D NONE (No reportable positions.)

Transcription

1 AOO Rev Report Required by the Ethics in Government Act of I 978 FOR CALENDAR YEAR 2011 (5 U.S.C. app ) I. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Court of Appeals - 7th Circuit 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) United States Circuit udge - Senior Sa. Report Type (check appropriate type) D Nomination Date D Initial [{ Annual Sb. D Amended Report D Final 6. Reporting Period 01/01/2011 to 12/31/ Chambers or Office Address United States Courthouse 204 South Main St., Room 208 South Bend, IN IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Insert signature on last page. I. POSITI 0 NS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. See Section VIII, Part I 2. See Section VIII, Part I II. AGREEMENTS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable agreements.) PARTIES AND TERMS I See Section VIII, Part II See Section Vlll, Part II 3.

2 Page 2of14 III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) Part-time teaching - University of Notre Dame $25, B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honorana.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE I IV. REIMBURSEMENTS --transportation, lodging, food, entertainmenl (Includes those to spouse and dependent children, see pp of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I

3 Page 3of14 V, GIFTS. (lnc/11des those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE I. See Section VIII, Part V V. LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I

4 Page 4of14 VII. INVESTMENTS and TRUSTS -- income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP offiting instructions.) A. Description of Assets Income during Gross value at end Transactions dunng reporting period (including trust assets) reporting period ofreporting period (1) B. C. D. (3) (4) (2) (1) (2) (1) (2) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code 1 buyer/seller (A-H) or int.) (-P) Code3 redemption) (-P) (A-H) (if private I. Key Bank, So. Bend, IN IRA - CD A Interest T 2. Key Bank, So. Bend, IN IRA - CD A Interest K T 3. Dreyfus Fund - IRA (Dreyfus Liquid Assets, None K T Inc.) 4. Notre Dame FCU - Notre Dame, IN savings A Interest L T & checking account 5. U.S. Savings Bonds None T 6. UNO TIAA/CREF Retirement Fund D lnt./div. 0 T 7. Prudential Insurance Policy # 1 A Dividend K T 8. Prudential Insurance Policy #2 A Dividend T 9. Conseco Whole Life Insurance Policy #1 None T 10. Conseco Whole Life Insurance Policy #2 None T 11. Metlife Whole Life Insurance Policy None T 12. Trust #5 D lnt./div. N T Wasatch - Large Cap Value Fund Dodge & Cox International Stock Fd Fidelity Contra Fund # Units in Intermediate Tax Exempt Fund of I st Source Bank Units in Tax Exempt Fund of!st Source Bank 1 Income Gam Codes: A =$1.000 or less B=Sl,001-$2.500 c=$2,501 - $5,000 0=$ $15,000 E =$15,001 -$50,000 (See Columns B and 04) F =$ $100,000 G =$ $ HI =$ $5, fl2 =More than $ Value Codes =$15,000 or less K=$ $ L=$ $ M =$ $ (See Columns Cl and 03) N =$250.00I -$ =$500,001 - $1, Pl =$ $5,000,000 1'2 =$5.000,001 - $25, P3 =$25, $50, P4 =More than $50.000, Value Method Codes Q=Apprmsal R =Cost (Real Estate Only) S =Assessment T=Cash Market (Sec Column C2) U=Book Value V=Othcr W=Estnnatcd

