[{ NONE (No reportable positions.)

Transcription

1 Southwick, Leslie H. AO JO Rev I FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethics in Go.-ernment Act of 1978 (5 U.SC. app. JO/-/ I I) Person Reporting (last name, first, middle initial) Court or Organization Date of Report Southwick, Leslie H. United States Court of Appeals, Fifth Circuit 05113/2011 Title (Article Ill judge indicate active or senior status; Sa. Report Type (check appropriate type) magislrale judges indicare full- or part-lime) D Nomination, Dare Circuit judge, active D Initial [{ Annual D Sb. Amended Report D Final 6. Reporting Period 01/01/2010 to 12/31/ Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance 245 East Capitol Street with applicable laws and regulations. Room 222 Jackson, MS Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must befollowetl Complete all parts, checking the NONE box for each part where you have no reportable information.. Sign on last page. POSITIONS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I AGREEMENTS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS

2 Page 2of7 Name or Penon Reporting Southwick, Leslie H. Date or Report 05/13/2011 II NON-INVESTMENT INCOME. (Reporting individua/andspouu;mpp.17-uofjiling instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this swion. {Dollar amount not required except/or honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 W.S. Quinn CLU -- salary IV. REIMBURSEMENTS - transportation, lodging.food, entertainment (Includes rhose ro spouse and dependenr children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED Univ. of Alabama March 24-25, 20 IO Tuscaloosa, AL Judge final round moot court competition Food, lodging, transportation Center for American and International Law April 1-2, 2010 Plano, TX Speaker at Bankruptcy Conference Food, lodging, transportation Aspen Inslitute June I 1-13, 2010 Greentree, NY Attended International Human Rights Law Seminar Food, lodging, transportation, tuition St. Thomas More Society August 29, 2010 Dallas, TX Spoke at Red Mass luncheon Food, lodging, transportation Admiral!y and Maritime Oct 15, 2010 Houston, TX Spoke al seminar Food, lodging, transportation Institute

3 Name of Penon Reporting Date of Report Page 3of7 Southwick, Leslie H. 05/13/2011 V. GIFTS. (Includes those to spouse and de ndent clri/dren; supp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE V LIABILITIES. (Includes those of spouse and dependent children; see pp. 31-JJ of filing instructions) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

4 Name of Person Reporting Date of Report Page 4of7 Southwick, Leslie H. 05/13/2011 VI INVESTMENTS and TRUSTS -income, vatu e, transactions <tnctudes 1hoseofs pousea nddepende n1children;see pp. J4-6o of filing instructions.> D NONE (No reportable income, assets, or transactions.) A. B. c. D. Des cription of As sets Income during Gros s value at end T r ansactions du ring rep oning period (inclu ding trus t as sets ) reponing period of rep oning period Pla ce "(X)" afier each asset exemp t from p rior dis clos u re (I) Amou nt Code I (A-H) (2) (5) (2) (I) (2) (I) (3) (4) Typ (e. g., div., rent, or int.) Value Code2 (J-P) Value Method Code3 (Q-W) Type (e.g. buy, sell, redemp tion) Date mm/dd/yy Value Code2 (J-P) Gain CodeI (A-H) Identity of buyer/seller (if private tr ansaction) Berkshire-Hathaway - A common (Y) First National Bank Group, Inc. common None M T Parcel # I, severed mineral interest, Hidalgo None J Q County, Tx Parcel # 2, severed mineral interest, Hidalgo None J Q County, Tx Parcel# 3, Hidalgo County, Tx 2001 None M Q appraisal 6. Citizens National Bank D Interest N T 7. State Bank and Trust account A Interest L T 8. MetLife Bank CD D Interest M T 9. Jackson National Beneficiary Account A Interest J T IO. Principal Financial Variable Life -- Govt None J T and Hq Bond 11. Principal Financial Variable Life -- Large None J T Cap Growth 1 Principal Financial Variable Life -- Large None J T Cap S&P Principal Financial Variable Life -- MidCap None J T Blend 1 Principal Financial Variable Life -- LargeCa None J T Blend 1 Principal Financial Variable Life -- None J T SmallCap Blend 16. Trustmark National Bank Account A Interest J T 17. Metropolitan Bank, formerly Bank of the D Interest M T South CD Income Gain Codes: A =$1.000 or less B =Sl.001 -$500 c =$501 - $000 D =$001 -$1000 E =$100 I - Sl0.000 (Sec Columns Bl and D4) F =$ $ G =$ Sl =$ S =More than S Value Codes J =SI S.000 or less K =SIS.001 -SS0.000 L =SS SI M =SI S (Sec Columns CI and UJ) N =$ I - Sl o =Sl Sl Pl =Sl $ P2 =S $ PJ =S I -$ P4 =More than Sl Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sc ColLnnn Cl) U =Book Value V =Other W =Estimated

5 Page 5of7 Name or Penon Reporting Southwick, Leslie H. Date or Report 05/13/2011 VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) incom, alu, "ansactions onc1udn 1hos ofspous and dep nden1 children; supp of filing instructions.) A. B. c. D. Description or Assets Income during Gross value at end Transactions during reporting period (including trust assets) reprting period of reprting period (1) (2) (1) (2) (1) (3) (4) (5) Place "(X)" af\er each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of (2) exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-II) (if private (Q-W) transaction) 18. Metropolitan Life Ins. Co. annuity None N T 19. Regions Bank CD c Interest M T 20. M&F Bank c Interest M T 21. Public Employees' Retirement System of Mississippi None L T Income Gain Codes: A =$1.000 or less B =$ $500 c =$501 -$000 D =$001 - $1000 E =$ $ (Sec Columns Bl and 04) F =$ $ G =SI $ Ill =$ $ =More than $ Value Cod J =S 1000 or less K=Sl001-S L =$ SI M =SIOO.OOt -$ !See Columns Cl and DJ) N =$ $ =$ I - S Pl =Sl $ r2 =SS $ PJ =$ $ r.t =More th. S Value Method Codes Q =Appraisal R =Cost (Rc:il lstatc Only) S =Assessment T =Cash Mar cl (Sec Column C2) U =Book Value V =Othc-r W =l:::stimatc-d

6 Name of Person Reporting Dale of Report Page 6 of7 Southwick, Leslie H. 05/13/2011 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofuport) _ : :=_] on _: _ Part VII, Line I, stock given -c c_:_- ::,. 8/16/10 Part VII, Line 3, value is based on a 2001 appraisal Part Vil, Line 4, value is based on a 2001 appraisal Part VII, Line 5, value is based on a 2001 appraisal Part Vil, Line 6, bank account shown on previous reports was closed, but CD maintained

7 Name of Person Reporting Date of Report Page 7of7 Southwick, Leslie H. 05/13/2011 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Leslie H. Southwick NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C