[Z NONE (No reportable positions.)

Transcription

1 "" AO JO in Government Act of 1978 Rev FOR CALENDAR YEAR 2007 (5 U.S.C. app. IOI-I I I) Report Required by the Ethics Person Reporting (last name, first, middle initial) Court or Organization Biggers, Neal B U.S. Courts Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) Senior U.S. District Judge 7. Chambers or Office Address 911 Jackson Ave., Suite 388 Oxford, MS Sa. Report Type (check appropriate type) 6. Reporting Period D Nomination, Date D Initial 0 Annual Sb. D Amended Report D 01/01/2007 Final to 12/31/ On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORT ANT NO TES: The instructions accompanying this form m1111f../.lf.qht/ Co11plete alfjlaro. checking the NONE box for each part where you have no reportable. in[rma(i11.sln O). latpage. PO SITI 0 NS, (Reporting individual only; see pp of filing instructions.) [Z NONE (No reportable positions.) POSITION NAME OF ORGANTZA TION/ENTITY I AGREEMENTS. (Reporting individual only; see pp of filing instructions.) [Z NONE (No reportable agreements.) 0 (/ l'l o - U>z c:: ); :::oz ft cd '11., (""),,, - = c::: c::o 3: >- -< )> :::0 m (' m w - w.j < m 0 PARTIES AND TERMS

2 Page 2of7 Biggers, Neal B 05/12/2008 Ill. N 0 N-INVESTMENT IN COME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) 2007 State of Mississippi Retirement Benefits $ 29,1095 B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete tltis section. (Dollar amount not required except for honoraria.) [Z NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS - transportation, lodging.food, entertaitiment. (Includes those lo spouse and dependent children; see pp of filing instnictions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED George Mason University 07/08-07/11 Sedona, AZ Educational Seminar Transportation, Meals and Room FREE 07/22-07/26 Gallatin Gateway, MT Educational Seminar Transportation, Meals and Room

3 Page 3of7 Biggers, Neal B 05/12/2008 V, GIFTS. (brc/udes those to spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VJ. LIABILITIES. (brcludes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

4 Page 4of7 Biggers, Neal B 05/12/2008 VI INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP NONE (No reportable income, assets, or transactions.) of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period (I ) (2) (2) (3) (5) (2) (l) (I) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, Month- Code2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 (Q-W) redemption) Day (J-P) (A-H) (if private transaction) (4)!. Alcorn County, MS fam1 B Rent L w Ft. Dearborn Securities (Common) c Dividend L T Biggers Ace Hardware, Corinth, MS (Corp. A Dividend K w Shareholder) MM Account, First National Bank, Oxford, c Interest L T MS British Petroleum (Amoco) (Common) c Dividend M T 6. Oxford-University Bank B Interest K T 7. Applied Materials A Dividend M T 8. Ultra Petroleum (Common) Pl T 9. Schering Plough (SGP) (Common) B Dividend M T 10. JDS Uniphase Common Sell 516 K A 11. Alcatel-Lucent Sell 10/11 K c 1 Cabe las Sell 10/11 K A 1 Applied Materials L T 1 Teco Energy c Dividend L T 1 Street Tracks Gold Trust L T 16. Netease.com, Inc. K T 17. China Fund Sell 10/12 L A Income Gain Codes: A =$1,000 or less B =St,001 -S2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns BI and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 SI00,000 M s I00,001 $250,(IOO (See Columns Cl and D3) N $250,00 I - $500,000 0 =$5(!0,00 I - S 1,000,000 Pl =Sl,000,001 - $5,000,000 P2 =$5,000,001 S25,000,000 P3 =$25,000,001 $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V =Other W =Estimated

5 Page 6of7 Biggers, Neal B 05/12/2008 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreport.)

6 Page 7of7 Biggers, Neal B 05/12/2008 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C

7 Report Required by the Ethics AO JO in Government Act of 1978 Rev. l/008 FOR CALENDAR YEAR 2007 (5 U.S.C. app. IOI-JI I) Person Reporting (last name, first, middle initial) Court or Organization Biggers, Neal B U.S. Courts 07/07/2008 Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) Senior U. S. District Judge Sa. Report Type (check appropriate type) D Nomination, Date D Initial 0 Annual Sb. [l Amended Report D Final 6. Reporting Period 01/01/2007 to 12/31/ Chambers or Office Address 911 Jackson Ave., Suite 388 Oxford, MS On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORT ANT N 0 TES: The instructions accompanying this form must he followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. J, POSJTJ 0 NS. (Reporting individual only; see pp of filing instructions.) [Z NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY JJ. AGREEMENTS. (Reporting individual only; see pp of filing instructions.) [Z NONE (No reportable agreements.) PARTIES AND TERMS