5 ' Page 5of14 VII. INVESTMENTS and TRUSTS -- income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP offiting instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reportmg period (including trust assets) reporting period of reporting period I (2) (I) (2) (!) I Amount ( ) 1 i Code I (2) (3) (4) (5) Place "(X)" after each asset Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure d1v., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller i (A-H) or int.) (-P) Code 3 redemption) (-P) (A-H) (if private I Morgan Stanley Instl Intl Eq-I New World Fd - F Federated Tax Free Obligations SS Fund Fidelity Low Priced Stock Fund # Templeton Global Bond Fd-Ad Templeton Global Bond Fd-Ad Buy 01/20/ Federated Tax Free Obligations SS Fund Buy 01/31/ Federated Tax Free Obligations SS Fund Sold 01/31/ Fidelity Contra Fund #022 Buy 02/07/ Templeton Global Bond Fd-Ad Buy 02/17/ Federated Tax Free Obligations SS Fund Buy 02/28/ Federated Tax Free Obligations SS Fund Sold 02/28/ Fidelity Low Priced Stock Fund #316 Buy 03/03/ Templeton Global Bond Fd-Ad Buy 03/03/ Templeton Global Bond Fd-Ad Buy 03/17/ Units in Intermediate Tax Exempt Fund of Buy 03/02/11 l st Source Bank Federated Tax Free Obligations SS Fund Buy 03/31/ l l K 1. Income Gam Codes A =$1.000 or less 8=$1,001-$2.500 c=$ $5,000 0=$5,001-$15,000 E =$ $ (Sec Columns B 1 and 04) F=$50,001 -$ G=$100.00l-$ HI =$1.000,001 -$5,000, =More than $ Value Codes =$15,000 or less K =$15,001 - $ L=$50,00 I -$100,000 M =$ $ (Sec Columns Cl and 03) N=$250,001 - $ =$500,00 I - $1, Pl =$1, $5,000,000 P2 =$5,000,001 - $25, P3 =$ I-$ P4 =More than $50, Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market (Sec Column C2) U=Book Value V =Other W =Estimated

6 Page 6of14 VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period ofreporting period (1) (2 ) (!) (1) (3) (4) (5) (2) (2) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code 1 buyer/seller (A-H) or int.) (-P) Code 3 redempt10n) (-P) (A-H) (ifprivate Units in Tax Exempt Fund of Isl Source Sold 03/02/11 K Bank Federated Tax Free Obligations SS Fund Sold 03/31/11 K Templeton Global Bond Fd-Ad Buy 04/19/ Federated Tax Free Obligations SS Fund Buy 04/30/ Federated Tax Free Obligations SS Fund Sold 04/30/ Templeton Global Bond Fd-Ad Buy 05/18/ Federated Tax Free Obligations SS Fund Buy 05/31/ Federated Tax Free Obligations SS Fund Sold 05/31/ Templeton Global Bond Fd-Ad Buy 06/20/ Federated Tax Free Obligations SS Fund Buy 06/30/ Federated Tax Free Obligations SS Fund Sold 06/30/ Morgan Stanley Inst! Intl Eq-1 Buy 07/08/ Templeton Global Bond Fd-Ad Buy 07/19/ Federated Tax Free Obligations SS Fund Buy 07/31/ Federated Tax Free Obligations SS Fund Sold 07/31/ Templeton Global Bond Fd-Ad Buy 08117/ Federated Tax Free Obligations SS Fund Buy 08/31/11 I Income Garn Codes A $1.000 or less B =$1,001 -$2.500 c =$ $5,000 D =$5,001 - $15,000 E =$15,00 I -$50,000 (See Columns Bl and 04) F =$ $100,000 G =$100,001 -$ HI =$1,000,001-$ H2 More than $ Value Codes =$ or less K =$15,001 -$ L =$50.00 I -$I M $! $250,000 {Sec Columns Cl and 03) N $ $ =$500,00 I -$1, Pl $ $5,000,000 1'2 =$5, $25, P3 =$ $50.000,000 P4 =More than $50.000,000 3 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value Y =Othcr W =Estimated

7 Page 7of14 05/1 l/20! 2 VII. INVESTMENTS and TRUSTS - income, va111e, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period ofreporting period (1) (I) (2) (I) (2) (3) (4) (2) Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity of exempt from prior disclosure Code I div, rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or mt.) (-P) Code 3 redemption) (-P) (A-H) (if private (5) Federated Tax Free Obligations SS Fund Sold 08/31/1 I Fidelity Low Priced Stock Fund #316 Buy 09/! 2/l Fidelity Low Priced Stock Fund #316 Buy 09/12/ Templeton Global Bond Fd-Ad Buy 09/! 9/l l Federated Tax Free Obligations SS Fund Buy 09/30/ Federated Tax Free Obligations SS Fund Sold 09/30/1 l Templeton Global Bond Fd-Ad Buy 10/! 9/l l Federated Tax Free Obligations SS Fund Buy 10/31/ Federated Tax Free Obligations SS Fund Sold 10/31/ Templeton Global Bond Fd-Ad Buy 11/! 7/l l Federated Tax Free Obligations SS Fund Buy 11/30/ Federated Tax Free Obligations SS Fund Sold 11/30/ Dodge & Cox International Stock Fd Buy 12/21/ Fidelity Contra Fund #022 Buy 12/19/ Fidelity Contra Fund #022 Buy 12/! 9/l l Fidelity Contra Fund #022 Buy 12/29/11 (add'l) Fidelity Low Priced Stock Fund #316 Buy 12/12/11 (add'l) I Income Gam Codes. A =$1.000 or less B =$1,001 -$2.500 c =$2.501 $5,000 D=$5,001 - $15,000 E 415,001 - $ (Sec Columns Bl and 04) F=$50,00I -$100,000 G =$ $ Ill =$1,000,001 $5, H2 =More than $5, Value Codes =$15,000 or less K =$15,001 - $ L =$50,00 I $ M =$ $ (Sec Columns CI and 03) N =$ I $ =$ I - $1, Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 P3 =$ $50,000,000 P4 =More than $50.000,000 3 Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

