[{ NONE (No reportable positions.)

Transcription

1 Ha ertv, Ancer L. AOlO Rev Report Required by the Ethics in Gol emment Act of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app. /01-l l I) Person Reporting (last name, first, middle initial) Court or Organization Haggerty, Ancer L. U.S. District Court of Oregon Title (Anicle Ill judges indicate actin or senior status; magistrate judges indicate full- or part-time) U.S.Dist.Court Judge (retired) 7. Chamben or Office Address 1307 United States Courthouse 1000 S. W. Third Portland, Oregon Sa. Report Type (check appropriate type) 6. Reporting Period D Nomination, Date 01/01/2010 D Initial [2 Annual D Final to 12/31/2010 Sb. Amended Report D 8. On the basis of the information contained in this Report and any modifications penaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Re\iewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. POSITIONS. (Reporting indfridual only; see pp of filing instructions.) [{ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I AGREEMENTS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable agreements.) PARTIES AND TERMS 9/2009 Oregon Public Employees Retirement System

2 Page 2of7 Haggerty, Ancer L. II NON-INVESTMENT INCOME. (ReportinginaMdua/and spouse;see pp. 17-:Uoffi/inginstructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. spouse's N 0n-1 nvestm en t Income - (Dollar amount not required except/or honoraria.) If )'OU were married during any portion of the reporting year, complete this section. D NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 State of OR: Public Employees Retirement System 2010 Self employed-educational consulting/writer JV. REIMBURSEMENTS - transportation, lodging.food, entertainmenl (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

3 Page 3of7 Haggert, Ancer L. V. GIFTS. (Includes 1hosno spouse and dependent chi/dun; see pp of filing inslructions.) [Z NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE VJ. LIABILITIES. (Includes lhose of spouse and dependent children; see pp of filing instructions.) D NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE On Point Credit Union (y) Credit Card American Express Credit Card

4 Page 4 of7 Haggerty, Ancer L. VI INVESTMENTS and TRUSTS - inrome,.. a1ue, transartions (Includes those of spouse and dependent children; see PP J4-6o of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value al end Transactions during reponing period (including trust assets) reponing period of reponing period (I) (2) (I) (2) (I) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption) (Q-W) (2) (3) (4) (5) Dale Value Gain Identity of mm/dd'yy Code 2 : Code I buyer/seller (J-P) (A-H) (if private transaction) Key Bank of Oregon A Interest J T U.S. Government Bonds A Interest J T Tenants in Common, Harrison Co., Texas None J w Victory Tax-Free Money Market A Interest J T Sierra Pacific Development Fund II None J T 6. American Spectrum Realty, Inc Com A Interest J T 7. Victory Prime Obligation Class A A Interest J T 8. Target Focus (y) 9. Target Traic (y) IO. Bric Part Ser 8 Monthly (y) 11. Touchstone Large Cap Growth Fund (y) 1 Aguila Three Peaks High Income Fund (y) 1 Loomis Sayles Bond Fund (y) 1 Davis NY Venture Class A (y) 1 Dodge and Cox Income Fund (y) 16. American Funds: Europacific Growth Fund Class F (y) 17. American Funds: Fundamental Investors Fund (y) Income Gain Codes: A =S or less B =$ S2,500 c =$2,501 - $5,000 D =S001 -Sl000 E =S 15,00 I - S (See Columns Bl and [)) F =S50,00I -SI00,000 G =SI Sl HI =Sl S H2 =More than SS,000,000 Value Codes J =-$1000 or less K =Sl5,00I -SS0.000 L=S50.00l -SIOO.OOO M =SI I - $250,000 (See Columns Cl and DJ) N =S250.00I - S =S500.00I - Sl, ri =S I -$ P2 =$ $2000,000 P3 =S I - S P4 =More 1han SS0.000,000 Value Method Codes Q =Apprai-;l R =Cost (Real Estate Only) S =A mcnt T =Ca h Market (See Column C2) U =Book \'aluc V =Other W =E lim:ite<l

5 Page 5of7 Haggerty, Ancer L VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, alue, transactions (lnrludes thou of spouse and dependent r/1ildren; SU pp. /-60 of filing instructions.) B. A. c. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period of reponing period (I) (2) (I) (2) (I) (2) D. (3) (4) Place "(X}" after each asset Amount Type(e.g. Value Value Type(e.g., Date Value Gain ldentiryof exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J.P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) (5) 18. Harbor Bond Fund (y) 19. GSVIT Mid Cap Valve Fund-Exec Ann+ (y) 20. GSVIT Structured US Equity-Exec Ann+ (y) Income Gain Codes: A =S 1,000 or less B =S 1.00 I -$2,500 c =$2,501 - $5,000 D=SS.001-$15,000 E =$15,001 -SS0,000 (See Columns Bl and [)) F =Sl0.001 SI G =SI Sl HI =Sl,000,001 S H2 =More than $5, Value Codcs J =Sl000orkss K =SIS.00! -$ L =S50,00 I -SI 00,000 M =SI S250,000 (Sec Columns Cl and DJ) N =$ $ =$500,001-$ PI =S I - $5,000,000 P2 = SS,000,001 - $ r; =S2ooo s;o P4 =More than S50,000,000 Value Mc1hod Codes Q = ApprJisal R =Casi (Re.ii E:'tatc Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

6 Name or Person Rtporling Date or Report Page 6of7 Haggerty, Ancer L. VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofuport.) #

7 Page 7of7 Haggerty, Ancer L. IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory pro,isions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the pro\isions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Ancer L. Haggerty NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite 2-30 I One Columbus Circle, N.E. Washington, D.C