D NONE (No reportable positions.)

Transcription

1 AOlO Rev FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2012 (5 U.S.C. app ) Person Reporting (last name, first, middle initial) Bacharach, Robert E. Court or Organization Western District of Oklahoma 05/15/2013 Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. Circuit Judge - full-time 7. Chambers or Office Address Sa. Report Type (check appropriate type) D Nomination Date D Initial [{ Annual Sb. D Amended Report D Final 6. Reporting Period 01/01/2012 to 12/31/ NW 4th Street Room 1305 Oklahoma City, OK IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. POSITI0NS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I 0th Circuit Vice President National Federal Bar Association I AGREEMENTS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS

2 Page 2of9 Bacharach, Robert E. 05/15/2013 Ill. N 0N-INVESTMENT INC 0ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS - transportation, lodging, food, entertainmenl (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED Federal Bar Association - National Office and Oklahoma City Chapter 04/26/12 thru 04/28/12 Arlington, VA FBA Leadership Training Reimbursement for Travel, Hotel and Meals Federal Bar Association - National Office and Oklahoma City Chapter 09/21 /12 thru San Diego, CA National Convention Reimbursement for Travel, Hotel and 09/23/12 Meals

3 Page 3 of9 V. GIFTS. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE V LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

4 Page 4 of9 VI INVESTMENTS and TRUSTS D NONE (No reportable income, assets, or transactions.) - income, value, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (I) (2) (2) (4) (5) (2) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) Code3 redemption) (J-P) (A-H) (if private (J-P) (I) (Q-W) transaction) (3) VANGUARD VARIABLE ANNUITY - Vanguard Equity Index Portfolio A lnt./div. K T - Vanguard Diversified Value Portfolio A IntJDiv. K T - Vanguard Growth Portfolio - Vanguard International Portfolio A Int./Div. L T 6. - Vanguard Mid-Cap Index Portfolio A lnt./div. L T 7. - Vanguard REIT Index Portfolio 8. CHARLES SCHWAB & co INC IRA-Roth) O"''jr'? 9. - American Funds Europacific Growth Fund A lnt./div. J T IO. - Columbia Mid Cap Index Fund A Int./Div. J T I - DFA lnternationall Small Cap Portfolio A Int./Div. J T 1 - DFA US Large Company Portfolio A Int./Div. J T 1 - Longleaf Partners Fund A Jnt./Div. J T 1 - Schwab Money Market Fund A Jnt./Div. J T 1 - Weitz Value Fund A Jnt./Div. K T 16. CHARLES SCHWAB & CO INC (IRA- Roth) American Funds The Growth Fund of A Jnt./Div. Sold 07/18/12 K c America Income Gain Codes: A or less 841,001 -$500 c =$501 - $000 D=$001 -$1000 E =$1001 -$ (Sec Columns B 1 and D4) F =$ $ G =$ $ HI =$ $ =More than $ Value Codes J =$1000 or less K =$1001 -$ L =$ $ M =$ $ (Sec Columns Cl and 03) N =$250.oO1 -$ =$500,00I -$ Pl =$ $ P2 =$ $ P3 =$ $ P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market (Sec Column C2) U =Book Value V=Othcr W=Estimated

