D NONE (No reportable positions.)

Transcription

1 AO JO Rev FOR CALENDAR YEAR 2012 Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app I) 1. Person Reporting (last name, first, middle initial) Court or Organization Bencivengo, Cathy A. US District Court, California Title (Article Ill judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time) D Nomination Date US District Judge, active Initial Annual [Z D Final D Sb. Amended Report D 6. Reporting Period 01/01/2012 to 12/31/ Chambers or Office Address U.S. Courthouse 221 West Broadway San Diego, California IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Insert signature on last page. I. POSJTJ ONS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY 1. Member of Advisory Board San Diego Chapter of Federal Bar Association Member of Board of Governors San Diego Chapter of the Association of Business Trial Lawyers Director Federal Magistrate Judges Association JI. AGREEMENTS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS I.

2 Page 2 of9 Bencivengo, Cathy A III. NON-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I. B. Spouse'S Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE I Thermo Fi.sher Scientific - Salary & Commission IV. REIMBURSEMENTS - transportation, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED 1. University of Texas School of 11/01/12 to 11/02/12 Austin, Texas Participate as Panelist at Transportation, lodging and food Law Advanced Patent Law Institute

3 Page 3 of9 Bencivengo, Cathy A. 05/15/2013 V. GIFTS. (Jnc/udes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE I. VI. LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I.

4 Page 4 of9 Bencivengo, Cathy A. 05/15/2013 VII. INVESTMENTS and TRUSTS D NONE (No reportable income, assets, or transactions.) - income, vatue, transactions (1nc111des those of spouse and dependent children; see PP offilinc instructions.) A. B. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (J-P) c. (I) (2) (I) (2) (I) (2) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) Code3 redemption) (J-P) (A-H) (if private (Q-W) (3) transaction) I. IRA #2 (Edward Jones) E Dividend N T -- Edward Jones Cash Reserves -- Capital World Grw & Inc Fund 06/08/12 K -- Columbia Marsico Growth Fund 10/17/12 K Columbia Small Cap Value II Buy (add'!) 7. --Dodge & Cox Income Fund Dodge & Cox Stock Fund r Federated Kaufmann Small Cap Fundamental Investors Fund Hartford Cap Apprecation Fund 1 -- Hotchkis & Wiley Mid Cap Val I 1 -- JPMorgan Core Bond Fund Select old 1 Buy (add'!) J 1 -- Lomis Sayles lnvt Grade Bd MFS Value Fund Munder Mid Cap Core Growth Buy (add'!) I. Incom e Gain Codes: A =$1.000 or less B =$1,001 -$500 c=$501 -$000 D =$001 -$1000 E =$1001 -$ (Sec Columns Bl and D4) F =$50,001 -$ G =$I 00,00 I - $1, ll I =$ $000,000 ll2 =More than $ Value Codes J =$1000 or Jess K =$1001 -$ L=$ $ M =$ $ (Sec Columns Cl and 03) N=$ $ =$ I -$ Pl =$1, $ P2=$ $25, P3 =$ $ P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market (Sec Column C2) U =Book Value V=Othcr W=Estimated

