[{ NONE (No reportable positions.)

Transcription

1 AOJO Rev. I/2012 FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of I978 FOR CALENDAR YEAR 2011 (5 U.S.C. app. IOI-I 11) Person Reporting (last name, first, middle initial) Court or Organization Date of Report Cook, Jr., Julian A. U.S. District Court - E.D. of Michigan 07/31/2012 Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Court Judge Sa. Report Type (check appropriate type) D Nomination Initial D Sb. w Amended Report Date w Annual D Final 6. Reporting Period 01/01/2011 to 12/31/ Chambers or Office Address 231 W. Lafayette Street Room 718 Detroit, Michigan IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have 110 reportable information. Insert signature on fast page. POSIT J 0 NS, (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY 5. II, AGREEMENTS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS

2 Date of lhport Page 2of8 Cook, Jr., Julian A. 07/31/2012 II NON-INVESTMENT IN COME. (Reporting indmdual and spouse; see pp. 17-:U of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS -transportation, lodging, food, entertainment (Includes those to ;pouse and dependent children; see pp (filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED Judges Fund March 23-25, 2011 Nashville, Tennessee Sixth Circuit Pattern Jury Instructions Committee Mtg. Hotel, Meals and Transportation Judges Fund August 17-19,2011 Cleveland, Ohio Sixth Circuit Pattern Jury Instructions Committee Mtg. Hotel, Meals and Transportation 5.

3 Date of neport Page 3 of 8 Cook, Jr., Julian A. 07/31 /2012 V. GIFTS. (Includes I/rose lo spouse and dependent clrildren; see pp ofjilinf: ins/rnctions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 5. V LIABILITIES. (Includes //rose of spouse and dependent clrildren; see pp of filing ins/ructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 5.

4 ... FINANCIAL DISCLOSURE REPORT Date of Heport Page 4of8 Cook, Jr., Julian A. 07/31 /2012 VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, a111e, transactions r1nc1udes those ofspo11se a11d depe11dent c11ildre11; see PP J4-6o offilit g instr11ctions.j A. B. c. D. Description of Assets lncome during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (I) (I) (2) (2) (2) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of (4) exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-II) (if private (Q-W) transaction) Intel A Dividend J T Vodafone A Dividend J T Walmart A Dividend K T Money Market A lnt./div. K T Raymond Janes 5. US Savings Bonds c lnt./div. J T 6. Cisco Systems A Dividend Sold 03/07/11 K A 7. Exxon Mobil D Dividend L T 8. General Electric D Dividend K T 9. J Orangeburg.SC None M w 10. Lord Abbett Affliated IRA A Dividend J T 11. Lord Abbett Affliated IRA A Dividend J T 1 Lord Abbett Affliated A Dividend J T 1 Lord Abbett Midcap IRA A Dividend J T 1 Lord Abbett Midcap A Dividend K T 15. Lord Abbett Midcap A Dividend K T 16. Verizon A Dividend J T 17. Quest A Dividend Sold 04/15/11 J A 1. Income Gain Codes: A ==-$1,000 or kss ll 0$1,()(JI -$500 c =$501 -$5,000 D =$5.00t -$15,000 E =$15,001 -$50,()XJ (Sec Columns lli and 04) F =$ $ G =$ $ =$ $5,() =More than $ Value Codes J =$ 15.(XIO or less K 0$ $ L =$ $ M =$I 00.00I - $ (Sec Columns Cl and 03) N = $ $500.(XXJ 0 "$500.(Xl l -$ Pl =$ $5.000,000 1'2 =$5,(),001 -$25,000,000 1'3 =$25.000,()ll -$50.000,000 P4 =More than $ Value Method Codes Q =Arpraisal H Cu! (Real Estate Only) S =Assessment T -=Cash Market (Sec Col limn C2} U 0 Book Value V Othi.r W =Estimated

