D NONE (No reportable positions.)

Transcription

1 AO JO Rev Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2011 (5 U.SC. app I I) I. Person Rrporting (last name, first, middle inilial) Court or Organizalion Hudson, Henry E. USDC, Eastern District of VA 04/27/2012 Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or pan-time) U.S. District Judge -- Active Sa. Report Type (check appropriate type) D Nomination Date D Initial [{ Annual Sb. D Amended Repon D Final 6. Reporting Period 01/01/2011 to 12/31/ Chambers or Office Address 70 I East Broad Street Suite 6312 Richmond, Virginia IMPORTANT NOTES: The instructions accompanying this form 11111st be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Insert signature on last page. I. POSIT! ONS. (Reporting individual only; see pp of filing ins/ructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY 1. Executive Advisory Committee National Center for Judicial Secuirty - U.S. Marshals Service II. AGREEMENTS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable agreements.) PARTIES AND TERMS I Virginia Retirement System, Judicial pension (retirement effective September 1, 2002; payment commenced January, 2003)

2 Page 2of8 Hudson, Henry E. 04/27/2012 Ill. N 0 N-INVESTMENT IN CO ME. (Reporting indfridual and spouse; see pp of filing instrnctions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I Adjunct Professor, University of Richmond School of Law $3, Loft Press, book royalties $2, B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE I. IV, REIMBURSEMENTS - transportation, lodging.food, entertainment. (Includes 1hose 10 spouse and depcnden1 children; see pp of filing ins/ructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I.

3 Date or Report Page 3of8 Hudson, Henry E. 04/27/2012 V. GIFTS. (Includes t/10se to spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE I. VI. LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) D NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I. Navy Federal Credit Union VISA and Mastercard (credit cards) Exxon Mobil Credit card Shell Oil Credit card

4 .1 Name of Person Rrporting Page 4of8 Hudson, Henry E. 04/27/2012 VII. INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, l'dtue, transactions onc111des those of spouse and dependent chitdren; see PP of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at en<l Transactions during reponing period (including trust assets) reponing period ofreponing period (I) (2) (I) (3) (2) (I) (2) (4) (5) Place "(X)" afier each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/ddlyy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) I. Bank of America (Accounts) A Interest J T Branch Bank & Trust (BB&T) (Accounts) A Interest K T (CDs) Cardinal Bank (Stock) A Dividend K T Navy Federal Credit Union (Accounts) B Interest L T (CDs) Campaign Solutions, Inc. B Dividend L w 6. Franklin High-Yield Fund c Interest L T 7. Dominion Resources, Inc. c Dividend M T 8. American Fund - Capital World Growth and A Interest K T Income Fund 9. American Legacy II - Lincoln National Life D Dividend M T 10. Virginia Retirement System D Dividend K T 11. Blackrock Funds - Int'! Opportunities A Dividend J T 1 Blair Williams Int'! Growth Fund A Dividend J T Sold 1111/11 J A 1 Diamond Hills Funds - Small Cap Fund A Dividend J T 1 Franklin Federal Intermediate Term Tax c Dividend L T Free Income Fund 1 Franklin Virginia Tax Free Income Fund c Dividend L T 16. Goldman Sachs Tr. Fin. Square MMKT A Dividend J T Sold 10117/11 J A 17. Goldman Sachs TR Fin. Square MMKT A Dividend J T Buy 09/22/11 J (add'!) I. Income Gain Codes: A =$1.000 or kss ll =$ $500 c =$501 - $000 1)=$001-$15,000 E =$15,001 - $ (See Columns Bl and 04) f =$ $100,000 G =SI 00.00I - $ Ill =$ $ =More than $ Value Codes J =$1000 or less K =$100 I -$ L=$50.00l -$ M =$I I -$ (Sec Columns Cl and DJ) N =$ I - $ =$500,00 I -$ PI =$ I - $000,000 1'2 =$000,00 I -$25, P3 =$ I $ P4 =More than $ Value Mc1hod Codes Q =Appraisal I{ =Cost (Real Estotc Only) S =Assessment T =Ca.h Market (Sec Column C2} U =Hook Value V =Orh...1 W =-Es1ima1cJ.

