D NONE (No reportable positions.)

Transcription

1 AOIO Rev Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2012 (5 U.S.C. app. _/ 101-1/ 1) Person Reporting (last name, first, middle initial) Court or Organization Harwell, Robert B. U.S. District Court ofs.c Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) Article III Judge, Active 7. Chambers or Office Address Sa. Report Type (check appropriate type) D Nomination Date D Initial [Z Annual Sb. D Amended Report D Final 6. Reporting Period to 12/31/ West Evans Street McMillan Federal Bldg Florence, SC IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box/or each part where you have no reportable information. POSIT! ONS. (Reporting individual only; see PP of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY 1. Officer/Director Harwell Farms and Investment, Inc. Trustee Trust #I 5. I AGREEMENTS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS

2 Page 2 of9 II N0N-JNVES TMENT IN CO ME. (Reporting individual and spollse; see pp of filing inslrllctions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - lfyoll were married dllring any portion of t/te reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS --transportation, lodging,food, entertainment. (Includes those to spouse and dependent children; see pp offiling instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED 5.

3 Page 3 of9 V. GIFTS. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE 5. V LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 5.

4 Page 4 of9 VI INVESTMENTS and TRUSTS -- income, va1ue, transactions (1nc111des those of spouse and dependent children; see pp of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (I) (2) {I) (2) (4) (2) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Charles Schwab (sweep acct) A Interest M T Wells Fargo &Co Common Stock(and A Dividend Sold 11/21/12 J A former Wachovia Bank Stock) Autoliv Inc. Common Stock A Dividend J T The Bank ofclarendon(cd) B Interest M T 5. First Federal (CD) B I nterest M T 6. Citizens Bank (CD) A Interest M T 7. Anderson Brothers Bank (CD) B Interest M T 8. Conway National Bank (CD) B Interest M T 9. Carolina Bank (CD) A Interest Matured 11/25/12 M A IO. Carolina Bank account(mma)(x) A Interest M T 11. First Federal account(mma)(x) A Interest M T 1 Bank ofamerica Account (MMA) (X) A Interest K T 1 BB&T Bank (various accts) B Interest N T 1 Harwell Farms & Investment 12 1/2% A Dividend K u 12/31/04 compiled $31M 15. PCDG, LLC (10%) 1998 & 2000 $32,000 None K R 16. Charles Schwab IRA #I D Dividend M T Sold funds 12/04/ Charles Schwab Cash Fund Income Gain Codes: A =$1.000 or less B=$1,001 -$500 c =$2,501 -$5.000 D =$ $15,000 E =$ $50,000 (Sec Columns BI and 04) f =$ $! G =$! $ HI =$ $ B2 =More than $5.000,000 Value Codes J =$ or Jess K =$ $ L =$50.00I - $I M =$I I $ (Sec Columns Cl and 03) N =$ $ =$ I -$ Pl =$ $5, P ,001 -$25, P3 =$ $50, P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Bo ok Value v =Other W =Estimated

5 Page 5 of9 VI INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.j D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including tmst assets) reporting period of reporting period (1) (2) (I) (3) (4) (5) (I) (2) (2) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 18. Charles Schwab IRA#2 D Dividend N T SeeNote Charles Schwab Cash Fund 20. Charles Schwab IRA#3 c Dividend K T See Note Charles Schwab cash fund 2 Trust #I A Dividend M T 2 -Cash Fund-Charles Schwab 2 -BB&T Corp Common Stock Sold 11/21/12 L c 25. -Vanguard short-term treasury 26. Berkeley Co SC Zero 611/12 A Interest Matured L A 27. Piedmont Mun. Power Zero 1/1/13 A Interest J T 28. Piedmont Mun Power Zero I II 115 B Interest K T Distributed 11/01/12 K (part) 29. Piedmont Mun Power Zero I/I 13(X) A Interest J T Spin off See Note I (from line 28) 30. Three Rivers Solid Zero 1/1/12 B Interest Matured 01/01112 K A 31. Three Rivers Solid Zero l/ l/13 B Interest K T 3 Dimensional Fund Advisors Tax Man US A Dividend K T Mktwde 3 Rental Prop North Myrtle Beach,SC (2003, None Sold 04116/12 N A D.S.&KConstruction, $238,600) Inc. 3 David W.Harwell &Sons Prop (Cherry None M u Gifted add'! 1 % Grove, SC) 50% ($243,000 Relative Income Gain Codes: A =$ J.000 or less B =$1,001 -$500 c =$2,501 -$5,000 0 =$ $ E =$15,001 -$50,000 (Sec Colunms BI and 04) F =$ $100,000 G =$ $ HI =$ $5, H2 =More than $ Value Codes J =$ or less K =$ $ L =$ $ M =$ $ (Sec Columns CJ and 03) N =$ $ =$ $1, Pl =$1, $5, P2 =$ $25, '3 =$ I - $ P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column Cl) U =l3ook Value V =Other W -=Estimated

