[{ NONE (No reportable positions.)

Transcription

1 AOIO Rev FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2011 (5 U.S.C. app.,h IOI-I I I) Person Reporting (last name, first, middle initial) Court or Organization Date of Report HUDSPETH, HARRY L. U.S. District Court, Western District of Texas Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) Senior U.S. District Judge Sa. Report Type (check appropriate type) D Nomination Date D Initial [{ Annual D Final Sb. Amended Report D 6. Reporting Period 01/01/2011 to 12/31/ Chambers or Offce Address 903 San Jacinto, Suite 440 Austin, Texas IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable i11for111atio11. Insert signature 011 last page. POSJ Tl 0 NS. (Reporting individual only; see pp of filing ins/ructions.) [{ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I AGREEMENTS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS

2 Date of Report Page 2of7 lludspetll, HARRY L. Ill. N 0 N-INV ESTMENT IN CO ME. (Reporting indfrid11al and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS - transportation, lodging.food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

3 Page 3of7 HUDSPETH, HARRY L. Date of lkport V. G JFTS. (Includes those to spouse and dependent children; see pp of filing instruction...) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VJ. LJABJLJTJES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

4 Date of lkport Page 4of7 HUDSPETH, HARRY L. VI INVESTMENTS and TRUSTS -- income, atue, transactions r1nc111des those of spouse and dependent children: see PP offiting instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (1) (2) (1) (!) (2) (3) (4) (5) (2) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-II) or int.) (J-r) Code 3 redemption) (J-r) (A-11) (if private (Q-W) transaction) American Express Common A Dividend K T Bristol Myers Squibb Common B Dividend K T Merck Common A Dividend K T New Perspective Fund (American Funds B Dividend M T Group) Exxon Mobil Common c Dividend M T 6. Treasury Bonds and Government Securities B Interest K T 7. Schlumberger, Ltd. Common A Dividend K T 8. Goldman Sachs Group Common A Dividend J T 9. GlaxoSmithKline PLC B Dividend K T 10. Southern Company Common B Dividend K T 11. Corpus Christi Texas Bonds A Interest J T 1 Disney (Walt) Co. Common A Dividend J T Buy 8/08/11 J (add'i) 1 AFLAC A Dividend J T 1 BHP Billiton A Dividend J T 1 Norfolk Southern A Dividend K T 16. Cypress-Fairbanks!SD Bonds A Interest J T 17. Walgreen Co. A Dividend J T Income Gain CoJc:s: A =$1.000 or less ll =$1.001-$500 c =$501 - $000 D =$001 -$15,000 E =$1001. $50.00 (Sec Columns Bl and D4) =$ $ G =$ $ =$ I -$ =More than $ Vnluc Codes J =-$I 000 or kss K =$1001 -$ L =$ $ M =$ I $250.00U (Sec C'olumns CI and lj3) N = $25(),00 I $500,CX>O 0=$500,()01-$1, Pl =$ $5, '2 =$ I -$25, PJ =$2(XJO,(XJI $50.0()0,000 P4 =More than $ Value Method (\xks 0"'Apprais:il R "'Cost (Re:il Estate Only) S =Assessment T =Cash Market (Sec Column C2) U - Book Value V ""Other W =Estimated

5 Date of ncport Page 5of7 lludspeth, HARRY L. VI INVESTMENTS and TRUSTS -- inmme, a111e, transactions r1nc1udes those of spouse and dependent children; see PP of Jilin instruction..) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (I) (2) (3) (4) (5) (I) (2) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of e empt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-II) or int.) (J-P) Code 3 redemption) (J-P) (A-11) (if private (Q-W) transaction) 18. Coach, Inc. A Dividend J T 19. Pearson PLC A Dividend Sold 1/19/11 J A 20. Hurst-Euless!SD Bonds A Interest J T 21. Pflugerville Texas ISO Bonds A Interest K T 2 Frenship ISO Bonds A Interest K T 2 Cablevision NY Class A A Dividend Sold 7/06/11 J B 2 AMC Networks, Inc. Class A (spinoff from None Sold 8/08/11 J A Line 23) 2 Caterpillar, Inc. A Dividend J T 26. Cloud Peak Energy, Inc. None J T 27. Honeywell lnt'l Inc. A Dividend J T 28. Century Link A Dividend J T 29. Mattel, Inc. A Dividend J T 30. Texas Water Development Board Bonds A Interest J T 31. Houston Texas Public Improvement Bonds A Interest J T Income Gain Cotcs: A =--$ or kss B =$ $500 c =$50 1 $5,000 D =$5,00 1 $15,000 E =$ 100 I $ (Si.c Columns Bl nnj lh)... =$ $11){).()(XJ G =$I OIJ.{) I $ Ill =$1.000,00 1 $ =More than $ Value Codes J -=$ 1000 or less K = $ 1CXH $ L =$ $t M =$ $ (Sec Columns Cl and DJ) N c$250.00i $j1xl.ofxl 0 =$j00.(10 1. $ Pl =$ $5,000,000 P2 =$5,000,00 1 $25, '3 =$ $50,000,000 P4 =More than $50.000,000 J. Value Mi.:thnd Codes Q =Appraisal K =-Cost (Real E!<it:.11i.: Only) S =Assessment T =Cash Market (Sec Col C2) U --Book Val111: V =--01h1.. r W =Estimated

6 Page 6 of7 HUDSPETH, HARRY L. Date of neport VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreport.)

7 Date or lhport Page 7 of7 HUDSPETH, HARRY L. IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ HARRY L. HUDSPETH NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C