8 Page 8of14 VII. INVESTMENTS and TRUSTS - income, va111e, transactions r1nc111des those ofspo11se and dependent children; see PP of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting penod (including trust assets) reporting penod ofreporting period (I) (2) (2) (I) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gam Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (-P) Code 3 redemption) (-P) (A-H) (if private Morgan Stanley Inst! Intl Eq-1 Buy 12/19/ New World Fd - F2 Buy 12/28/ Templeton Global Bond Fd-Ad Buy 12/19/ Templeton Global Bond Fd-Ad Buy 12/19/ Federated Tax Free Obligations SS Fund Buy 12/31/ Federated Tax Free Obligations SS Fund Sold 12/19/ Federated Tax Free Obligations SS Fund Sold 12/31/ Trust #6 D Int./Div. N T Wasatch - Large Cap Value Fund Dodge & Cox lntemat10nal Stock Fd Fidelity Contra Fund # Units in Intermediate Tax Exempt Fund of!st Source Bank Units in Tax Exempt Fund of!st Source Bank Morgan Stanley Inst! Intl Eq New World Fd - F Federated Tax Free Obligations SS Fund Fidelity Low Priced Stock Fund # Income Garn Codes A =$1.000 or ess B =$1,001 -$2.500 c=$2,501 -$5,000 D=$5,001 - $15,000 E =$15,001 - $ (Sec Columns Bl and 04) F =$50,001 -$100,000 G =$ $1,000,000 HI =$1,000,001 -$ =More than $ Value Codes =$ or less K=$ $ L =$50,00 l $100,000 M =$ $ (See Columns Cl and 03) N =$ $ =$500,001 -$1, Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25, $ P4 =More than $50,000, Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Oihcr W=Estnnated

9 Page 9of14 VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc111des those of spouse and dependent children; see PP of filing instructions. A. B. c. D. Description of Assets Income during Gross value at end Transactions dunng reporting penod (including trust assets) reporting period of reporting period (1) (I) (2) (1) (2) (3) (4) (5) (2) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code 1 buyer/seller (A-H) or int.) (-P) Code3 redemption) (-P) (A-H) (if private Templeton Global Bond Fd-Ad Templeton Global Bond Fd-Ad Buy 01/20/ Federated Tax Free Obligations SS Fund Buy 01/ Federated Tax Free Obligations SS Fund Sold 01/31/ Fidelity Contra Fund #022 Buy Templeton Global Bond Fd-Ad Buy Federated Tax Free Obligations SS Fund Buy 02/28/ Federated Tax Free Obligations SS Fund Sold 02/28/ Fidelity Contra Fund #022 Buy 03/03/ Fidelity Low Priced Stock Fund #316 Buy 03/03/11 K Templeton Global Bond Fd-Ad Buy 03/ Templeton Global Bond Fd-Ad Buy Units in Intermediate Tax Exempt Fund of Buy 03/02/11 I st Source Bank Federated Tax Free Obligations SS Fund Buy 03/31/11 K Units in Tax Exempt Fund of!st Source Sold 03/02/11 K Bank I 0 I. - Federated Tax Free Obligations SS Fund Sold 03/31111 K Templeton Global Bond Fd-Ad Buy 04/ 9/11 1 Income Gam Codes A =$1,000 or less B=$1,001 -$2,500 c=$2,501 -$5,000 0=$5,001- $ E =$15,001 -$50,000 (See Columns Bl and 04) f =$50,001 -$100,000 G =$ $ U1=$ 1.000,001 - $5, U2 =More than $ Value Codes =$15,000 or less K=$ 1 5,001 - $ L =$50.00I -$ M =$ I -$ (Sec Columns Cl and 03) N =$250,001 - $ =$500,00 I - $1, Pl =$1, $5,000,000 P2 =$ $25, P3 =$ $ P4 =More than $50,000,000 3 Value Method Codes Q=Apprmsal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

