[2 NONE (No reportable positions.)

Transcription

1 AOJO Rev.1/008 FNANCAL DSCLOSURE REPORT FOR CALENDAR YEAR 2008 Report Required by the Ethics in Government Act of 1978 (5 use app lJ. Person Reporting (last name, first, middle initial) 2. Court or Organization 6th Circuit Court of Appeals Title (Anicle judges indicate active or senior starus; Sa. Report Type (check appropriate type) magistrate judges indicate full or pantime) 6. Reporting Period Circuit Judge D Nomination, n nitial. Sb. D Amended Repon Date 0 Annual n, Final 01/ to 12/31/ Chambers or Offce Address 8. On the basis of the information contained in bis Report and any modifications pertaining thereto, it is, in my opinion, in compliance 300 Customs House with applicable Jaws and regulations. 701 Broadway Nashville, TN 3723 Reviewing Officer Date MPORTANT NOTES: The instructions accompanying thlsjorm must be fo//owe,d. Compleie all pans, checking the NONE box for each part where you.have no repo![able information. Sign on last page. }. POSlT} ONS. (Reporting individual only; see pp. 913 of filing instructions.) [2 NONE (No reportable positions.) POSTON NAME OF ORGANZATON/ENTTY. AGREEMENTS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable agreements.) PARTES AND TERMS CJ = =...& ;o f n <,.,, c:: m :: o 0 c_z. c» CD rn ::Z 01 < o» )> rn.,,,.,, c. rt c Tennessee State Retirement System (former state judge) TAACREF (former law professor) Daughtrey, Martha C

2 FNANCAL DSCLOSURE REPORT Page 2of8 06/12/2009. N 0 NJNVESTMENT JN CO ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Nonnvestment ncome 0 NONE (No reportable noninvestment income.) SOURCE AND TYPE NCOME (yours; not spouse's) J. 7/08 nstitute of Judicial Administration, wk seminar $1, Tennessee State Renrement System $30, J. B. Spouse's Nonnvestment ncome (Dollar amount not required except for honoraria.) f you were married during any portion of the reporting year, complete this section. D NONE (No reportable noninvestment income.) SOURCE AND TYPE The Tennessean (freelance writing) 2. V. REMBURSEMENTS transportation, lodging, food, entertainment (ncludes those to spouse and dependent children; see pp of filing instructions.) 0 NONE (No reportable reimbursements.) SOURCE DATES LOCATON PURPOSE TEMS PAD OR PROVDED. University of Pennsylvania 1/24/08 Philadelphia, PA moot court t,1,f 2. American Bar Association 2/08/08 Los Angeles, CA council meeting t,l,f New York Law School 2/13/08 New York, NY moot court t,1,f Boston University Law School 4110/08 Boston, MA moot court t,1,f 5. American Bar Association Frebourg, Switzerland site visit t,l,f 6. American Bar Association Seattle, WA council meeting t,1,f 7. New York Univ Law School 7/14/08 New York, NY seminar t,l,f

3 FNANCAL DSCLOSURE REPORT Page 3of8 06/12/2009 V. GFTS. (ncludes those to spouse and dependent children; see pp of filing instructions.) f7 NONE (No reportable gifts.) SOURCE DESCRPTON VALUE Vi. LiA1.iLiTiES. (ncludes those oj spouse and dependent, hildren; see pp. 32JJ ojjiling instructions.) [Z NONE (No reportable liabilities.) CREDTOR DESCRPTON VALUE CODE