5 Page 5 of9 Bacharach, Robert E VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.; A. B. c. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure {I) Income during reporting period (2) Gross value at end of reporting period {I) (2) Amount Type (e.g., Value Value Type (e.g., Code I div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption) (Q-W) {I ) D_. Transactions during reporting period (2) (3) (4) (5) Date Value Gai11 Identity of mm/dd/yy Code 2 Code I buyer/seller (J-P) (A-H) (if private transaction) DFA Emerging Markets Value Portfolio B Int./Div. L T DF A International Small Cap Portfolio DFA US Large Company Portfolio DFA US Small Cap Value Portfolio D lnt./div. M T 2 - Legg Mason Capital Management Value Trust 2 - Schwab Fundamental International Large Comp Index Fund (X) 2 - Schwab Money Market Fund A Int./Div. J T A Int./Div. J T Buy A Int./Div. J T 03/21/12 J 2 - Selected American Shares Fund Vanguard Growth Index Signal (X) Buy 07/19/12 K Weitz Value Fund 28. CHARLES SCHWAB & CO INC (IRA- Rollover) DFA International Value Portfolio B Int./Div. L T DFA Real Estate Securities Fund Dodge & Cox International Fund 3 - Eaton Vance Floating-Rate Fund 3 - Invesco Equally Weighted S&P 500 Fund A Int./Div. J T Sold (part) J A 3 - Legg Mason Capital Mangement Value Trust Sold (part) J B Income Gain Codes: A =$1.000 or less B =$1.001 $500 c =$501 $000 0=$001. $1000 E =$1001 $ (See Columns Bl and 04) F =$ $ G=$ I - $ HI =$ $ =More than $ Value Codes J =$1000 or less K =$1001 $ L =$50.00 I $ M =$I I - $ (See Columns Cl and 03) N =$ I - $ =$ I $ Pl =$ $ P2 =$ $ P3 =$ $ P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V=Othcr W =Estimated

6 Page 6 of9 Bacharach, Robert E. 05/15/2013 VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP offiting instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (I) (2) (3) (4) (5) (I) (2) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 3 - Loomis Sayles Bond Fund Long leaf Partners Fund D Int./Div. K T Pimco Total Return Fund Schwab Money Market Fund A Int./Div. J T Selected American Shares Fund TCW Select Equities Fund A lnt./div. K T Transamerica WMC Diversified Growth Fund 4 -Vanguard Growth Index Signal (X) A Int./Div. Sold A Int./Div. L T Buy 07/18/12 K c 07/18/12 L 4 CHARLES SCHWAB & CO INC (IRA- Roth Conversion) 4 - Schwab Money Market Fund A Int./Div. J T 4 - DFA International Value Portfolio A lnt./div. J T 46. CHARLES SCHWAB & CO American Funds The Growth Fund of America 48. A Int./Div. Sold (part) Sold 03/20/12 J A 07/18/12 J c DFA International Small Cap Portfolio B Jnt./Div. K T DFA International Value Portfolio A lnt./div. J T DFA Tax Managed US Marketwide Value Portfolio B Int./Div. L T Income Gain Codes: A =$1.000 or less B =$ $500 c =$501 -$000 D=$00I -$1000 E =$100 I - $ (Sec Columns Bl and D4) F =$ $ G =$ $ Ill =$ $ I 12 =More than $ Value Codes J =$I 000 or Jes K =$1001 -$ L =$50.00 I -$I M =$ $ (Sec Columns CI and D3) N =$ $ =$ I - $ Pl =$ $ P2 =$ $ P3 =$ I - $ P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market (Sec Colunm C2) U =Book Value V =Other W =Estimated

7 Page 7 of9 VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.; A. B. C. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 5 - DFA US Large Company Portfolio A lnt./div. K T 5 - DFA US Small Cap Value Portfolio c Int./Div. K T Sold (part) 12/13/12 J A 5 - Schwab Money Market Fund A Int./Div. J T 5 - Vanguard Mid-Cap Value Index Fund Vanguard Growth Index Signal Fund (X) A IntJDiv. J T Buy 07/19/12 J 57. Income Gain Codes: A =$1.00- or less B =$1.00 I - $500 c =$501 -$000 D $1000 E $50.00 (Sec Columns Bl and 04) F $ G =$I I -$ Ill =$ $ =More than $ Value Codes J =$1000 or less K =$10-1 -$ L =$50.00 I -$I M =$ I -$ (Sec Columns CJ and 03) N=$ $ =$ I -$ Pl =$ $00.00 P2 =$ $ '3 =$ $ P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V=Othcr W =Estimated

8 Page 8 of9 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (Jndicate part ofreport.)

9 Page 9 of9 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Robert E. Bacharach NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C