10 Page 10of14 05/ 1/2012 VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes those of spouse and dependent children; see pp of filing instructions.) A. B. c. D. Description of Assets Income dunng Gross value at end Transactions dunng reporting penod (includmg trust assets) reporting period of reportmg period {l) (2) (1) (2) (!) (2) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code l exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (-P) Code3 redemption) (A-H) (if private (3) {-P) (4) Federated Tax Free Obligations SS Fund Buy Federated Tax Free Obligations SS Fund Sold 04/30/ Templeton Global Bond Fd-Ad Buy 05/18/ Federated Tax Free Obligations SS Fund Buy (add'l) Federated Tax Free Obligations SS Fund Sold 05/31/ Templeton Global Bond Fd-Ad Buy Federated Tax Free Obligations SS Fund Buy 06/30/ Federated Tax Free Obligations SS Fund Sold Morgan Stanley Inst! Intl Eq-1 Buy 07/08/I 1 (add'l) Templeton Global Bond Fd-Ad Buy 07/ 9/1 I I Federated Tax Free Obligations SS Fund Buy 07/31/ Federated Tax Free Obligations SS Fund Sold 07/31/ Templeton Global Bond Fd-Ad Buy 08117/ I Federated Tax Free Obligations SS Fund Buy 08/31/ I (add'l) Federated Tax Free Obligations SS Fund Sold 08131/ I Fidelity Low Priced Stock Fund #316 Buy 09/12/11 (add'l) Fidelity Low Priced Stock Fund #316 Buy 09/12/11 (add'l) I. Income Gam Codes A41.000orless B =$1.001 $2.500 c =$2.501 $ =$5,001 $15,000 E =$15,001-$ (See Columns BI and 04) F=$50,00 -$100,000 G =$ I $ Ill =$1.000,001 $ I- =More than $ Value Codes =$ or less K =$15,001 - $ L =$50.00I $ M =$ $ (See Columns CI and 03) N =$250.00I - $ =$500,00I - $1, Pl =$ $5.000,000 P2 =$5.000,001 - $25,000,000 P3 =$ $ P4 =More than $ Value Method Codes Q=Apprmsal R =Cost(Real Estate Only) S ""Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

11 Page 11of14 05/ VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc111des those of spouse and dependent children; see PP of filing instructions.; A. B. c. D. Description of Assets Income during Gross value at end Transactions dunng reporting penod (including trust assets) reporting penod of reporting period (!) (2) (2) (2) (3) (4) (5) (I) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div, rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) ormt.) (-P) Code3 redemption) (-P) (A-H} (if private (I) Templeton Global Bond Fd-Ad Buy Federated Tax Free Obligat10n s SS Fund Buy Federated Tax Free Obligations SS Fund Sold Templeton Global Bond Fd-Ad Buy Federated Tax Free Obligations SS Fund Buy Federated Tax Free Obligations SS Fund Sold Templeton Global Bond Fd-Ad Buy Federated Tax Free Obligations SS Fund Buy Federated Tax Free Obligations SS Fund Sold Dodge & Cox International Stock Fd Buy Fidelity Contra Fund #022 Buy Fidelity Contra Fund #022 Buy Fidelity Contra Fund #022 Buy Fidelity Low Priced Stock Fund #316 Buy Morgan Stanley Inst! Intl Eq-1 Buy New World Fd - F2 Buy Templeton Global Bond Fd-Ad Buy 09/19/11 09/30/11 09/30/11 I0/19/11 10/31/11 10/31/11 I 1117/11 I1/30/1 I 11/30/11 12/21/11 12/19/11 12/19/11 12/29/ /1 I 12/19/11 12/28/11 12/19/11 I Income Gain Codes A =$1.000 or less B =$1,001 -$2.500 c =$ $5,000 D =$5,001 -$15,000 b 415,001 - $50,000 (Sec Columns Bl and 04) F =$ $100,000 G =$ I -$ HI =$1,000,001 -$ =More than $ Value Codes =$ or less K=$ $ L =$50.00 I -$ M =$ $ (Sec Columns CI and D3) N =$ I -$ =$500,001 -$1, Pl =$1, $5,000,000 P2 =$ $25, P3 =$25, I - $ P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

