D NONE (No reportable positions.)

Transcription

1 Folsom, David J. AOJO Rev. J/201 I Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Gm ernmenl Ac/ of 1978 FOR CALENDAR YEAR 2010 (5 US.Capp. IOI-I I I) I. Person Reporting (last name, first, middle initial) Court or Organization Date or Report U S Dist Cl., Eastern Texas 07111/2011 Tille (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) Judge-Active Sa. Report Type (check appropriate type) D Nomination. D Initial Date [{ Annual Sb. D Amended Report D Final 6. Reporting Period 01/01/2010 to 12/31/ Chambers or Offce Address U. S. Courthouse & Post Office 500 State Line Ave., Rm 309 Texarkana, TX On the basis or the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Re, iewing Offcer Date IMPORTANT NOTES: The instmctions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable informatiotl Sign on last page. J. POSITIONS. (Reporting individual only; see pp of filing ins/rue/ions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. Member Texarkana Country Club Board of Directors II. AGREEMENTS. (Reporting individual only; see pp. U-16 of filing ins/ructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS I.

2 Name of Penon Reporting Page 2of8 07/11/2011 Ill. NON-INVESTMENT IN CO ME. (Reporting indfridua/ and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I. B. Spouse's Non-Investment Income - (Dollar amounl not required except for honoraria.) I/you were married during any portion of thneporting year, complete this section. D NONE (No reportable non-investment income.) SOURCE AND TYPE I Empire Electric Company--Retired June Century 21 Real Estate--Began July 2010 IV. REIMBURSEMENTS - transportation, lodging.food, entertainmenl (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I. Federal Circuit Bar Association 06/21/10 to 06/27/10 Colorado Springs, CO Activity of professional or civic organization Airfare, meals, hotel

3 Page 3of8 Dale of Report 07/ V. GIFTS. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE I. VI. L IAB ILi TIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I.

4 .. FINANCIAL DISCLOSURE REPORT Page 4of /2011 VII. INVEST MEN TS and TRUSTS - income, 1 a1ue, transactions r1nc1udes thou of spouse and dependent children; see PP J4-6o of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period of reponing period (I) (2) (I) (2) (I) (2) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) (4) transaction) I. Wells Fargo-checking A Interest K T Wells Fargo-checking A Interest K T Wells Fargo--certificate of deposit A Interest Matured 06/30/10 K Commercial National Bank CD 880 B Interest L T 6. EDWARD JONES (Securities account) #8 7. Money market funds A Interest J T 8. Automatic Data Processing A Dividend J T 9. Broadridge Financial Solutions A Dividend J T 10. Eli Lilly&Co A Dividend J T 11. Illinois Tools Works A Dividend J T 1 Scana Corp A Dividend J T 1 Franklin Equity Income Fd A Dividend J T 1 Franklin Flex Cap Growth Fd A Dividend J T 1 Franklin Small Cap Value Fd A Dividend J T 16. Muta! Global Discovery Fund A Dividend J T 17. I. Income Gain Codes: A =$1,000 or less B =St $2,500 c =$2,501-$5,000 D =$5,00 I - S 15,000 E =$15,001 -$50,000 (Sec Columns Bl and [)) F =$50.00 I -SI G =SI00,001 - Sl HI =S1, I -$5, H2 =More than $000,000 Value Codes J =$1000 orlc>s K =$15,001 -$50,000 L =$50,001 -$ M =$100,001 -$ (Sec Columns Cl and DJ) N =$ $500,000 0 =$ I -S 1,000,000 Pl =Sl.000,001-$5,000,000 P2 =$5, I $ PJ =$2000,001 - $ P4 =More than $50,000,000 J. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W "'Estimated

5 Page 5of8 Name of Penon Reporting 07111/2011 VII. IN YEST MEN TS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, a1ue, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) A. 8. c. D. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period of reponing period (I) (2) (I) (2) (I) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Dale Value Gain Id entity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (5) (Q-W) transaction) 18. Wells Fargo #10 (Securities account) 19. Cash Account A Dividend J T 20. Goldman Sachs Group A Dividend J T N Equity Sales Co (Securities Account) #11: 2 Federated Capital Reserves MM A Interest J T 2 OSI Pharmaceuticals Inc Co None Sold 07/12/10 J Loss on sale 2 Whole Foods Market None J T 26. The Bond Fund of America Class C B Interest K T 27. Capital Income Builder Fund Class C B Interest K T 28. The Income Fund of America Class C c Interest K T 29. Putnam Voyager Fund Class A A Dividend J T Genwonh Financial (Annuity) B lnt./div. K T 3 3 The Ohio National Life Insurance Co E Int/Div. M T Annuity #12 3 I. Income Gain Codes: A =$1,000 or less B =Sl,001 -$2,500 C =$2,50 I -$5,000 D =$001 -$1000 E =$15,001 -$ (Sec Columns Bl and [)) F =$ SI00,000 G =SI00,001 -Sl, HI =S $ H2 =More than $ Value Codes J =S 1000 or less K =$1001 -$ L =$50.00 I -SI M =SI $ (Sec Columns Cl and DJ) N =$250,001 -$500,000 0 =S500,00 I - S 1,000,000 p I =S I -S P2 =$5,000,001 - $ P3 =$25,000,001 -$ N =More than $50,000,000 Value Method Codc- Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Es1imatcd

6 ' FINANCIAL DISCLOSURE REPORT Page 6of VII. INVESTMENTS and TRUSTS - income,.. atue, transactions r1nc1udes thou of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period of reponing period Place "(X)" after each asset exempt from prior disclosure (I) (2) (I) (2) (I) Amount Type(e.g., Value Value Type(e.g., Code I div., rent, Code2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption) (Q-W) (2) (3) (4) (5) Date Value Gain Identity of mmidd/yy Code2 Code I buyer/seller (J-P) (A-H) (i(private transaction) 3 MERRILL LYNCH (SEP/IRA): No. 3: 36. ML Retirement Money Fund A Dividend 1 T 37. Invesco Constellation Fund--Formerly AIM A Dividend K T Name chg fr AIM to Invesco MERRILL LYNCH (SEP/IRA) No. 4: 40. ML Cash account A Dividend K T 41. PMC Sierra Inc None J T 4 Federal Natl Mtg Assn A Interest Redeemed 10/22/10 J 4 4 FLOYD CAPITAL MGMT--Schwab (SEP/ IRA): #7: 4 Schwab US Treasury Money Fund B Interest M T 46.!shares Russell 2000 A Dividend K T Buy 12/02/10 K 47. Powershares Trust Series I A Dividend K T Buy 12/07/10 K 48. SP DRS&P 500 A Dividend K T Buy 12/01/10 K I. Income Gain Codes: A =$1,000 or less B =$1,00 I - $2,500 (' =$2,50 I - $5,000 D =$00 I - $1000 E =$1001 -$50,000 (See Columns BI and D-) F =$50.00 I -$I G =SI00,001 -Sl HI =Sl $ H2 =More than $ Value Codes J =$1000 or less K =$15,00 I -$ L =$ SI M =SI $ (Sec Columns Cl and 03) N =$ $ =$500,001 -$ Pl =Sl $ P2 =$ $ PJ =$ I - $ P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real E tatc Only) S =A scs mcnt T ==Ca h Market (Sec Column C2) U =Book Value V =Other W =E tim Hcd

7 Page 7of VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofuport.)

8 Page 8of /2011 IX. CERTIFICATION. I certify that all information given above ( including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory pro\isions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the pro\isions of5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ David Folsom NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C