D NONE (No reportable positions.)

Transcription

1 Tallman, Richard C. AOIO Rev FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethics in Gol'ernmenl Act of 1978 (5 U.SC. app. H JOI-I II) Person Reporting (last name, first, middle initial) Court or Organization U.S. Court of Appeals, Ninth Circuit Title (Article Ill judges indicate active or senior slatu ; magistrate judges indicate full- or part-time) Active United States Circuit Judge 7. Chamben or Office Addre55 William K. Nakamura United States Courtouse I0I0 Fifth Avenue, Suite 902 Seattle, Washington Sa. Report Type (check appropriate type) 6. Reporting Period D Nomination, Date D Initial 12 Annual Sb. D Amended Repon D 01/01/2010 Final lo 12/31/ On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must be folloh'ed. Complete all parts, checking the NONE box for each part where J'OU have no reportable information. Sign on fast page. POSIT! 0 NS, (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZA TTON/ENTITY (RESIGNED AS EXECUTIVE BOARD MEMBER) Chief Seattle Council, Boy Scouts of America (RESIGNED) Member Northwestern University School of Law Advisory Board II, AGREEMENTS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS

2 Page 2of7 Name of Person Reportng Ill. NON-INVESTMENT IN COME. (Reporting individual and spouse; m pp. 17-U of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) I/you were married during any portion of the reporting year, complete this section. SOURCE AND TYPE 20!0 Washington State Department of Retirement Systems 20!0 Prudential Insurance Company IV. REIMBURSEMENTS - transportation, lodging.food, entertainment. (Includes those to spouse and dependent children; see pp offiling instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED Northwestern University School of Law April 8-IO, 20!0 Chicago, IL Law Board Meeting Transportation, Lodging, Meals Loyola Marymount University Law School May 15-16, 2010 Los Angeles, CA Law School Commencement Speaker Transportation, Lodging, Meals

3 Page 3of7 Name of Penon Reporting V. GIFTS. (Includes thou lo spouse and dependent children; set pp. 2/J-31 of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VJ. LJABJLJTJES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

4 Page 4of7 Name of Person Reportng VI INVESTMENTS and TRUSTS -income, l'o/ui!, transadions (lnc/udesth ost!ofspouuanddependentchildren; St!t!pp /jilinginstru dions.) D NONE (No reportable income, assets, or transactions.) A. B. D. Desc rip tion of Assets Income du ring Gross value at end Transactions du ring reporting period c. (including trut assets) reporting period of reprting period (2) (I) (2) (I) (I) (2) (4) (5) P lace "(X)" after each asset Amou nt Typ (e.g., Value Val ue Type (e.g., Dare Value Gain Identity of exempt from prior di sclosu re CodeI div., rent, Code2 Method buy, sell, nun/dd/y Code2 CodeI buyer/sel ler (3) (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Prudential Retirement Funds: None M T - PIMCO Total Return lnstl. Fund M T - Drefus Sm Cap Index L T Wells Fargo Bank Checking/Savings accts A Interest J T Seattle City Credit Union, checking & A Interest J T savings accounts 6. JPMorgan Chase Bank Checking/Savings A Interest J T Accts 7. Vanguard Group Funds: None 0 T 8. - Vanguard 500 Index M T 9. - Vanguard Explorer (see Part VIII note I) L T Sold 07/28/10 K (part) Vanguard PRIMECAP Core (see Part VIII L T Sold 07/28/10 J note 2) (part) Vanguard GNMA (see Part VIII note 3) Sold 06/17/10 L 1 - Vanguard High-Yield Corporate K T 1 - Vanguard International Growth L T 1 - Vanguard Short Term Inv Grade M T 1 Aetna Universal Life Ins. None J T 16. MetLife Flexible Premium Life Ins.: None K T Equity Inc. J T lncoml! Gain Codes: A =$1.000 or less B =$1,001 -$500 c =$501 - $000 D =$00I $ 1000 E =S100l -S (Sec Columns BI and 04) F =$ $ G =$ $ =$ $ =More than $000,000 V::lul!C ""S J =SI S.000 or h.-ss K =$1001 -$ L =S I - SI M =SI I -$ (Sec Columns Cl and DJ) N =$ $ =$ I -S r1 =Sl $5,000,000 P2 =$000,001 $ Pl =$ $ P =More than $ Valui: Mc1hod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Markct ( c Column C2) U =Hook Value v =Oth1..'T W =Estimated

5 Name of Penon Reporting Page 5 of7 VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, vatue, transactions <Inctudes those of spouse and dependtntchildren; see PP. 1.f-60 of filing instructions.) t A. B. c. D. Desc ription of Asset s Income du ri ng Gross value at end Transc tions during reporting period (inc luding trs as set s ) reporting period of reprting period (I) (I) (2) (I) (2) (2) (3) (5) Place "(X)" afler each asset Amou nt Typ (e.g., Value Value Typ (e.g., Date Value Gain Id entity of exempt from prior disclos ure Code I div., rent, Code2 Method buy, sell, lll/dd/y Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) (4) Growt J T Voyager J T 20. Bank of America, Checking & Savings Accounts A Interest J T Income Gain Codes: A =$1.000 or less B =$ $500 C =$501 -$000 D =$001 - $1000 E =$1001 -$ (Sec Columns Bl and 04) F =$ $100,000 G =$I I -$ Ill =$ $ =More than $ Value Cod J =S 1000 or less K =Sl00I - $ L =$50.00I - SI M =SI $ (See Columns Cl and 03) N =$ I -$ =SS00.00 I - S Pl =Sl $5,000,000 P2 =$ $25, P3 =$ I - $ P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =llok Value V =D1.-r W =Estimated

6 Page 6 of7 Name of Person Reportng 04/ I VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicalepartofreporl) Part VII, line 9: Portion of portfolio sold and reallocated to Vanguard Short Term Inv Grade. Part VII, line 10: Portion of portfolio sold and reallocated to Vanguard Int'I Growth Fund. J. Part VII, line 11: Exchange into Vanguard Short Term Inv Grade Fund.

7 Name of Penon Reporting Page 7 of IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 50 I et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Richard c. Tallman NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C