5 Page 5of8 Hudson, Henry E. 04/27/2012 VI I. INVESTMENTS and TRUSTS - income, value, transactions <Inc!udes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. R. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period ofreporting period (I) (I) (2) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 18. Hotchkis & Wiley Core Value Fund A Dividend J T 19. Pimco-Commodity Fund A Dividend J T Buy 09/21/l l J (add'l) 20. Wells Fargo Advantage Endeavor Select A Dividend J T Fund 21. Wells Fargo Advantage Small Cap A Dividend J T 2 John Hancock Classic Value Fund A Dividend J T Buy 09/21/11 J (add'i) 2 Artio lnt'i Equity Fund A Dividend J T Sold 09/21/11 J A 2 Legg Mason Value Trust A Dividend J T 2 Hartford lnt'i Growth Fund A Dividend J T 26. Managers Time SSQ A Dividend J T Sold 09/21/11 J A 27. Cambiar Opportunity Fund A Dividend J T Sold 11/01/11 J A 28. Harbor Fund INSTL Class A Dividend J T Sold 11/01/11 J A 29. Keeley Small Cap Value A Dividend J T Buy 09/20/l l J 30. Security Equity Fund Mid Cap Value A Dividend J T Sold 12/29/11 J A 31. Touchstone Large Cap Growth Fund A Dividend J T 3 Ford Motor Co. A Dividend J T Buy 03/24/11 J (add'i) 3 AIM Global Real Estate A Dividend J T 3 Dreyfus App. Fund A Dividend J T I. Income Gain Codes: A =$1.000 or Jess ll =$1,00 I - $500 c =$501 - $000 [) =$001 - $15,000 E =$15,001- $ (Sec Columns ll I and 04) F=$50.00I -$ G =$I I - $ $ =More than $ Value Codes J =$1000 or less K =$ $ L =$ $ M =$ I00.00 I - $ (Sec Columns Cl and 03) N =$ $ =$500,00 I - $ Pl =$ $5, P2 =$ I - $25, PJ =$ $ P4 =More than $ Value Mc1hod Codes Q =Appraisal R =Cost (Real Esta[C Only) S =Assessment T =Cash Market (Sec Column C2) U =Hook Value V =Other W =Estimated

6 Page 6of8 Hudson, Henry E. 04/27/2012 VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc111des tlwse of spouse and dependent children; see PP offilinc instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period of reponing period (I) (2) (I) (2) (I) Place "(X)" afler each asset Amount Type (e.g., Value Value Type (e.g., exempt from prior disclosure Code I div., rent, Code2 Method buy, sell. (A-H) or int.) (J-P) Code} redemption) (Q-W) (2) (3) (4) (5) Date Value Gain Identity of mm/dd/yy Code2 Code I buyer/seller (J-P) (A-H) (if private transaction) 3 RS lnvt. Emerging Mkt A Dividend J T Buy (add' I) 09/21/11 J 36. Genworlh Financial A Dividend J T 37. Toyota MTRCorp. A Dividend J T 38. Ciligroup, Inc. A Dividend J T 39. Brandywine Blue Fund A Dividend Sold 09/21/11 J A 40. DWS Small Cap Value Fund A Dividend J T Sold (pan) 09/21/11 J A 41. Morgan Stanley Mid Cap Growth Fund A Dividend J T 4 Oppenheimer Dev. Mkt A Dividend J T 4 Sentinel Small Co. A Dividend J T 4 General Elec. Co. A Dividend J T Buy 09/30/11 J 4 Smithfield Foods, Inc. A Dividend J T Buy 03/21/11 J 46. Mainstay Large Cap Growth A Dividend J T Buy 09/20111 J I. Income Gain Codes: A =$1.000 or less IJ =$1,001 - $500 c =$501 - $000 D =$5,001 $15,000 E =$15,001 -$ (Sec Columns BI and 04) F =$ $100,000 G =$I I - $ t Ill =$ $ =More than $5, Value Codes J =$1000 or less K =$1001. $ L =$50.00 I -$I M =$ I -$ (Sec Columns Cl and 03) N =$ I - $ =$ I -$1, Pl =$ $ r2 =$5, $2ooo.ooo PJ =$ $ P4 =More than $ V.iluc Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Asscssmcn1 T =Cash Market (Sec Column C2) U =-Hook Value V =Other \V :oestimatcd

7 Page 7of8 Hudson, Henry E. 04/27/2012 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreport.)

8 : Page 8of8 Hudson, Henry E. 04/27/2012 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the hest of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Henry E. Hudson NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C