[{ NONE (No reportable non-investment income.)

Transcription

1 Livingston_Debra_A

2 Page 2 of7 Name of Penon Reporting Livingston, Debra A. 05/12/2009 Ill. N 0 N-INVE S TMENT IN CO ME. (Reporting individual and spouse; m pp of filing Instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I Wolters-Kluwer Law & BusinesslAspen Publishers (royalties) $8, $1, Monthly Columbia Law School (total 2008 W-2 salary) $24, B. Spouse's Non-Investment Income - (Dollar amount no/ required except for honoraria.) [{ NONE (No reportable non-investment income.) I/you were married during any portion of the reporting year, complete this section. SOURCE AND TYPE I. 2. IV. REJMB URSEMENTS - transportation, lodging, food, entertainment (lnc/11des those In spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I. U.S. Courts 2/26-2/28/08 Washington, D.C. New Judges Orientation Transportation, Lodging, Meals 2. U.S. Courts Mohonk, N.Y. 2d Circuit Judicial Conf Transportation, Lodging, Meals U.S. Courts 11/5-1117/08 Washington, D.C. Circuit Judges Conf Transportation, Lodging, Meals

3 Name of Person Reportng Page 3 of7 Livingston, Debra A. 05/12/2009 V. GIFTS, (Includes those to spouse and dependent children; see pp of filing i11structlons.) [Z NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE I VI. LIABILITIES. (Includes those of spouse and dependent children; see pp of filing Instructions.) [Z NONE (No reportable liabilities.) CREDITOR DESCRIPTION YALUECODE I

4 Name of Penon Reporting Page 4 of7 Livingston, Debra A. 05!12/2009 VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children: see PP 1<1-60 of filing instructions.) D NONE (No reportable income, assets, or transactions.) --- A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. D. Income during Gross value at end of Transactions during (3) (4) (5) Amount Type (e.g. Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) I. Citibank, NY, NY Checking and Savings A interest L T 2. CREF Stock Fund None K T Fidelity Contrafund A Dividend K T Fidelity Convertible Security A Dividend K T 5. Fidelity Growth Co A Dividend K T 6. Fidelity Equity income JI A Dividend J T 7. Fidelity Magellan B Dividend K T Buy (add' I) 5.2 J 8. NYS Donnitory Authority Bonds A Interest J T 9. TiAA Real Estate B Dividend M T Sold 1.25 J (part) 10. TIAA Traditional Annuity c Interest K T Sold 1.25 J 11. U.S. Savings Bonds None J T (part) 12. Vanguard 078 Asset Allocation A Dividend K T 1 Vanguard 081 International Growth D Dividend L T Buy J (add'!) 1 Buy J (add'l) 15. Buy J (add'i) 16. Vanguard 122 Life Growth Portfolio B Dividend K T Buy 18 J 17. Vanguard 163 NY Tax Exempt A Interest K T (add' I) I. Income Gain Codes A ""S 1,000 or less B =S 1,00 I S2.500 C =S2,50 I S5,000 D =S5,00 I S 15,000 E =S 15,00 I 550,000 (See Columns BI end 04) F =S50,00 I 5 I 00,000 G =SI Sl,000,000 HI =S1,000,00 I 55,000,000 H2 =More than 55,000, Value Codes J =515,000 or less K =S 15,00 I S50,000 L =S50,00 I SI 00,000 M =SI 00,00 I S250,000 (See Columns Cl and 03) N =S250,00I. 5500,000 0 =S500,00I S 1,000,000 Pl =SJ,000,001 S5,000,000 P2 =S5,000,00I - S25,000,000 PJ =S25,000,00I S50,000,000 P4 =More than 550,000,000 J. Value Method Codes Q -Appraisal R =Cost (R eal Estate Only) S ::Assessment T =Cash Market (SeeColumn C2) U =Book Value V =Other W ::Estimated

