D NONE (No reportable positions.)

Transcription

1 AO'O Rev., 11201}8 FNANCAL DSCLOSURE REPORT FOR C"ALENDAR YEAR 2008 Report Required by the Ethics in Government Act of1978 (5 U.S.C. app ). Person Reporting (last name, first, middle initial) 2. Court or Organization 3. U.S. Court of Appeals, 9th 06/19/ Title (Article judges indicate active or senior status; Sa. Report Type {check appropriate type) 6. Reporting Period magistrate judges indicate full- or part-time) Nomination, Date 01/01/2008 Article Judge, Senior D D nitial [Z Annual D Fmal to 12/31/2008 Sb. D Amended Report 7. Chambers or Offce Address 8. On the basis of the information contained in this Report and any modifcations pertaining thereto, it is, in my opinion, in compliance U.S. Court of Appeals with applicable laws and regulations. 95 Seventh Street San Francisco, CA Reviewing Officer Date /MPO RT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box/or each part where you have no reportable information. Sign on last page.. POST! ONS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSTON NAME OF ORGANZATON/ENTTY. President and Director Thomas More-Jacques Ma ritain nstitute (non-profit cultural orgamzation) 2. Member Advisory Counctl, Transparency lntemat1onal 3 Member Editonal Board, American Journal of Junsprudence 4. Membe1 President's Council, Graduate Theolog1cal Sclr 5. AGREEMENTS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable agreements.) C-o en"'-: c-! ::c::... _:. o::: -..r... () rt,... = =...a L-! ;o rn (" rn N N - }::> < rn 0 PARTES AN TERMS. 07/01/86 University of California pens10n based on service 2. 3_ Noonan Jr, John T

2 FNANCAL DSCLOSURE REPORT Page2 of9 J. N 0 N-NVESTMENT JN CO ME. (Reporting individual and spouse; see pp instructions.) of filing A. Filer's Non-nvestment ncome D NONE (No reportable non-investment income.) SOURCE AND TYPE NCOME (yours, not spouse's) Pension: University of California $41, Royalty-West Group Foundation Press $ Royalty-University of Cahfomia $ B. Spouse's Non-nvestment ncome - /you were married during any portion of the reporting year, complete this section. (Dollar amount not requ1red except for honoraria.) [Z NONE (No reportable non-investment income.) SOURCE AND TYPE JV. REMBURSEMENTS - transportation, lodging.food, entertainment (ncludes those to spouse and dependent children; see pp of filing instructions) D NONE (No reportable reimbursements.) SOURCE LOCATON PURPOSE TEMS PAD OR PROVDED l. Graduate Theological Union - President's Council 10/21/2008 New York, New York Meeting Airfare, Taxis

3 FNANCAL DSCLOSURE REPORT Page 3of9 V, GFTS. (ncludes those to spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable gifts.) SOURCE DESCRPTON VALUE 5. VJ. LJABJLTJES. (ncludes those of spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable liabilities.) CREDTOR DESCRPTON VALUE CODE

4 FNANCAL DSCLOSURE REPORT Page 4 of9 V. NVESTMENTS and TRUSTS - income, value, transactions (ncludes those of spouse and dependent children; see PP of flung instrucuons.j D NONE (No reportable income, assets, or transactions.) A. B. c. D. i Description of Assets ncome durmg Gross value at end of Transact10ns during reporting period!! (including trust assets) reporting penod reportmg period () () (2) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain dentity of exempt from prior disclosure Code div., rent, Code 2 Method buy, sell, Month- Code 2 Code buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private l Ftdelity Magellan Fund c Dividend L T (2) (Q-W) () (2) (3) (4) transaction) 2 Fidelity CA Muni ncome Fund (formerly D nterest M T Spartan CA Muni Fd) 3. BP P.L.C. A Dividend J T 4. Wells Fargo Checking Account c nterest M T 5. Wells Fargo Market Rate Account A Dividend J T 6. Wells Fargo RAs B nterest K T 7. Dreyfus Muni Bond Fund (formerly nsured A Dividend J T Muni Bond Fund) 8. Teachers nsurance and Annuity Association D nterest M T 9. Scudder nt'! Bond Fund B Dividend K T 10 Wells Fargo nvestments-thornburg nves D Dividend M T tment Trust 11. Wachovia Time Deposit c nterest M T 12. Brokerage Account Number Bear Steams 13. -JP Morgan Chase c Dividend L T 14 -General Mills B Dividend K T 15 -Procter & Gamble Common B D1v1dend L T 16. -Neurob10logical Technologies None J T 17 -BP P.L.C c Dividend K T ncome Gain Codes A =S,000 or Jess B =Sl,001 -S2,500 C =$2,501 - S5,000 D =S5,00 - $15,000 E =$15,001 -$50,000 (See Columns Bl and 04) F =550,00 - S 00,000 G =S00,001 -Sl,000,000 H =Sl,000,001 - SS,000,000 H2 =More than $5,000,000 1 Value Codes J =S 5,000 or less K =S15,00 -S50,000 L=$50,001 - S00,000 M =S00,001 -$250,000 (See Columns C and DJ) N =5250, ,000 0=S500,00 - S 1,000,000 P =S 1,000,00 - S5,000,000 P2=S5,000,00 - $25,000,000 Pl =$25,000,00 - $50,000,000 P4 =More than S50,000,000_ J Value Method Codes Q =Appraisal R =Cost (Real Es tate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V=Other W =Estimated

