UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF ILLINOIS 219 SOUTH DEARBORN STREET CHICAGO, ILLINOIS May 13, 2009

Transcription

1 Holderman_James_F

2 UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF ILLINOIS SELF INITIATED AMENDMENT 219 SOUTH DEARBORN STREET CHICAGO, ILLINOIS CHAMBERS OF JAMES F. HOLDERMAN CHIEF JUDGE TELEPHONE May 13, 2009 Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, DC CJ Cf () 1 1 o -- U>z c» ::Z rn oj::>.,,., () ft -- c:::...= :; ::- -< CX )> -.. N C.1 :::0 rn (' rn - < rn 0 Dear Committee: Enclosed please find the original and three copies of my Financial Disclosure Report, AO 10, for the 2008 calendar year. Additionally, it has come to my attention that an error was made on my AO 10 for the Calendar Year 2007 in part III B. For the year 2007, had "non-investment income" from Winston & Strawn for salary and from the University of Illinois College of Law for parttime teaching, but unlike for prior years and for this 2008 year "non-investment income sources" were not listed on my AO 10 for I apologize for this inadvertent error. Therefore, I am additionally enclosing the original and three copies of my Amended Financial Disclosure Report for 2007 correcting that error. Thank you for your attention to this matter. JFH:pw Enclosures

3 AO JO Rev. J/008 AMED FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2007 SELF INITIATED AMENDMENT Report Required by the Ethics in Government Act of 1978 (5 USC. app. JOI-I JI) I. Person Reporting (last name, first, middle initial) 2. Court or Organization HOLDERMAN, JAMES F U.S. DISTRICT COURT/ND! 05/12/2009 Title (Article III judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time) D Nomination, Date JUDGE - Active D Initial [Z Annual Sb. [Z Amended Report D 6. Reporting Period 01/01/2007 Final to 12/31/ Chambers or Orfice Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance 219 South Dearborn Street with applicable laws and regulations. Room 2548 Chicago, IL Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete a/i parts, checking the NONE box for each part wlri!re you have no reportable information. Sign on last page. I. P 0 S ITI 0 NS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. Faculty (part-time) John Marshall Law School 2. Faculty (part-time) University of Illinois College of Law CJ c. A 1-n o:; en;= c::-?jo 01- oj> -nl -n CJ 01 c::: :;:: :; rn () rn Cf - <: }> rn - 0 rv <: II. AGREEMENTS.-(Reporting individual only; see pp of filing instructions.) [Z NONE (No reportable agreements.) PARTIES AND TERMS I. 2.

4 FINANCIAL DISCLOSURE REPORT -Page 2 of 6 HOLDERMAN, JAMES F 05/12/2009 III. NON-INVESTMENT JN CO ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income) SOURCE AND TYPE INCOME (yours, not spouse's) I. March University of Illinois College of Law (part-time teaching) $ 4, Jan., Aug. John Marshall Law School (part-time teaching) $ 15, B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income) SOURCE AND TYPE I. Jan-Dec Winston & Strawn (salary) 2. March University of Illinois (part-time teaching) JV. REIMBURSEMENTS - transportation, lodging,food, entertainmenl {Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I. University of Illinois June 26-July I, 2007 Oxford, England IP Law Symposium Transportation and Hotel Expenses 2. Association of Patent September New York, New Speaker at Annual Transportation and Hotel Expenses Law Finns 25-27, 2007 York Meeting

5 FINANCIAL DISCLOSURE REPORT Page 3of6 HOLDERMAN, JAMES F 05/12/2009 V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-JI of filing instructions.) [Z NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE I. 2. VI. LIABILITIES. (Includes thou of spouse and dependent children; supp. J]-JJ of filing instructions.) [Z NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I. 2.

6 FINANCIAL DISCLOSURE REPORT Page 4of6 HOLDERMAN, JAMES F 05/12/2009 VII. INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions r1nc1udes those of spouse and dependent children; see PP offuing instructions.) A. B. C. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I (A-H) div., rent. or int.) Code 2 (J-P) Method Code 3 (Q-W) buy, sell, redemption) Month- Day Code 2 (J-P) Code I (A-H) buyer/seller (if private transaction) I. Country Companies Ins. Policies A Interest M T 2. Fifth Third Bank Savings Account B Interest J T Northwestern Mutual Life Ins. Policy None L T Fidelity Investment Group (a widely None L T diversified mutual fund) I. Income Gain Codes: A =SI,000 or less B =S 1,00 I -S2,5DO C=S2,50t -S000 D =S5,00I -Sl5,0DO E=S15,DOl -S50,000 (See Columns Bl and 04) F =S50,00I -SIOO,ODO G =SI00,001 -Sl,000,000 HI =Sl.OD0,001 -S5,000, =More than S5,000, Value Codes J =SIS,000 or less K =S15,00I - S50,0DO L =$50,00 I SI 00,000 M =SI 00,00 I -$250,000 (See Columns Cl and 03) N =$250,00 I -$500,000 0 =S500,00 I - $1,0D0,000 Pl =Sl,000,001-15,000,000 P2 =S5,000,00I -S25,000,000 PJ =S25;000,00 I -$50,000,000 P4 =More than 150,000,000 Value Me1hod Codes Q =Appraisal R =Cosl (Real Esta te Only) S =A sses sment T =Ca sh Market (Sec Column C2) U =Book Valu e V=Olher W =Estimated

