting period () (2) () (2) () i (2) (3) (4) Place "(X)" after each asset Amount ype (c_g., Value Value ype (e.g., Date Value i Gain exempt from prior disclosure Code div., rent, 1 Code 2 Method buy, sell, Month Code 2! Code 69. SC Future Scholar Plan #2, Columbia Mui None J ual Funds (AH) or int) (JP) Code 3 redemption) Day \ (JP) : (A H) (QW)! i (5) dentity of buyer/seller (if private transaction) 70. Bond A 71. Large Cap Core A 72. Mid Cap Grow A 73. Small Cap Growth A 74. Farms, Florence, SC ( 1999 $125, None M R 000) 75. Custodial Account# None J 76. he South Financial Group Stock 77. Custodial Acct#2 None J 78. he South Financial Group Stock 79., Florence, SC (2006 $70,000) None L R 80. SC uition Prepayment Prograt! # None K 81. SC uition Prepayment Program #2 None K 82_ Lot Florence None Sold 3/14 K B William & Rhonda W, SC (2007 $38,275 atkins. ncome Gain Codes: A Sl,000 or lcu B Sl,OOt $2,500 C S2.SO t SS.000 D SS.DO S S.000 E SS,OOtSS0,000 (See Columns Bl an 04) F SSU,OOt. St G S 00,00 t S 1,000,000 H 51,000.00t SS,000,000 H2 More than SS,UOO.UOU 2. Value Codes J S S,000 or less K StS,001 SS0,000 L SS0.001SU0,000 M S00,001 S2SU,OOU (Sec Columns Cl an 03) N S250,00 $500,000 0 =SS00,00 $ 1,000,000 Pl csl.000,001 $5, P2 SS,000,001 $25.000,000 PJ S2S,OOO,OOS50, P4 =More than S50, ). Value Mcth Code> Q Appraisal R Cost (Real Estate Only) S Assessment Cash Markel (Sec Column C2) U Book Value V=Other W Estimated

9 Page 9of10 Name of Penon Reporting Dale of Reporl V. ADDONAL.iFORMAON OR EXPLANAONS. (lndicatepartofreporl) Note # Funds moved from other financial institutions listed Note #2 Funds moved from and into other financial institutions listed

10 Page 10 of O Name of Penon Reporting Harwell, Robert 8. Dale of Report X. CERFCAON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable!tatutory provisions permitting nondisclosure. further certify that earned income from outside employment and honorarla and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NOE: ANY NDVDUAL WHO KNOWNGLY AND WLFULLY FALSFES OR FALS O FLE HS REPOR MAY BE SUBJEC O CVL AND CRMNAL SANCONS (5 U.S.C. app. 104) FLNG NSRUCONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite 2301 One Columbus Circle, N.E. Washington, D.C