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1 .I AO IO Rev FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2012 Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. JOI-I/ I) Person Reporting (last name, first, middle initial) Court or Organization US DISTRICT COURT 04111/2013 Title (Article Ill judges indkate active or senior status; Sa. Report Type (check appropriate type) magistrate judge. indicme full- or part-time) D Nomination Date DISTRICT JUDGE - ACTIVE D Initial [{] Annual D Final Sh. Amended Report D 6. Reporling Period 01/01/2012 to 12/31/ Chambers or Office Address United States District Court 221 West Broadway, Room 2125 San Diego, CA IMPORT ANT NOTES: The instructions accompanying this form m11st be followed. Complete all parts, checking the NONE box for each part where yo11 have no reportable information. POSITI 0 NS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY 1. Trustee Pension & Profit Sharing Trust Trustee Trust I (has no reportable assets) Trustee Trust 2 (has no reportable assets) I AG REE MENTS. (Reporting imlfridual only; see pp of filing instructions.) LZJ NONE (No reportable agreements.) PARTIES AND TERMS

2 Page 2of7 BA TT AGUA, ANTHONY 04/11/2013 II N 0 N-JNVESTMENT IN CO ME. (Reporting indil'id11al and spo11se; see pp of filing instructions.) A. Filer's Non-Investment Income [{] NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - If you were married during any portion oft/le reporting year, complete tltis section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 Attorney IV. REJMB URSEMENTS - transportation, /odging,jood, entertainment. (Includes those to spouse and dependent children; see pp (filing instructions.) [{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

3 Page 3of7 Dote of Report 04/11/2013 V. GIFTS. (Includes tltose to spouse and dependent children: see pp of filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE V LIABILITIES. (/nc/11des those of spouse and dependent children: see pp of filing instructions.) [{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

4 Page 4of7 04/ 11/2013 VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions (/nc/11des those o/spmtse and dependent children; see PP of filing inslritl"tions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reporting period of reporting period (I) (2) (J) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) T Rowe Price Equity Inc Fund (Pension c Dividend M T Plan) Vanguard High Yield Fund (Pension Plan) B Dividend K T Vanguard Star Fund (Profit Sharing Plan) c Dividend M T Vanguard Prime Fund (Profit Sharing) A Dividend K T See VIII T. Rowe Price High Yield Fund (Profit B Dividend K T Sharing) 6. Vanguard GNMA Fund (Profit Sharing) c Dividend L T 7. T. Rowe Price Spectrum Growth Fund B Dividend L T (Profit Sharing) 8. Law Office Close Corp. Stock None J w 9. Hennessy Fund (Tamarack Babson Value A Dividend L T Fund)(Pension Fund) 10. Proctor & Gamble Common Stock A Dividend J T I!. Vanguard Index 500 Fund (Profit Sharing A Dividend K T Plan) 1 Vanguard Money Market A Dividend J T 1 T. Rowe Price Equity Income Fund (Trust A Dividend J T See Vlll #2) 1 Vanguard Health Care Fund (Profit Sharing) c Dividend M T 1 Artisan Mid Cap Fund (Profit Sharing Plan) A Dividend K T 16. Vanguard Inflation Protected Securities c Dividend M T 17. Vanguard GNMA Fund-IRA A Dividend K T Income Gain Codes: A =$1.000 or Jess B =$1.001 $500 c =$501. $000 D =$001 $1000 E =$1001 $ s " Columns BI and 04) F =$50.00t $t G =$I I - $ Ill =$ $ I 12 =More than $ Value Codes J 4t000 or less K =$100t - $ L =$ $ M =$ I $ (Sec Columns Cl and 03) N =$250.00t $ =$ I $ '1 =$ $ '2 =$ $25, '3 =$ I $ '4 =More thnn $ VaJ11c Method Codes Q =Appraisal R =Cos1 (Real Estate Only) S =Assessment T =Cash Market {S c Column C2) U =Book Value V =Other W o::estimntcd

5 Page 5 of7 04/1J/20J3 VI INVESTMENTS and TRUSTS --income, 11/ue, 1rm1saclions r1nc111des those ofspome and dependent children; see PP of filing ins1ruc1ions.j D NONE (No reportable income, assets, or transactions.) A. B. c. Description of Assets Income during Gross value at end (including trust assets) reporting period of reporting period (J) (2) (I) (2) (1) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption) (Q-W) D. Transactions during reporting period (2) (3) (4) (5) Date Value Gain Identity of mm/dd/yy Code2 Code I buyer/seller (J-P) (A-H) (if private transaction) 18. Sempra Energy A Dividend J T 19. Vanguard 500 Index IRA B Dividend L T 20. Vanguard Midcap IRA A Dividend J T 21. Vanguard Total Bond B Dividend L T 2 Vanguard Small Cap IRA A Dividend J T 2 Vanguard International A Dividend K T 2 Vanguard Total Bond (Profit Sharing Plan) A Dividend K T See Vlll Jncomt' G:lin Codes: A =$1.000 or kss B =$t,00t -$500 c =$501 - $000 (Sec Columns Bl ;:md D4) f =$ $ G =$ I - $ Ill =$ $ Value Codes J =$1000 or less K =$ $ L =$ $ {Sec Columns Cl and DJ) N =$ $ =$ I - $ l'i =$ $ l'j =$ I - $ P4 =More than $ Value Mclhod Codes Q =Appraisnl R =Cost {Re \ Esrnlc Only) S =Ass..:ssmcnt (Sec Column C2) U =Hook Value V =01hcr W =Cs1imatcd D =$001 - $1000 E $1001 -$ =More than $ M =$ $ '2 $ I - $ T =Cash Marki.:t

6 Page 6 of7 Nam of Porson Roporting 04/11/2013 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of report.) Part Vll. #4: 1/31112' ilft".( :; pension contribution value code K; Partial redeem and transfer to #24 value code J; 4/J 3/12 Partial redeem and transfer to #24 value code J; 12/28/12 Partial redeem and transfer to #24 value code J. #14: Full redemption for benefit of beneficiary value code K. #24: Transfer from #4; value code J; 4/13/12 Value code J 12/28/12 Value code J.

7 Page 7of7 04/I 1/2013 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ ANTHONY BA TT AGLIA NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (S U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C

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