5 Date of Report Page 5 of 8 Cook, Jr., Julian A. 07/31/2012 VI INVESTMENTS and TRUSTS -- i11mme, 1 a/11e, transactions (lnc/11des tlwse of spouse and dependent clrildren; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. 1 c. D. Description of Assets lncome during Gross value at end Transactions during reporting period (including tmst assets) reporting period ofreporting period (I) (I) (2) (I) (2) (2) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Codc2 Code I buyer/seller (4) (A-11) or int.) (J-P) Code 3 redemption) (A-II) (if private (J-P) (Q-W) transaction) 18. AllianceBemstein Muni Fund D Dividend M T 19. Alliance Bernstein Muni Fund D Dividend M T 20. General Motors A Dividend Sold 06/22/11 J A 21. Federated Muni Opportunity Fund c Dividend L T 2 Federated Muni Opportunity Fund B Dividend K T 2 Eaton Vance National Muni c Dividend L T 2 Amgen A Dividend J T 25. Apple A Dividend M T 26. Lord Abbett Balanced Fund B Dividend L T 27. Lord Abbett Balanced Fund B Dividend L T 28. Lord Abbett Balanced Fund IRA A Dividend J T 29. MFS Muni High Income Fund A Dividend J T 30. Henderson Global OPP A Dividend K T 31. Henderson Global OPP A Dividend K T 3 Henderson Global OPP A Dividend J T 3 Henderson Global OPP IRA A Dividend J T 3 Henderson Global Opp 1RA A Dividend J T Income G:iin Codes: A $1.0(X) or kss u =St.001 -$500 c =$501 -$5,000 D =$5,001 -$15,000 E =$15.00t -$ (Sec Columns UI and D t) F =$ $ G =$100.IKll $ Ill =$ $ =More than $ Value Co<l s J =$15,()(X) or less K =$ t 5.(Xll -$50.<XIO L =$ $ M =$100.oo t -$ (Sec Columns CI and DJ) N = $250.llOI -$500.IXIO 0 $500.IXll -$ Pl =$1,000,00t -$5,000,000 1'2=$5.000,001 -$25, '3 =$25.(XlO.OOI -$50.0llO.OOO P4 =More than $50,000,000 Value Method Co<li.s Q =Appr:iisal K <-Cost (K1.a\ htah: Only) S ==Assessment T =Cash Market (Sec Column C2) lj. Book Value V:..Othl.r W :.Estimated

6 Page 6 of 8 Cook, Jr., Julian A. Date of Heport 07/31/2012 VI I NV EST ME NTS and TRUSTS - income, a111e, transactions r1nc1udes those of spouse and dependent c1tildre11; see PP of filing instr11ctions.j D NONE (No reportable income, assets, or transactions.) A. B. D. Description of Assets Income during Gross value at end Transactions during reporting period (including tmst assets) reporting period of reporting period c. (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I (A-II) div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller or int.) (J-P) Code) redemption) (J-P) (A-II) (if private (Q-W) transaction) 35. Lord Abbett Small Cap Blend A Dividend J T 36. Mainstay MAP Fund A Dividend K T 37. Mainstay MAP Fund A Dividend J T 38. ING Diversified Intl. Fund A Dividend K T 39. Goldman Sachs Muni Fund A Dividend K T 40. Goldman Sachs Muni Fund c Dividend L T 41. Fairpoint A Dividend J T 4 Dreyfus High Yield Muni B Dividend L T 4 Ford Motor A Dividend J T 4 AT&T A Dividend J T 45. Centurylink A Dividend J T Buy 04/15/11 J Income G:nn Codes: A =$ or less u =$ $500 c $5,000 0=$5.001-$ E =$ $ (SccColurnns Bl and IH) F =$ $ G =$ I00.00 I $ Ill =$ $ =More than $ Value Codes J ""$ or less K =$15.<Kll. $ L =$ $ M =$! $ (Sec Columns Cl and 1>3) N =$ $5<Kl.<KKl () =$ $ Pl =$ $5,000,000 1'2 =$5, $25, PJ =$ $ P4 =More than $ Value MclhL>d C'odi.s (}:...:Appraisal K =-Cost (Real Estate Only) S =Assessment T :=Cash Market (Sci.: Colunm C2) lj - Bnnk Valui.:: V =Other W =Estimated

7 Date of Report Page 7 of 8 Cook, Jr., Julian A. 07/3 I /2012 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreport.)

8 Page 8of8 Cook, Jr., Julian A. Date of Report 07/31 /2012 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Julian A. Cook, Jr. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C