D NONE (No reportable positions.)

Transcription

1 A010 Rev FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2011 Report Required by the Ethics in Government Act of I 978 (5 U.S.C. app JI) Person Reporting (last name, first, middle initial) Court or Organization LORENZ, MYRON J. U.S. DISTRICT COURT, CASO Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. DISTRICT JUDGE, SENIOR 7. Chambers or Office Address Sa. Report Type (check appropriate type) D Nomination Date D Initial [{ Annual Sb. D Amended Report D Fmal 6. Reporting Period 01/01/2011 to 12/31/2011 U.S. DISTRICT COURT 940 FRONT STREET RM 5145 SAN DIEGO CA IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Insert signature on last page. POSJTJ ONS, (Reportng individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY 1. TRUSTEE TRUST MEMBER BOARD OF ADVISORS OF MARINE CORPS RECRUIT DEPOT MUSEUM & HISTORIAL SOCIETY IJ. AGREEMENTS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS

2 -- FINANCIAL DISCLOSURE REPORT Page 2of7 LORENZ, MYRON J Ill. NON-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - lf you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS transportation, lodging,food, entertainment. (Includes those to spouse and dependent children; see pp ofjilmg mstructions) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

3 Page 3of7 LORENZ, MYRON J. 5/9/2012 V. GIFTS. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VJ. LJABJLJTJES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

4 Page 4 of7 LORENZ, MYRON J VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions r1nc1udes those of spouse and dependent children; see pp of Ji line instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions dunng reporting period (including trust assets) reporting period of reporting period (I) (2) (I) (2) (I) (4) (2) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code J div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) WELLS FARGO BANK None J T TRUST# I E Int./Div. Pl T - Parcel# I, San Diego County, California None w - HIGHLAND FLOATING RTC - BANK DEPOSIT PROGRAM (MORGAN STANLEY) 6. - MURIETTA VY CALIF SCH DIST. CTFS PARTN CALLABLE 7. SAN JOSE CALIF ARPT REV BDS B Interest K T Buy 01/22/11 K 8. - CALIFORNIA EDL F ACS AUTH REV Redeemed 12/30/11 M (part) 9. - SAN DIEGO CAL GEGL BLDG AUTH LEASE REV FIDELITY PRIME FUND CAPITAL RES B Interest M T Buy 12/30/11 M AMERICAN CAP WRLD GR & INC (add'!) 1 - AMERICAN INV CO OF AMER 1 - PALOMAR PO MORADO HEAL TH 1 - SANT A CLARA VALLEY WATER DIST. 1 - UNIVERSITY OF CAL. REV 16. -LOS ANGELES CALIF HBR DEPT REV 17. -VISTA CALIF CTFS PARTN COPS CAP 1 Income Gam Codes. A =$1,000 or!ess B =$1,001 -$500 c =$2,501 -$5,000 0=$001-$15,000 E =$15,001 -$50,000 (See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 -$1.000,000 HI =$1.000,001 -$ H2 =More than $5, Value Codes J =$15,000 or less K=$15,00l -$ L=$ $ M =$ $ (See Columns Cl and 03) N=$250,001 -$ =$500,001 -$ Pl =$1, $5,000,000 1'2 =$000,001 -$25, P3 =$ $ P4 =More than $50.000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market (See Column C2) U=Book Value V=Other W=Estimated

5 Page 5 of7 LORENZ, MYRON J VI INVESTMENTS and TRUSTS - income, va111e, transactions r1nc1udes those of spouse and dependent children; see PP of filing instmctions.j D NONE (No reportable income, assets, or transactions.) A. B c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (ifprivate (Q-W) transaction) 18. -DA VIS NEW YORK VENTURE 19. IRA#l D Int./Div. M T OPPENHEIMER GLOBAL FD CL B Sold 09/23/11 K DA VIS NEW YORK VENTURE Sold 09/23/11 K 2 - SPECTRUM ASSET MGMT MORGAN L T Buy STANLEY (add'!) L 2 IRA#2 A Int./Div. K T 2 - MS LIQUID ASSET FUND 2 -AMERICAN INV CO OF AMER AMERICA CAP WRLD GR &INC C 1. Income Garn Codes A or less B =$ $500 c =$2,501 - $5,000 D =$5,001 -$15,000 E =$15,001-$50,000 (Sec Columns BI and 04) F =$ $100,000 G =$ $1, HI =$1,000,001 -$000,000 H2 =More than $000,000 2 Value Codes J 415,000 or less K =$1001 -$ L =$50,001 -$ M =$ $250,000 (Sec Columns CJ and 03) N =$ $ =$500,001 - $1, Pl =$1.000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 - $50, P4 =More than $50, Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W=Est1mated

6 Page 6 of7 LORENZ, MYRON J. 5/9/2012 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport.) Part VII, lines 2-18, lines 19-22, and Imes 23-26, Assets reported pursuant to the "Aggregate Ownership Arrangement" rules. Part VII, linel8 and 21 (Represents partial transfer from IRA #I to Trust)

7 Page 7 of7 LORENZ, MYRON J IX. CERTIFICATION. I certify that all information given above ( including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C , and Judicial Conference regulations. Signature: s/ MYRON J. LORENZ NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C