D NONE (No reportable positions.)

Transcription

1 AO JO Rev FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2012 (5 U.S.C. app I I) L Person Reporting (last name, first, middle initial) Court or Organization Cook, Deborah L U.S. Court of Appeals, 6th Cir Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. Circuit Judge - Active Sa. Report Type (check appropriate type) D Nomination Date D Initial [{ Annual Sb. D Amended Report D Final 6. Reporting Period 01/01/2012 to 12/31/ Chambers or Office Address 433 U.S. Courthouse 2 South Main Street Akron, Ohio IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. J. POSJTJ 0 NS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY Trustee Collegescholars, Inc Board Member Cleveland Catholic Foundation 5. I AGREEMENTS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable agreements.) PARTIES AND TERMS 2009 I am eligible for State of Ohio retirement benefits

2 Page 2of8 Cook, Deborah L. 05/09/2013 II N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED 5.

3 Page 3of8 Cook, Deborah L. 05/09/2013 V. GIFTS. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 5. V LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 5.

4 Page 4of8 Cook, Deborah L. 05/09/2013 VI INVESTMENTS and TRUSTS - income, vatue, transactions r1nc111des those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. D. Description of Assets Income during Gross value at end Transactions during reporting period (including tmst assets) reporting period ofreporting period (I) c. (I) (2) (2) (I) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 ',, Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) (2) transaction) National City Bank Account A Interest K T Trust 1 E Int./Div. PI T - Morgan Stanley Bank Deposit Money Market - SPDR Gold Tr Gold Shares ETF 5. - SPDR Gold Tr Gold Shares ETF Donated (part) 6. - SPDR Gold Tr Gold Shares ETF Donated (part) American Muni Pwr Inc OH Comb Hydroelectric Proj Ref - Ohio St Hosp Rev-B Cleveland Clinic Health Sys Muni Bond 9. - Univ Akr Be Muni Bond JO. - Bank of America Corporate Bond Goldman Sachs Corporate Bond 1 - Bowling Green Rcpt Muni Bond Ford Motor Company Common 1 - Hamilton Cnty Ohio Sales Tax Muni Bond Bowling Green Ohio City Sch Dist Muni Bond Cleveland Ohio Gen! Oblig Muni Bond Ohio St Hosp Fae Rev Muni Bond Income Gain Codes: A=$ l.000 or less B 41,001 -$2,500 c=$2,501 -$5,000 0=$5.00l -$ E =$ $50,000 (See Columns Bl and D4) F=$ $ G=$ $ HI =$ $ fl2 =More than $ Value Codes J=$I or less K=$ $ L =$ $ M =$ $ (Sec Columns Cl and D3) N=$ $ =$ I -$1, Pl =$ $ P2=$ $ P3=$ I - $ P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T ""Cash Market (Sec Column C2) U=Book Value V=Othcr W =Estimated

5 FINANCIAL DISCLOSURE REPORT Page 5of8 Cook, Deborah L VI INVESTMENTS and TRUSTS -income, value, transactions (lnc/lls those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (I) (2) (2) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) (I) (4) transaction) Ohio St Univ Gen Recpts Rev-A TV3 Buy 3/1 2/1 2 J Ohio St Univ Gen Rctps A SL6 Buy 3/1 2/1 2 K Ohio St Univ Gen Rctps Rev A UM! Buy 3/1 2/1 2 L 21. lra l E Int/Div. Pl T 2 - Morgan Stanley Deposit Money Market 2 - SPDR Gold Tr Gold ETF SPDR Gold Tr Gold ETF Buy 5/17/12 M Morgan Stanley Corp Bond United States Treasury Note Inflation Indexed United States Treasury Note Inflation Indexed Apple Inc Common Apple Inc Common Buy M Apple Inc Common Buy M United States Treasury Note Inflation Indexed 3 - Google Inc Common 3 - MS ETN - Market Vectors Double Short Buy L Eur 3 - MS ETN - Market Vectors Double Short Sold L A Eur Jncome Gain Codes: A =$ J.000 or less B =$1,001 - $2,500 c=$2,501 - $5, ,001 -$ E =$15,001 -$50,000 (Sec Columns Bl and 04) F=$50,001 -$ G =$100,001 -$ Ill =$ $ H2 =More than $ Value Codes J =$15,000 or less K =$ $ L =$50.00 I -$I M =$ $ (Sec Columns Cl and 03) N=$ $ =$ I -$ Pl =$ $ P2 =$ $ P3 =$ $ P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market (Sec Column C2) U=Book Value V =Other W =Estimated

6 Page 6of8 Cook, Deborah L. 05/09/2013 VI INVESTMENTS and TRUSTS - income, value, transactions r1nc111des those of spouse and dependent children; see PP of filing instructions.; D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period ofreporting period (I) (2) (I) (I) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of (2) (2) exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) American Capital Agency Buy 8/1/12 M Goodyear Tire and Rubber Bond Buy 3/23/12 M Unit First Trust Dow Target JO Jan 2012 Buy 01/06/12 K Unit First Trust Dow Target JO Jan 2012 Buy 02/27/12 J UnitFirst TrustDow Target 10 Jan2012 Buy 3/25/12 J Unit First Trust Dow Target 10 Jan 2012 Buy 4/25/12 J Unit First Trust Dow Target 10 Jan 2012 Buy 4 - Unit First Trust Dow Target I 0 Jan 2012 Buy J 6/25/12 J 4 - Unit First Trust Dow Target 10 Jan 2012 Buy 7/25/12 J (add'j) 4 - Unit First Trust Dow Target JO Jan 2012 Buy 8/25/12 J Unit First Trust Dow Target JO Jan 2012 Buy 9/25/12 J Unit First Trust Dow Target 10 Jan 2012 Buy (add'i) 10/25/12 J Unit First Trust Dow Target JO Jan 2012 Buy (add'j) I 1/25/12 J 48. Real Estate Partnership, Akron, Ohio (Y) 49. Installment note holding industrial as E collateral Interest N T J. lncome Gain Codes: A =$1.000 or less B 41,001 -$500 c=$501 -$ =$ $ E=$ $ (See Columns BI and 04) F =$ $ G=$! $ HI =$1.000,001 -$ H2 =More than $ Value Codes J=$ or less K =$ $ L=$ $ I M=$! $ (See Columns Cl and03) N=$ I -$ =$ I -$ Pl =$ $ P2=$ I -$ P3 =$ $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) P4 =More than $ S =Assessment T =Cash Market (See Column C2) U=Book Value V=Othcr W =Estimated

7 Page 7of8 Cook, Deborah L VII ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate partofre port.) Part I - Collegescholars, Inc is a charitable trust. The trust assets are held to fund college tuition for students in a mentored scholarship program. Part VII - Line 48 - In 2012 the building held by the partnership was facing forclosure. The general partner negotiated a sale of the building and it was sold inside the partnership for the amount of the debt. No money was received by the partners in this transaction. The partnership was closed as it no longer held any assets. Part VII - Line 49 - In 2007 an industrial building in Akron Ohio was sold via an installment sale. Interest and principal payments are received on this asset and the note is secured by the building. This asset is not part of the partnership on line 48.

8 Page 8 of8 Cook, Deborah L IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Deborah L. Cook NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C