4 FNANCAL DSCLOSURE REPORT Page 4 of 8 06/12/2009 V. NVESTMENTS and TRUSTS income, value, transactions r1nc1udes those of spouse and dependent children; see PP 3460 of filing instructions.; D NONE (No reportable income, assets, or transactions.) r 1(1) A D. _ Description of Assets ncome during Gross val at= :f_t_ Transactions during reporting period (including trust assets) repor ting period 1_ (2) (!) (2) (!) 1 Place "(X)" after each asset Amount Type (e.g., Value Valuej ' reporting B. period (2) (3) {5) Type (e.g., Date Value Gain / dentity of exempt from prior disclosure Month Code2 Code :buyer/seller or int.) Day (JP) (AH) (if private (QW) transaction) Code 1 div., rent, Code 2 Method buy; sell, (AH) (JP) Code 3 redemption) (4) l ' Regions Financial Corp. ( tock certificate) A Dividend J T 2. Regions Bank {ch king accounts) c nleresl L T L""' Williams Co. (stock) A Dividend J T Gannett, nc. (stock) A Dividend J T 5_ American Electric Power (stock) A Dividend J T 6. Bristol Meyer Co. (stock) A Dividend J T 7_ J.P. Morgan Chase (stock) A Dividend K T 8. Kroger Co. (stock) A Dividend K T 9. Chevron Corp. (stock) D Dividend M T 10. Morgan Stanley Harbor!(annuity) A nterest L T ' TAACREF (stock and annuity) A nterest M T 12. Gannett 40 (k) (Pension account) A Dividend K T 1 Terra ndustries (stock) A Dividend J T 1 Longleaf Partners (mutual fund) A Dividend L T 15. Mutual Series Beacon Fund (mutual fund) c Dividend L T 16. T Rowe Price Stock Fund (mutual fund) A Dividend K T 17. Federated Kaufmann (mutual fund) A Dividend K T ' 1. Jncome Gain Codes: (See Columns B and D4) A=SJ,000orless F =$50,001 SJ 0 0,0 00 B =S 1,00 $2,500 G =$100,001 $1,000,000 c=$2,501 $5,000 H =$1,000,001 $5,000,000 D =$5,001 $15,000 HZ =More than $5,000,000 E =S.15,001 $50,000 j 2. Value Codes J=$l5,000or less K=Sl5,00J $50,000 L=$50,001 $!00,000 M=$100,001 $250,000 (See Columns CJ and D3) N =$250,001 $500,000 0 =$500,001 Sl, P =$1,()00,00 $5.000,000 P2 =$5,000,001. $25,000,000 J_ Value Method Codes (See Column C2) P3 =$25,000,001 $50,000,000 Q =Appraisal U=Book Value R.oCost (Real Estate Only) V=Other P4 =Morethan $50,000,000 S=Assessment W=Estimated. T =Cash Market

5 FNANCAL DSCLOSURE REPORT Page 5of8 06/12/2009 V. NVESTMENTS and TRUSTS income, value, transactions r1nc1udes those of spouse and dependent children; see PP 3460 of filing ins1ruc1ions.j D NONE (No reportable income, assets, or transactions.)!, A., B.! l Description of Assets (including trust assets) Place.. (X)" after each asset exempt from prior disclosure 18. Pershing Government Accounts (money ma A nterest K T rket) l,! Amount Code ncome during reporting period l C. r D. Gross value at end of '/ 1 reporting period o l (2) () (2) (AH) Typ (e.g., div., rent, or int.) Value Code2 (JP) Value Method Code 3 (QW) / Transactions during reporting period i (1) (2) (3) (4) (5) Type (e.g., D ate Value Gam ' dentity of buy, sell, redemption) Mo nth Code2 Code buyer/seller D ay (JP) (AH) (if private transaction) 19. HSBC Holdings (stock) A Dividend J T. " 20. Exxon Mobil (stock) B Dividend L T 21. Dell Computer (stock) A Dividend J T 22. EMC Corp (stock) A Dividend J T 2 ntel Corp (stock) A Dividend J T 2 Oracle Cmp.(stock) A Dividend J T 25. Sun Micro Systems (stock) A Dividend J T 26. Pioneer Natural Resources, Midland TX A Royalty J w 27. Zimmer Hldgs nc. (stock) A Dividend J T 28. Plains Mktg., LP, Houston, TX A Royalty J w Morgan Stanley Sched. Annuity Manager c nterest L T 3. Dodge & Cox Stock Funds (mutual fund) A Dividend L T 32. Vanguard 500 Fund (mutual fund) Sold K A 3 Vanguard Sp. Hlth Care (mutual fund) B Dividend K T 3 Meridian Growth Fund (mutual fund) A Dividend K T. Jncome Gain Codes: (See Columns B and D4) A =$J,000 or less F=$50,00 $100,000 B Sl,001$2,500 G S00,001 Sl,000,000 C=$2,501 $5,000 H $1,000,001 $5,000,000 D =$5,001 $15,000 H2 =More lhan $5,000,000 E =$15,00J $50,000! i 2. Value Codes J =$15,000 or less K =$15,001 $50,000 L =$ SJ00,000 M =$100,001 $250,000 (See Columns Cl and D3) N =$250,00 S500,000 0 =$500,001. $1,000,000 Pl =Sl,000,001 $5,000,000 P2 =$5,000,00! $25,000,000 P3 =$25,000,00 $50,000,000 P4 =More than $50,000,000 Value Method Codes (See Column C2) Q =Appraisal U =Book Value R =Cost (Real Estate Only) V =Other S =Assessment W =Estimated T =Cash Market