5 FNANCAL DSCLOSURE REPORT Page 5 of9 Name or Person Reporting V. NVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP offitinc instrucuons.j 0 NONE (No reportable income, assets, or transactions.) A. B. Descnption of Assets ncome during Gross value at end of (including trust assets) reporting period reporting period c (1) (2) () (2) () Place "(X)" after each asset Amount Type ( e.g., Value Value Type (e g., exempt from prior disclosure Code div., rent, Code2 Method buy, sell, (A-H) or int.) (J-P) Code3 redemption) (Q-W) D. Transactions during reporting period (2) (3) (4) (5) Date Value Gain dentity of Month - Code2 Code buyer/seller Day (J-P) (A-H) (ifpnvate transaction) 18 -Coca Cola Common B Dividend K T 19. -Eli Lilly Corporallon B Dividend K T 20. -BM Common B Dividend K T Fortune Brands B Dividend K T 22. -Monsanto A Dividend K T 23. -Pfizer B Dividend K T 24. -GNMA Pass Through Pools A nterest ] T 25. -Calvert Social nvestment Fund B nterest ] T Buy 12/4 ] 26. -Olstein All Cap Value Fund (formerlty Fm None ancial Alen Fund) 06/18 L A 27. -Bear Stearns Tempfund A nterest 06/18 ] A 28. -Bear Stearns Tempfund Buy ] 29. -Bear Stearns Tempfund Buy 08/01 ] 30. -Bear Stearns Tempfund 09/04 K A 31 -JP Morgan Prime Money Market Fund A nterest M T Buy K 32 -JP Morgan Prime Money Market Fund Buy 10/01 M 33. -California State Corpus Prams None Redeemed 10/01 L A 34. -Diamond Hill Long-Short Fund A Dividend L T Buy M ncome Gain Codes A =S 1,000 or less B =Sl,001 -S2,500 C =S2,501 - SS,000 (See Columns B and 04) F =SS0, ,000 G =S 00,00 -$,000,000 H =Sl,000,001 -S5,000,000 1 Value Codes J =S15,000 or less K =S 5,001 - SS0,000 L =SS0,001 - S00,000 {See Columns Cl and 03) N =S250,00 - SS00,000 O =$500,001 -Sl,000,000 Pl =Sl,000,00l -SS,000,000 P3 =S25,000,00 -SS0,000,000 P4 =More than $50,000,000 J. Value Method Codes Q =Appraisal R =Cos! (Real Esta!e Only) S =Assessment (See Column C2) U =Book Value V=O!her W=Eshmated D =S5,00 - Sl5,000 H2 =More 1han SS,000,000 M =S00, ,000 P2 =S5,000,00 -S25,000,000 T =Cash Markel E =S 5,001 - S50,000

6 FNANCAL DSCLOSURE REPORT Page 6 of9 Name or Person Reporting Date or Report 06/ r--- A. B. c. V. NVESTMENTS and TRUSTS - income, value, transactions (ncludes those of spouse and dependent children; see PP of filing instructions.) 0 NONE (No reportable income, assets, or transactions.) Descript10n of Assets : (including trust assets) ; Place "(X)" after each asset exempt from prior disclosure ncome durmg Gross value at end of Transactions during reporting period reportmg penod reportmg penod () (2) () (2) () (2) D. (3) (4) Amount Type (e.g., Value Value Type (e.g, Date Value Gain dentity of Code (A-H) div., rent, or int) Code 2 (J-P) Method CodeJ buy, sell, redemption) Month- Day Code2 (J-P) Code (A-H) buyer/seller (if private (Q-W) trnsacbon) (5) 35. -Ca State University Revenue Bond B nterest K T 36. -North of the River Samtary District Bond B nterest K T 37. Trust Number (No personal income) D Dividend N T 38. -Fleet MA ntennediate Tax Exempt Bond Fund 03/03 J A 39. -Fleet nternational Equity Fund 04/03 J A 40. -Fleet Mid Cap Growth Fund 04/03 J A 4 l. -Fleet Large Cap Value Fund 42. -Fleet Mid Cap Value Fund 43. -Fleet Small Cap Value Fund 44. -Fleet Large Cap Growth Fund 45 -Fleet Tax Exempt Fund 11/05 K 46. -Fleet Tax Exempt Fund Buy 04/03 J 47 -Fleet nternational Equity Fund Buy 11/05 K 48 Trust Number 2 (No personal income) D Dividend M T 49 -Fleet MA ntermediate Tax Exempt Bond Fund 10/03 J A 50 -Fleet Large Cap Value Fund 51 -Fleet MA ntermediate Tax Exempt Bond Fund ncome Gain Codes A =S 1,000 or less B =Sl,001 -$2,500 C =S S5.000 o s5,001 -SJ5,ooo E S 5,001 - $ (See Columns B and 04) F=SS0,001 S G =S00,001 -Si,000,000 H =Sl,000,001 -SS,000,000 H2 =More than SS,000, Value Codes (See Columns Cl and DJ) J =S 15,000 or less N =$250,001 -S K =$ S,00 - SS0,000 o =S5oo.oo 1 - s L sso,001 -s100,ooo Pl =s1,ooo.001. s5.ooo.ooo M =S 00,00 - S2SO,OOO P2 =S5.000,00 -S25,000,000 P3 =S25.000,00-550, P4 =More than $50,000, Value Method Codes Q=Appra1Sal R =Cosl (Real Estate Only} S =Assessment T=Cash Market (See Column C2) U =Book Value V=Other W =Estimated