12 Page 12of14 VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) A. B C. D. Description of Assets Income during Gross value at end Transactions dunng reporting period (including trust assets) reporting period of reporting period (I) (I) (2) (I) (3) (4) (2) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of (2) (5) exempt from pnor disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (-P) Code 3 redemption) (-P) (A-H) (if private Templeton Global Bond Fd-Ad Buy 12/19/ Federated Tax Free Obligations SS Fund Buy Federated Tax Free Obligations SS Fund Sold Federated Tax Free Obligations SS Fund Sold 12/31/ l st Source Bank - Checking A Interest T I Income Gam Codes A=$1,000 or less B 41,001 -$2,500 c $ ,001-$15,000 E=$15,001-$50,000 (See Columns Bl and 04) f=$ $100,000 G=$100,001 -$ HI =$1.000,001 -$ H2 =More than $5, Va ue Codes =$ or less K=$15,001 $ L=$50.00 I -$ I M =$ $ (See Columns Cl and 03) N=$ I -$ =$500,001. $1,000,000 Pl =$1, $5.000,000 P2 =$5,000,001 $25, P3 =$ I $50,000,000 P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=C ash Market (Sec Column C2) U =Book Value V=Othcr W=Est1111atcd

13 Page 13of14 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (ndicatepartofreport.) I. Positions Item No. 1. Part-time Professor of Law, University of Notre Dame (joined faculty in 1977; part-time since appointment to the udiciary). As a faculty member, udge Ripple is entitled to purchase tickets at a discount for athletic events. He receives, on the same basis as other faculty members, a discount on some items at the University bookstore. He also may use other University facilities such as the library and athletic facilities. Notre Dame provides udge Ripple with Westlaw and Lexis services for his academic needs. udge Ripple had the approval of the Chief Circuit udge for his teaching activities. Item No. 2. During the reporting period, udge Ripple was a member of the visiting committee of the Divinity School of the University of Chicago. Members of the Visiting Committee simply give advice to the administration and faculty of the University. They have no authority in matters of university governance. II. Agreement Item No. I. TIANCREF Pension Fund - Prior to his appointment, udge Ripple was a full-time employee of the University of Notre Dame. During those years ( ), both he and the University contributed on his behalf to this nation-wide pension fund for University professors. The fund is administered by a board of trustees. Although udge Ripple continues to teach at the University, neither he nor the University contributes to the fund as a part of this arrangement. Item No. 2. Part-time professor, University of Notre Dame - Details are set forth above in Section VIII, I. V.Gifts Honorary bar association memberships listed in previous years are not listed here because the value of each is less than the reportable amount. West Publishing Company supplies udge Ripple with a sample set of the Federal Reporter and miscellaneous legal material for use in his chambers. The Company makes these books available to all federal judges. The estimated value of these materials is $1, This material is used for the performance of offcial duties. udge Ripple has transferred any interest he may have in these materials to the United States Government. udge Ripple received sample text books for the courses that he teaches at the University of Notre Dame. These books were received under established programs through which publishers send such books to all professors and ask that the professors consider the books for classroom use. udge Ripple receives these books under the same conditions as all other professors. Books received are not listed here because the value of each is less than the reportable amount. VII. Investments and Trusts Item Nos. 9, 10 & 11. No dividends or interest are attributable to any individual policy of this type. Each policy does have a cash value; that value is noted. Item Nos These are all holdings, purchase, and sale transactions within Trust No. 5 (Item 12). Item Nos These are all holdings, purchase, and sale transactions within Trust No. 6 (Item 76).

14 Page 14of /2012 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. Signature :.., l ll!l!!tiwi'''ffil 'jl!! i'l:ll,i, NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C