5 Name of Person Reporting Page 5of7 Livingston, Debra A. 05/12/2009 VII. INVESTMENTS and TRUSTS - income, vatue, transacdons r1nctudes those of spouse and dependent children; see PP of filing instructtons.j D NONE (No reportable income, assets, or transactions.) I I A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during Amount Code I (A H) Type (e.g., div., rent. or int.) c. Gross value at end of Value Code 2 (J-P) Value Method Code3 (Q W) Type (e.g., buy, sell, redemption) D. Transactions during Date Month Day (3) Value Code 2 (J-P) (4) Gain Code I (A H) (5) Identity of buyer/seller (if private transaction) I 18. Vanguard 526 Morgan Growth Admiral c Dividend M T Buy 19. Buy 20. Vanguard 548 Small Cap Admiral B Dividend L T Buy 21. Vanguard 593 Growth & Income Admiral c Dividend L T Buy 22. Buy (add'i) J J J 6.26 J J 2 Vanguard College Mod Age-Based Mod G rwth {NY 529 plan) None K T 2 Vanguard Hi-Yield Corporate B Dividend J T 25. Vanguard Index 500 c Dividend L T 26. Vanguard Inflation-Protected Securities B Dividend K T 27. Vanguard REIT Index Fund B Dividend K T 28. Vanguard Wellington Fund c Dividend L T 29. Western Asset Government Money Market A Interest J T 30. Western Asset Money Market B Interest L T I. Income Gain Codes: A =S or less B =S 1,00 I S2,500 C =$2,50 I $5,000 D =S5,00 I SI 5,000 E =S 15,00 I S50,000 {Sec Columns BI and 04) F =S50,00I SI00,000 G =S 100,001 SI,000,000 HI =SI,000,001 S5,000,000 H2 =More than S5,000, Value Codes J =SI 5,000 or less K =SI 5,001 S50,000 L =S50,00I SI00,000 M =SI00,001 S250,000 {See Columns CI and DJ) N =S250,00I S500,000 0 =S500,00I Sl,000,000 Pl =Sl,000,001 S5,000,000 P2 =SS,000,001 $25,000,000 I PJ =S25,000,00I. S50,000,000 P4 =More 1han S50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Eslale Only) S =Assessmenl T =Cash Markel (See Column C2) U =Book Value V =Other W =Estimated _J

6 Page 6 of7 Name of Person Reporting Livingston, Debra A. 05/12/2009 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate parto/report.) Part II. Agreements. -1 remain a member of the faculty at Columbia Law School, teaching a reduced schedule consistent with my primary obligation to the judiciary. I receive compensation that is consistent with the outside earned income limitations applicable to judges. I have an agreement with the University that while I remain a faculty member( and subject to all outside earned income and employment provisions of 5 U.S.C and Judicial Conference regulations thereunder), I am eligible for the Primary Tuition Scholarship (PTS), which covers 50% of the tuition at my son's grade school, as well as the college Tuition Exemption Program (for a child who attends Columbia University) or the College Tuition Scholarship (for a child who attends another college). As a faculty member I also remain eligible to live in Columbia University-owned housing (where I live now). -I continue to have retirement accounts maintained through Columbia University, the individual holdings of which are listed under Part VII. Investments and Trusts. -As a result of my former employment with the University of Michgan Law School, I continue to have a retirement account maintained through the University of Michigan, the holdings of which are listed under Part VII. Investments and Trusts. Contributions are of course no longer made to those retirement accounts. Part VII. Investments and Trusts. -Dividend or other income for CREF stock, TIAA Real Estate, Vanguard College Mod Age-Based Mod Grw (a New York 529 college savings account) is not reported on statements. All earnings in all the funds are automatically reinvested in the respective funds. TIAA Real Estate reinvested dividends reported are based on calculations of difference in number of shares as reported on quarterly statements. -The 1.26 sales of TIAA Real Estate and TIAA Traditional Annuity are actually withdrawals from the account to adjust for overpaid contributions.

7 Name of Person Reporting Page 7of7 Livingston, Debra A. 05/12/2009 IX. CERTIFICATION. I certify that all information given above (including Information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because It met applicable statutory provisions permitting non-disclosure. I further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C