D NONE (No reportable positions.)

Transcription

1 AOlO Rev FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Governmenr Act of 1978 FOR CALENDAR YEAR 2012 (5 U.S.C. app ) Person Reporting (last name, first, middle initial) Court or Organization Date of Report JO LLY, E. GRADY COURT OF APPEALS FIFTH 06/03/2013 Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) JUDGE ACTIVE 7. Chambers or Offce Address Sa. Report Type (check appropriate type) D Nomination Date D Initial [{ Annual Sb. D Amended Report D Final 6. Reporting Period 01/01/2012 to 12/31/ EAST COURT STREET, ROOM 850 JACKSON, MS IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. POSIT! ONS. (Repomng individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY ADVISORY BOARD FEDERAL JUDGES ASSOCIATION 5. I AGREEMENTS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS

2 Page 2of8 Name of Person Reporting JOLLY, E. GRADY Date of Report 06/03/2013 II N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. I 7-24 of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 Design Ill Partnership owner and worked doing fora] arrangements. IV. REIMBURSEMENTS - transportation, lodging, food, entertainment. (lnc/11des those to spouse and dependen! children; see pp of filing instructions.) 0 NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED GEORGE MASON UNIVERSITY SCH OF.LAW 9/22/12-9/29/12 ARLINGTON, VA ATTEND ECONOMICS INSTITUTE FOR JUDGES GEORGE MASON SCH OF LAW TRANSPORTATION & MEALS 5.

3 Page 3of8 Name of Person Reporting JOLLY, E. GRADY D:ile of Reporl 06/03/2013 V, GIFTS. (lnc/11des those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE 5. VJ. LIABILITIES. (Includes tltose of spouse and dependent children; see pp of filing ins/ructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 5.

4 Name of Person Rc1>0rting Date of Report Page 4of8 JOLLY, E. GRADY 06/03/2013 VI INVESTMENTS and TRUSTS - income, vatue, 1rt111sac1io11s (1nc111des 11iose of spouse amt dependent cllildren; see PP of filing ins1r11c1ions.j D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period ofreporting period (l) (2) (I) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) Code 3 redemption) (J-P) (A-H) (ifprivate (J-P) (Q-W) (l) transaction) Bancorpsouth Money Market Acc't A Interest J T Analysts International Com Stk. None J T Snopes Corp. Common Stock A Interest J u Gold None K T - 1! None K T 6. Fred's Inc. Common Stock A Dividend K T 7. Trustmark Bank A Interest J T 8. Trustmark Bank A Interest J T 9. Trustmark Bank Acc't None J T 10. Trustmark Bank Ace'! A Interest L T 11. Trustmark Bank A Interest K T 1 "(H)" BROKERAGE ACCOUNT# I 1 UBS Money Fund None Closed 1/24/12 J 1 Keely Sm Cap Val Fd A Dividend J T 15. Pimco Total Return Fd B Dividend K T Sold 1/25/12 J A 16. First Eagle Global Fd A Dividend J T 17. Am Fd Gr Fd of Am None Sold 4/26112 J c Income Gain Codes: A =$1.000 orlcss B =$ $500 c =$501 - $5.000 D =$ $ E=$15.00I $ (Sec Columns BI and 04) F =$ $ G =$!00.00 I - $ Ill =$ $ =More than $ Value Codes J =$ or less K =$15,001 - $ L =$ $ M =$I I $ (See Columns Cl and 03) N =$ I - $ =$ I -$ Pl =$ $ P2 =$ $ P3 =$ $ P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =01hcr W =Estimated