6 Page 6 of9 VI INVESTMENTS and TRUSTS - income, va111e, transactions (1nc111des those of spouse and dependent children; see PP D NONE (No reportable income, assets, or transactions.) of filing instr11c1ions.j A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including tmst assets) reporting period of reporting period (I) (2) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type ( e.g., Value Value Type (e.g., Date Value Gain Identity of ( I) exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 35. -on 2004 tax return) College Bound Fund #!,Alliance Bernstein Mutual Funds -CBF Appreciation Port Alt Bx A Dividend J T College Bound Fund #2, Alliance Berstein Mutual Funds -CBF Appreciation Port Alt BX A Dividend J T SC Future Scholar Plan #I,River Source Fund Dist Inc -Bond Port-A B Dividend J T 4 -Large Cap Core Port-A 4 -Mid Cap Growth Port-A 4 -Small Cap Growth Port-A 45. SC Future Scholar Plan #2,River Source Fund Dist Inc B Dividend J T 46. -Bond Port-A 47. -Large Cap Core Port-A 48. -Mid Cap Grow Port-A 49. -Small Cap Growth Port-A 50. Claussen Farms, Florence, SC (1999- $125,000) None M R 51. Cypress Bend, Florence, SC (2006 $70,000) None Sold 07/20/12 L A Rick L. Beasley Income Gain Code s: A =$1.000 or less B =$ $500 c =$501 -$5.000 D =$ $ E=$15.00l -$ (Sec Columns Bl and 04) f =$ $ G =$ $ Ill =$ $ =More than $ Value Codes J =$ or less K =$ $ L =$ $! M =$! $ (Sec Columns Cl and 03) N =$ $ =$ $ Pl =$ $ '2 =$ $ '3 =$ $50, '4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate O nly) S =Assessment T =Cash Market (Sec Column Cl) U =llook Value V=Othcr W =Estimated

7 Page 7 of9 VI INVESTMENTS and TRUSTS -- income, va1ue, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) reporting period of reporting period B. c. D. Income during Gross value at end Transactions during reporting period (Q-W) (I) (I) (2) (I) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (A-H) (if private (J-P) transaction) 5 SC Tuition Prepayment Program #!(no control) None K T 5 SC Tuition Prepayment Program #2 (no control) None K T Income Gain Codes: A =$t.000 or Jess B =$t.oot -$500 c =$50t - $ =$5.00t -$ E =$ $ (Sec Columns Bl and 04) f =$ $ G =$ $ ' Ill =$ $ l!2 =More than $ Value Codes J =$ or less K =$ $ L =$ $ M =$I I - $ (Sec Columns CJ and 03) N =$ I -$ =$ I -$ Pl =$ $ P2 =$ $ !'3 =$ $ '4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column Cl) U =Book Value v =01hcr W =Estimated

8 Page 8 of9 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part ofre port.) Note # I Reorganized issue Partial Call prorata Note #2 Liquidated Mutual Funds and did not withdraw

9 Page 9 of9 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Robert B. Harwell NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C