7 FINANCIAL DISCLOSURE REPORT Page 5of6 HOLDERMAN, JAMES F VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreporl)

8 .. -._ FINANCIAL DISCLOSURE REPORT Page 6of6 HOLDERMAN, JAMES F 05/12/2009 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to tbe best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisi_em; of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference re ulations. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FAL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C

9 AOlO Rev FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2008 Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app I} I. Person Reporting (last name, first, middle initial) 2. Court or Organization HOLDERMAN, JAMES F. U.S. DISTRICT COURT/ND! Tille (Article Ill judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time) D Nomination. Date JUDGE - Active D Initial [Z Annual - Sb. D Amended Report D Final 7. Chambers or Office Address 8. Oo the basis of the information contained in this Report and any 219 South Dearborn Street Room 2548 Chicago, IL modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer 6. Reporting Period Date 01/01/2008 to 12/31/2008 IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE boxfor each part where you have no reportable information. Sign on last page. I. POSITJ 0 NS. (Rtporting individual only; see pp of filing instructions.) D NONE {No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. Faculty (part-time) The John Marshall Law School 2. Faculty {part-time) University of Illinois College of Law 'O g ;o c. rn CJ-n :::; c o..., - a - c.y {11 - Co ;a::: rn- J? ff F 0 -n rn er JJ. AGREEMENTS, (Rtporting individual only; see pp of filing instructions.) [Z NO E (No reportable agreements.) PARTIES AND TERMS I. 2.

10 FINANCIAL DISCLOSURE REPORT Page 2of6 HOLDERMAN, JAMES F. 05/12/2009 III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; supp of filing instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I. March University of Illinois College of Law (part-time teaching) $4, Jan., Aug. John Marshall Law School (part-time teaching) $15, B. s p 0 u SC ts N 0n-1 n vestment Income - If you wae married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE I. Jan.-Dec. Winston & Strawn (Salar y) 2. March University of Illinois College of Law (part-time teaching) IV. REIMBURSEMENTS - transportation, lodging,foad, tnttrtainment (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DA TES LOCATION PURPOSE ITEMS PAID OR PROVIDED I. University of Illinois March 14-21, 2008 Champaign, IL Teaching (IP Law) Transportation, Meals and Hotel Expense 2. The John Marshall Law School May 31-June 7, 2008 Beijing, China Teaching (IP Law) Transportation, Meals and Hotel Expense American Bar Association October 16-17, 2008 New York, NY Symposium (Jury System) Transportation, Meals and Hotel Expense 6.

11 FINANCIAL DISCLOSURE REPORT - Page 3of6 HOLDERJlAN, JAMES F. 05/12/2009 V. GIFTS. (Includes those to spouse and dependent children; see pp of filing instructions.) [2 NONE (No reportable gifts) SOURCE DESCRIPTION VALUE 2. VJ, LJABJLJTJES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities) CREDITOR DESCRIPTION VALUE CODE I. 2.

12 FINANCIAL DISCLOSURE REPORT Page 4of6 Name or Person Reporting HOLDERMAN, JAMES F. Date or Report 05/12/2009 VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of s p ouse and dependent children; see PP offilinc instructions.) 0 NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) c. Gross value at end of reporting period (I) Amount Type (e.g., Value Code I div., rent. Code 2 (A-H) or int.) (J-P) (2) (I) Value Method Code 3 (Q-W) Type (e.g., buy. sell, redemption) D. Transactions during reporting period (2) (3) (4) (5) Date Value Gain Identity of Month- Code 2 Code I buyer/seller Day (J-P) (A-H) (if private transaction) I. Country Companies Ins. Policies A Interest M T 2. Fifth Third Bank Savings Account B Interest J T ). Northwestern Mutual Life Ins. Policy None L T Fidelity Investment Group (a widely divers ified mutual fund) None L T JO I. Income Gain Codes: A =Sl,000 or Jess (See Columns BJ and 04) F =S50,00J - SJ00, Value Codes J =S 1000 or less (See Columns Cl and DJ) N =S250,00I -S500,000 PJ =S25,000,00I -$50,000,000 Value Method Codes Q=Apprais.l (See Column C2) U =Book Value 8 =SI.DOI -S2.500 G =SJ00,001 -Sl,000,0DO K =Sl5,00I -S50,000 0 =$500,001 -SJ,000,000 R =CoSI (Real Estate Only) V =Other C =S2.50t -S000 HI =Sl,000,001 -S5,000,000 L =S50,00 I -SI Pl =Sl,000,001 -$5,000,000 P4 =More than $50,000,000 S =AssessmeDI W :i stimated D =SS,001 -SIS.000 Ill =More than S5,000,000 M =Sto0,001 -$250,000 P2 =S5,000,00 I -$25,000,000 T =Cash Market E =St 5,00 I - S50,000

13 : FINANCIAL DISCLOSURE REPORT Page 5of6 Name or Person Reporting HOLDERMAN, JAMES F. Date or Report 05/12/2009 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreporl)

14 .. FINANCIAL DISCLOSURE REPORT Page 6of6 HOLDERMAN, JAMES F. 05/12/2009 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance or girts which have been reported are in compliance with the provisions of S U.S.C. app. SOI et. seq., S U.S.C. 7353, and Judicial Conference regulations. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (S U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C