7 FNANCAL DSCLOSURE REPORT Page 7 of9 Vil. NVESTMENTS and TRUSTS - 0 NONE (No reportable income, assets, or transactions.) income, value, transactions r1nc1udes those of spouse and dependent children; see PP of filing instrucuons.j A. B c. D. Description of Assets (includmg trust assets) Place "(X}" after each asset exempt from prior disclosure ncome durmg Gross value at end of Transactions during reporting period reporting period reporting period (} (2) () (2) () (2) (3) (4) (5) Amount Type (e g., Value Value Type (e g., Date Value Gain dentity of Code div., rent, Code2 Method buy, sell, Month - Code 2 Code buyer/seller (A-H) or int ) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 52 -Fleet Large Cap Growth Fund J/{)5 J A 53. -Fleet nternational Equity Fund Buy 10/03 J 54. -Fleet Large Cap Value Fund Buy 10/03 J 55 -Fleet nternational Equity Fund Buy 11/05 J 56. -Fleet Small Cap Growth Fund Buy 11/05 J ncome Gain Codes A =S 1,000 or less 8 =Sl,001 -S2,500 C =S2,501 - SS,000 (See Columns Bl and 04) F =S50,00 S00,000 G =S00,001 -Sl,000,000 H =Sl,000,001 - S5,000,000 2 Value Codes J =S 15,000 or less K=S15,00l -S50,000 L =550,001 -S00,000 (See Columns Cl and DJ) N =S250,00 - S500,000 0 =S500,00 - S1,000,000 Pl =Sl,000,001-$5,000,000 P3 =S25,000,00 - SS0,000,000 P4 =More than $50,000,000 J Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment (See Column C2) U =Book Value V =O ther W =Estimated D =S5,00! Sl5,000 E =S 15,00 S50,000 H2 =More than S5,000,000 M =S00,001 -S250,000 P2 =S5,000,00 S25,000,000 T =Cash Market

8 FNANCAL DSCLOSURE REPORT Page 8 of9 V. ADDTONAL NFORMATON OR EXPLANATONS. (ndicateparlo/reporl) Two trusts referred to in this report are as follow. 1. Trust: The Trust was created by on December 15, t became irrevocable on her death in 1990 and divided into three shares. The tr ustee has discretion to pay the income and principal of my share to me, === l-97 6 T rus t w;as Trust: The formed by - in 1976 and became irrevocable on his death in On his death the property was divided into equal shares for me. The trustee has discretion to pay some or all of the net income or principal of my share to me,. The trust terminates on the death of me, the remainder going to !11 3. The income of both trusts was paid by the tr u stee in 2008 to all over 21 years of age. At the request of the Committee on Financial Disclosure, have summanzea tne reports Gave received. n April 2000, Fleet Bank acquired the Bank of Boston and became the trustee of the above tr usts. The trusts were also subdivided into distinct trusts for each of the of the grantors, so that there is now a distinct trust for me under the same trust mstruments. Report is not made here of the sales of odd lots (typically one or two shares) made to make 1t easier to divide the trusts into thirds. The money market fund, Galaxy, was arranged by Fleet to take over the functions performed by the money market Boston 1784 funds; investments in these money market funds are noted on an annual basis.

9 FNANCAL DSCLOSURE REPORT Page 9 of9 X. CERTFCATON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best or my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NOTE: ANY NDVDUAL WHO KNOWNGLY AND WLFULLY FALSFES OR FALS TO FLE THS REPORT MAY BE SUBJECT TO CVL AND CRMNAL SANCTONS (5 U.S.C. app. 104) FLNG NSTRUCTONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C