8 Page 2 of7 Biggers, Neal B 07/07/2008 JIJ. N 0 N-JNVESTMENT JN CO ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) 2007 State of Mississippi Retirement Benefits $ 29,1095 B. Spouse' S Non-Investment Income - I/you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE!. JV. REJMB URSEMENTS - transportation, lodging.food, entertainmenl (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOUCE DATES LOCATI PUROSE ITEMS PAID OR PROVIDED 1. George Mason University 07 / Sedona, AZ Educational Seminar Transportation, Meals and Room FREE 07/22-07/26 Gallatin Gateway, MT Educational Seminar Transportation, Meals and Room

9 Page 3of7 Biggers, Neal B 07/07/2008 V. GIFTS. (Includes those lo spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VJ. LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

10 Page 4of7 Biggers, Neal B 07/07/2008 VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. D. Income during Gross value at end of Transactions during reporting period reporting period (l) (2) reporting period ( l) (2) (1) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code l div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) Alcorn County, MS far B Rent L w Ft. Dearborn Securities (Common) c Dividend L T Biggers Ace Hardware, Corinth, MS (Corp. A Dividend K w Shareholder) MM Account, First National Bank, Oxford, c Interest L T MS British Petroleum (Amoco) (Common) c Dividend M T 6. Oxford-University Bank B Interest K T 7. Applied Materials A Dividend M T 8. Ultra Petroleum (Common) None Pl T 9. Schering Plough (SGP) (Common) B Dividend M T 10. JDS Uniphase Common None Sell 516 K A 11. Alcatel-Lucent None Sell JO/JI K c 1 Cabe las None Sell JO/I I K A 1 Applied Materials None L T 1 Teco Energy c Dividend L T 1 Street Tracks Gold Trust None L T 16. Netease.com, Inc. None K T 17. China Fund None Sell 10/12 L A Income Gain Codes: A =S 1,000 or less B =Sl,001 -$2,500 c =$2,501 - $5,000 D =$5,001 -$15,000 E =$15,001 - $50,000 (See Columns Bl and D4) F =$50,001 -S 100,000 G =Sl00,001- Sl,000,000 HI =Sl,000,001- $5,000,000 H2 =More than $5,000,000 Value Codes J =S 15,000 or less K =$15,001 -$50,000 t =$50,001 -$100,000 M =$100,001 $250,000 (See Cohonns Cl and 03) N =$250,001 - $500,000 0 =$500,001-$1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,00 I - $25,000,000 PJ =$25,000,00 I - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V=Other W =Estimated

11 Page 5of7 Biggers, Neal B 07/07/2008 VI INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. Income during Gross value at end of Transactions during reporting period reporting period (1) (2) (1) reporting period (2) (1) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code l div., rent, Code 2 Method buy, sell, Month - Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) (2) (3) D. (4) (5) transaction) 18. Nortel Networks None Sell 10/12 L A 19. Chevron Corp. c Dividend L T 20. Occidental Petrolewn c Dividend M T 21. Critical Theraputics None K T 2 MSFT None K T 2 OGX None J T 2 HAL B Dividend L T 2 DVN B Dividend L T 26. InCQme Gain Codes: A =S 1,000 orless B =Sl,001 - S2,500 C =$2,501 SS,000 D=SS,001 Sl5,000 E =Sl5,00I -$50,000 (See Columns Bl and D4) F= 50,001 -SI00,000 G =SI00,001-Sl,000,000 HI =$1,000,001 -S5,000,000 H2 =More than S5,000,000 Value Codes J=SI 5,000 orless K=$15,001 - S50,000 L=$50,001 $100,000 M =$100,001 $250,000 (See Columns Ct an DJ) N =$250,00 I 500,000 0 $500,00 I $1,000,000 Pi "$1,000,001 - $5,000,000 P2 S5,000,00I $25,000,000 P3 =$25,000,001 - $50,000,000 P4 '"More than SSO,uJo,ooo Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market (See Column C2) U=Book Value V=Other W=Estimated

12 Page 6of7 Biggers, Neal B 07/07/2008 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate parto/report.)

13 Page 7of7 Biggers, Neal B 07/07/2008 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C