5 Page 5 of9 Bencivengo, Cathy A VII. INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (2) (I) (2) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of (I) (Q-W) (3) (5) exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private transaction) Mutual Global Discovery Fund Oppenheimer Intl Growth Fund Invesco Comstock Fund JPM Fed Money Market Inst Cl 2 -- Artisan Intl Value Fund Buy 06/08/12 K 2 -- Alger Small/Mid Cap Growth Buy 2 -- Europacific Growth Fund Buy 06/08/12 K 2 -- T.Rowe Price Intl Discovery Buy Harbor Capital Appreciation Buy 06/08/12 K Rainer Mid Cap Equity Buy Delaware US Growth Buy 10117/12 K K #2 (Thermo Fisher) E Dividend 0 T Dodge & Cox Stock 3 I. -- T. Rowe Price Retirement 2040 Fund 3 -- Thermo Fsher Scientific Inc. 3 --Western Asset CR PL Bond 3/31/l 2 L 3 -- Pimco Total Return Inst! Buy 3/31112 L I. Income Gain Codes: A =$1.000 or less B =$1.00 I -$500 c=$501 -$000 0=$001 -$1000 E =$1001 -$ (Sec Columns Bl and D4) F =$50.00 I -$I G =$I I -$ Ill =$ $ H2 =More than $ Value Codes J=$1000 or less K=$1 00l -$ L=$ $ M =$ $ (Sec Columns Cl and 03) N=$ $ =$ I-$ Pl =$ $ P2 =$ $ P3 =$ I -$ P4 =More than $ Value Method Codes Q =Appraisal R =Cost {Real Estate Only) S =Assessment T=Cash Market (Sec Column C2) U=Book Value V=Othcr W =Estim ated

6 Page 6 of9 Bencivengo, Cathy A. 05/15/2013 VII. INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (I) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) Code 3 redemption) (J-P) (A-H) (if private (2) (J-P) (2) (Q-W) (I) (2) (4) transaction) 3 Brokerage Acct. # Fundamental Investors A Dividend K T Distributed 08/30/12 J New World Growth Fund of America A Dividend L T U.S. Govt. Securities Fund A Dividend K T 39. Palomar Pomerado Health Muni Bonds None K T 40. Money Market Charles Schwab A Interest L T 41. Brokerage Acct. #4 (Schwab) 4 --Columbia Seligman Comm & Info Fund 4 -- Matthews Asian Growth & Inc Fund 4 -- Munder Index 500 Fund c Dividend K T 4 --Oakmark Equity Income Fund Parnassus Equity Income Permanent Portfolio Reynolds Blue Chip A Dividend K T Yacktman Focused Fund A Dividend K T 50. IRA#! JDS Uniphase Corp. Common Stock I. Income Gain Codes: A =$1.000 or less B=$ $500 c=$501 -$000 D=$00I -$1000 E =$1001 -$ (Sec Columns Bl and D4) F =$ $ G =$ $ Ill =$ $ IJ2 =More than $ Value Codes J=$1000 or less K =$1001 -$ L=$50.00 I -$ M =$ I - $ (Sec Columns Cl and 03) N=$ $ =$ I -$ Pl =$1, $ P2 =$ $25, P3 =$ I - $ P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U=Book Value V=Othcr W=Estimated

7 :. Page 7 of9 Bencivengo, Cathy A. 05/15/2013 VII. INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions (Includes those of spouse and dependent children; see PP offiling instructions.; A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (2) (2) (I) (2) (I) (I) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code 1 buyer/seller (A-H) or int.) (J-P) Code3 redemption) (A-H) (if private (Q-W) (J-P) transaction) 5 -- Fidelity Intl Discovery Mutual Fund 5 IRA #3 (Schwab) B Dividend K T 5 -- Deposit Account/Cash Reserves 5 -- Parnassus Equity Income I. Jncomc Gain Codes: A=$1.000orless B =$1,001 -$500 c=$501 -$000 0=$001 -$1000 (Sec Columns Bl and 04) f=$50.00i -$ G =$I I - $ =$ $ =More than $ Value Codes J=$1000 or less K=$1001 -$ L=$50.00 I -$I M =$ $ (Sec Columns CI and 03) N =$ $ =$ I-$ Pl =$ $ P2 =$ $ P3 =$ I -$ P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market (Sec Column CZ) U=Book Value V =Other W=Estimated E =$1001 -$50.000

8 -- Page 8 of9 Bencivengo, Cathy A VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part ofreport.) I) Part VII, Line 20 Formerly reported as Van Kempen Comstock Fund, named changed to Invesco Comstock Fund

9 I Page 9 of9 Bencivengo, Cathy A. 05/15/2013 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Cathy A. Bencivengo NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C