D NONE (No reportable positions.)

Transcription

1 Stearns, Richard G. A010 Rev Report Required by the Ethics in Go.-ernment Act of 1978 FOR CALENDAR YEAR 2010 (5 U.SC. app I) Penon Reporting (last name, first, middle initial) Court or Organization Date or Report Steams, Richard G. U.S.D.C. Massachusetts Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or pan-time) District Court Judge (Active) 7. Chambers or Offce Address U.S. District Court I Courthouse Way Boston, MA Sa. Report Type (check appropriate type) 6. Reporting Period D Nomination, Date D Initial Annual Sb. D Amended Repon D 01/01/2010 Fina l to 12/31/ On the basis or the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Revie,.fog Officer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. J. POSIT! 0 NS. (Rtporling individual only; ste pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY Partner Massachusetts Prosecutor's Guide Trustee (non-compensated) Vincent Memorial Hospital (Massachusetts General Hospital - Boston) I AGREEMENTS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS

2 Page 2 of? Ill. NON-INVESTMENT INCOME. (Reportingindividualandspouse;see pp. 17-Uoffilinginstructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) 2010 Massachusetts Prosecutor's Guide (Book Royalties) $3, B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS -transportation, lodging.food, entertainmenl (Includes those to spouse and dependent children; see pp of filing insrn1ctions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED NYIPLA-CLE March 26-27, 20 JO New York, New York Patent Law Dinner Travel, meals and lodging North Atlantic Treaty Org. June 21-25, 2010 Ankara, Turkey Terrorism Conference Travel, meals and lodging FREE Seminar August 9-12, 2010 Bozeman, MT Terrorism Lectures Travel, meals and lodging North Atlantic Treaty Org. October 25-29, 2010 Garmisch, Germany Terrorism Conference Travel, meals and lodging

3 Page 3of7 V. G] FTS. (Includes thou to spouse and dependent children; supp of filing instructions.) [{ NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE VJ. LJABJLJTJES. (Includes thou of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

4 Page 4of7 VI INVESTMENTS and TRUSTS -income, value, transactions (lnc/udl!s those of spouse and dependmt children; SU pp of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. C. B. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period Place "(X)" afler each asset (I) (2) (I) (2) (I) (2) (J-P) (3) (4) (S) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I exempt from prior disclosure div., rent9 Code 2 Method buy, sell, nun/dd/yy Code2 Code I buyer/seller (A-H) or int.) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) TECO Common B Dividend K T Westar Energy Common B Dividend K T First Energy Common A Dividend Sold 12/13/IO J c Bank of America Common A Dividend K T Mass. Prosecutors Guide A Dividend L T 6. Bank of America MMF A Interest J T 7. Bank of America MMF Savings A Interest L T 8. Citizens Bank Keogh 40 I K c Interest M T 9. State St. Bank 401K B Interest M T 10. Fidelity Growth & Inc. IRA A Dividend M T 11. Fidelity Equity Inc.II IRA A Dividend N T 1 Fidelity Utilities Fund IRA A Dividend K T 1 Bank of America IRA B Interest M T 1 Rhumbline, Inc. (Boston) None J u 1 Fidelity Cash Reserves A Dividend J T 16. Morgan Stanley MMF A Dividend J T 17. Citizen's Bank Check A Interest J T Income Gain Codes: A =$1.000 or less ll =$ $500 c =$501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $ (Sec Columns 8 I and D4) F =$ $100,000 G =$ $ =$ $ =More than S \'<1luc Cod J =S1000 or less K =SI $ L =S50.00I - SI M =SI S (Sec Columns Cl and 03) N =$ SI =$ I - S Pl =Sl $5, P2 =S000.00I - $ P3 =S I - S N =More than $50.000,000 Value Mc!hod Codes Q =Appraisal R =Cost (Rcol Estate Only) S ==Assessment T =Cash Market (Sec Column C2) U =!look Value V =Other W =Estimated

5 Page 5 of /2011 VI INVESTMENTS and TRUSTS - income,.. atue, 1ransac1ions r1nc1udn those of spouse and dependmt childrm: see PP. t-6o offitinc ins1ruc1ions.j D NONE (No reportable income, assets, or transactions.) A. B. C. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reponing period of reponing period (I) (2) (I) (2) (2) (3) (5) Place "(X)" afier each asset Amount Typ (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell. mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) (I) (4) 18. Fidelity Government Bond IRA A Dividend J T 19. Sun Micro Common None Sold 01/28/10 J A 20. Bank of America Check A Interest J T 21. Citizens Bank Savings A Interest J T Income Gain Codes: A =$1.000 or Jess B =$1,001 -$2,500 c =$2,501 $5,000 D =$5,001 $15,000 E=Sl00l-S (See Columns Bl and 04) F =$ $100,000 G =$ I - $ Ill =$1.000,001 -$5, H2 =More than SS Valu Codes J =S 1000 or less K =SIS.001 $ L =SS SI M =SI $ (Sec Columns Cl and DJ) N =$ $ =S500.00I Sl, Pl =Sl, $5,000,000 P2 =$ $ PJ =$ $ P4 =More than SS Val ue Method Codes Q =Appraisal R =Cost (RealE.tatc Only) S =Assessment T =Cash Market (Sec Column C2) U =Hook Value V =Othcr W =Estimated

6 Name or Penon Reporting Dale or Report Page 6 of? 04/ VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndical partofreport) Vil. Line The Massachusells Prosecutor's Guide portfolio is invested in Fidelity Asset Manager (L), Fidelity Equity Income II (K), Fidelity Growth & Income (J), and Fidelity Spartan U.S. Treasury (J), all mutual funds. VI Line 8. This Citizens Bank Keogh Account is invested in Certificates of Deposit. VI Line 9. This 401K Retirement Plan is invested in Slate Street Bank stock and money market instruments. Vil. Line 1 This IRA Plan is invested in a Certificate of Deposit.

7 Page 7of7 IX. CERTIFICATION. I certify that all information given above (including information pertaining lo my spouse and minor or depend en I children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because ii met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Richard G. Stearns NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C