6 FNANCAL DSCLOSURE REPORT Page 6of8 06/]2/2009 V. NVESTMENTS and TRUSTS income, value, transactions r1nc1udes those of spouse and dependent children, see pp of filing instructions.; D NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets ) Place "(X)" after each asset exempt from prior disclosure,,, 1,1.) 12\,1.1,\ to\ (1\ ncom uring Gross val Ji ' at end of Transactions du r i reporting period,., reporting period reporting period \! 'Amoum Type (e.g., Code div., rent, Code 2 Method buy, sell, 1 M<m<h COOo 2 COO<> """'''" 'j Value Value Type! 1. \L/! \J) tra _ n sa c i on _t _ ) '" '14', (e.g., / Date j Value Gain dentity of 1 (AH) or mt.) (JP) Code 3 redemption) D a y (JP) (AH) (if priva t e _l (Q J. t'51' J 35. Federated Caµ Res A nterest L T 36. Ryanair Hldgs {stock) {additional) A Dividend J T buy 37. Sequoia Fund (mutual fund)... "== A Dividend K Buy {)2/19 J K J. ncome Gain Codes: (See Columns B and 04) 2. Value Codes (See Columns CJ and D3) A =$1,000 or less F=$50,001 $100,000 J =$15,000 or less N =$250,001 $500,000 P3 =$25,000,001 $50,000,000 ' B =$1,001 $2,500 G =$100,001 Sl,000,000 K =$15,001 $50,000 0=$500,001 $1,000,000 c =$2,501 $5,000 H =$1,000,001 $5,000,000 L =$50,001 $100,000 Pl =$1,000,001 $5,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =CoS (Real Esiate Only) S =Assessment i (See Column C2) U =Book Value V =Other W =Estimated D =$5,001 $15,000 HZ :More than $5,000,000 M =S00,001. $250,000 P2 =$5,000,00 $25.000,000 T =Cash Markel E =$15,001 $50,000

7 FNANCAL DSCLOSURE REPORT. Page 7of8 06/12/2009 V. ADDTONAL NFORMATON OR EXPLANATONS. (lndicate partofreport.)

8 FNANCAL DSCLOSURE REPORT Page 8of8 06/12/2009 X. CERTFCATON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting nondisclosure.! 7 ti emj"mmt md idiia M tt ra 'piil1...:..: vf gi n1flint:1,.t:n repur.. e O an in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. i353, and Judicial Conference regulations. NOTE: ANY NDVDUAL WHO KNOWNGLY AND WLFULLY FALSFES OR FALS TO FLE THS REPORT MAY BE SUBJECT TO CVL AND CRMNAL SANCTONS (5 U.S.C. app. 104) FLNG NSTRUCTONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2301 One Columbus Circle, N.E. Washington, D.C