2. Court or Organization. Western District of Texas. Sa. Report Type (check appropriate type) D Nomination, D Initial. [{ Annual. Amended Report. Sb.

Transcription

1 Moses. Alia AOJO Rev Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app ) Person Reporting (last name, first, middle Initial) Court or Organization Western District of Texas Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge -Active 7. Chambers or Offce Address 111E. Broadway, Room A-202 Del Rio, TX Sa. Report Type (check appropriate type) 6. Reporting Period D Nomination, Date 01/01/2010 D Initial [{ Annual Final to 12/31/2010 Sb. D Amended Report D 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on fast page. POSIT! 0 NS. (Reporting individual only; see pp of filing instructions.) [? NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I AGREEMENTS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS

2 Page 2of6 Ill. NON-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) lf you were married during any portion of the reporting year, complete this section. SOURCE AND TYPE 2010 Self-Employed: Public Relations/Marketing/Writing Income IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

3 Page 3 of 6 V. GIFTS. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE V LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) D NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE Chase Visa Credit Card K

4 Page 4of6 VI INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes t1tose of spouse and dependent c1tildren; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) B. A. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period {I) {I) (2) (2) (2) (I) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Westar Energy Inc Direct Stock Reinv Plan A Dividend 1 T Westar Energy Inc Common Stock A Dividend J T The Bank and Trust Accounts A Interest 1 T NekTar Theraputics Common Stock None 1 T Linsco Premier M Mkt Port Accts (Y) 6. Nuveen High Yield Mun Bd Fd Cl C (Y) 7. Oppenheimer Rochester Natl Muni(Y) 8. First Trust Muni C/E Port Ser 23 (Y) 9. Kyliptix Solutions Inc Common Stk (Y) IO. Championship Bull Riding Inc Comm Stk (Y) Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,501 - $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (SeeColumnsBl andd4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 -$100,000 M =$100,001 -$250,000 (Sec Columns C1 and DJ) N =$250,001 - $500,000 0=$500,001 - $ l,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000 PJ =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

5 Page 5of6 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport.)

6 Page 6of6 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C