5 Name of Person Reporting Date of Report Page 5of8 JOLLY, E. GRADY 06103/2013 VI INVESTMENTS and TRUSTS -- income, Vll/11e, transactions (lnc/11des those ofspo11se tmd dependent children; see pp of filing illstructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trnst assets) reporting period of reporting period (I) (2) (I) (2) (I) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) (5) transaction) 18. Mainstay Fd High Yield Corp Bond Fd A Dividend J T 19. Blackrock Global Allocation Fd A Dividend K T 20. Davis NY Venture Fd A Dividend Sold 4/26/12 J c 21.!shares Tr Barclays Treas Inflation Protect Secs Fds 2 Pimco Commodity Real Return Strategy ClassD A Dividend J T Buy 5/22/12 J A Dividend J T Buy 9/25/12 J 2 Vanguard Short Bond ETF A Dividend J T Buy 11/27/12 J 2 J P Morgan Tr II U S Gov't Money Mkt Fd A Dividend J T Open 1/24/12 J 25. "(H)" IRA ACCOUNT# I 26. Columbia Acom Fd - IRA A Dividend J T 27. First Eagle Global Fd - IRA A Dividend J T Sold 28. Sold 29. Delaware Div Inc Fd - IRA A Dividend Sold 5/31/12 J B 6/29112 J B 1/24/12 J A 30. Sold 6/29/12 J A 31. Mainstay Fd High Yid Bd Fd c IRA A Dividend K T Buy (add'l) 11/28/12 J 3 Pimco Real Return Fd - IRA A Dividend K T 3 Blackrock Global Allocation Fd - IRA A Dividend Sold 6/29/12 J B 3 Sold 11/27/12 K D Income Gain Codes: A =$1.000 or less B =$ $500 c =$501 - $5.000 D =$ $ E =$ $ (Sec Columns Bl and 04) F =$ $ G =$I l - $ Ill =$ $ M2 =More 1han $ Value Codes J =$ or less K =$I $ L =$50.00 l - $I M =$ $ (Sec.Columns Cl and 03) N =$ I $ =$ I - $ Pl =$ $5, P2 =$ $ '3 =$ $ P4 =More 1han $ Value Method Codes Q =Appraisal R =Cost (Real Esiatc Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V =Other W =Estimated

6 Nam"' nf Pc>rson Rrporting Date of Report Page 6of8 JOLLY,E. GRADY 06/03/2013 VI INVESTMENTS and TRUSTS -- income, va111e, 1ra11sac1io11s (1nc111des 11tose of spouse and 11epent1en1 c1iuc1ren; see PP offilinc ins1r11c1io11s.j D NONE (No reportable income, assets, or transactions.) A. (I) B. De cription of Assets Income during Gross value at end Transactions during reporting period (including trnst assets) reporting period ofreporting period C. (2) (I) (2) (I) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (A-H) (if private (Q-W) transaction) (J-P) D. (5) 35. Alger Spectra Fd - IRA A Dividend K T 36. MFS Util Fd - IRA A Dividend J T 37. Franklin Utilities Fd - IRA A Dividend J T 38. J P Morgan Money Mkt-IRA None L T Open 4/9/12 K 39. Pimco Commodity Real Return-IRA A Dividend J T Buy 8/24/12 K 40. JP Morgan Tr Value Advantage Fd-IRA A Dividend J T Buy 11/28/12 J 41. Doubleline Fds Tr Total Return-IRA A Dividend J T Buy 11/28/12 J 4 SPDR Gold Tr-IRA None J T Buy 11/30/12 J 4 "(H)" BROKERAGE ACCOUNT# 2 4!shares Tr Dow Jones SEC Dividend Index Fd A Dividend J T Buy 4/18112 J 45.!shares Tr Russell Midcap Gr Index Fd A Dividend J T Buy 4/18/12 J 46.!shares Tr S&P US Pfd Stk Index Fd A Dividend J T Buy 4/18/12 J 47. J P Morgan Tr II Large Cap Gr Fd Cl A A Dividend J T Buy 4/18/12 J 48. SPDR S&P 500 ETF Tr Unit Ser I S&P Depositary A Dividend J T Buy 4/18/12 J 49. SPDR Ser Tr S&P Dividend ETF A Dividend J T Buy 5/24/12 J 50. Vanguard Short Term Bond ETF A Dividend J T Buy 5/24/12 J 51. J P Morgan Tr II US Gov't Money Mkt Fd A Dividend J T Open 4/18/12 J Income Gain Codes: A =$1.000 or less B =$ $500 c =$501. $ =$ $ E = $50,000 (Sec Columns Bl and 04) f =$ $ G =$ $ Ill =$ $ =More than $ Value Codes J =$ or Jess K =$15,001 $ L =$ $ M =$ I - $ (Sec Columns Cl and 03) N =$ $ =$500,00 I - $ Pl =$ $ P2 =$ $ P3 =$ $ P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V=Othcr W =Es1ima1ed

7 Name of Person Reporling Dateof Report Page 7of8 JOLLY, E. GRADY 06/03/2013 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (/11dicate part ofreport.)

8 Name of Person Reporting Date of Rcporl Page 8 of8 JOLLY, E. GRADY 06/03/2013 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ E. GRADY JOLLY NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administraive Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C