D NONE (No reportable positions.)

Transcription

1 Linn, Richard A010 Rev FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app ) I. Person Reporting (last name, first, middle initial) Court or Organization Linn, Richard U.S. Court of Appeals, Fed Cir 05/14/ Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. Circuit Judge - Active Sa. Report Type (check appropriate type) D Nomination, Date D Initial [{ Annual D Final Sb. Amended Report D 6. Reporting Period 01/01/2010 to 12/31/ Chambers or Office Address U.S. Court of Appeals 717 Madison Place, N.W. Washington, DC On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSITI 0 NS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. Member Intellectual Property Advisory Board, George Washington University Law School Past-President The Giles S. Rich American Inn of Court Member The Richard Linn American Inn of Court 4. Visiting Member The Hon. William C. Conner American Inn of Court 5. II. AGREEMENTS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS I.

2 Page 2 of9 Linn, Richard 05/14/2011 III. N 0 N-JNVES TM ENT JN CO ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income [Z NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I. 4. B. Spouse's Non-Investment Income - (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) If you were married during any portion of the reporting year, complete this section. SOURCE AND TYPE I. 4. IV. REIMBURSEMENTS transportation, lodging, food, entertainmenl (includes those to spouse and dependent children; see pp of filing instructions.) - D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I. The Ben Franklin Americn January 12, 2010 Philadelphia, PA Inn of Court Dinner Transportation and Meals Inn of Court The Hon. William C. Conner January 19-20, 20 I0 New York, NY Inn of Court Dinner Transportation, Meals, and Hotel Americn Inn of Court New York Intellectual March 25-28, 2010 New York, NY Annual Judges Dinner Transportation, Meals, and Hotel Property Law Association 4. The Seattle Intellectual April 15-18, 2010 Seattle, WA Inn of Court Meeting Transportation, Meals, and Hotel Property Americn Inn of Court 5. The Richard Linn American May 13-15, 2010 Chicago, IL Inn of Court Meeting Transportation Inn of Court

3 Name of Penon Reporting Page 3 of9 Linn, Richard 05/14/ New Jersey Intellectual June 4-5, 2010 Short Hills, NJ Annual Judges Dinner Transportation, Meals, and Hotel Property Law Association 7. The Richard Linn American June 11-13, 2010 Chicago, IL Inn of Court Dinner Transportation, Meals, and Hotel lnn of Court 8. The Federal Circuit Bar June 25-27, 2010 Colorado Springs, CO Bar Association Meetings Transportation, Meals, and Hotel Association 9. The Austin Intellectual September 12-14, Austin, TX Inn of Court Meeting Transportation, Meals, and Hotel Property American Inn of 2010 Court 10. The Intellectual Property and September 22-23, Albany, NY Inn of Court Meeting Transportation, Meals, and Hotel Innovation American Inn of 2010 Court 11. The Richard Linn American October, 14-16, 2010 Chicago, IL Inn of Court Meeting Transportation Inn of Court

4 Page 4 of9 Linn, Richard 05/14/2011 V. GIFTS. (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE I. New York Intellectual Property Law Association Steuben Glass Distinguished Service Award $1, VI. LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I

5 Page 5 of9 Linn, Richard 05/14/2011 VII. INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) A. B. c. D. Description of Asset s Income d uring Gr oss value at end Transactions d u ring reporting pe riod (inclu ding trust asset s) reporting pe riod ofrep orting period (I) (2) (2) (I ) (2) (I) (3) (4) (5) Place "(X)" after each asset Am ou nt Type(e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosu re CodeI div., rent, Code2 Met hod buy, sell, mm/dd/yy Code2 CodeI buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (Q-W) (A-H) (if private transaction) I. Cash Equivalent Account # 3 A Interest J T Brokerage Account # 7 - American Funds: AMCAP Fund Class A Dividend J T 529A 4. - American Funds: EuroPacific Growth A Dividend J T Fund Class 529A 5. -AmericanFunds: Washington Mutual A Dividend J T Investors Fund Class 529A 6. Brokerage Account # American Funds: AMCAP Fund Class A Dividend J T 529A 8. - American Funds: EuroPacific Growth A Dividend J T Fund Class 529A 9. - Americn Funds: Washington Mutual A Dividend J T Investors Fund Class 529A AmericanFunds: Intermediate Bond Fund A Dividend J T of America Cl. 529A 11. Brokerage Account# American Funds: AMCAP Fund Class A Dividend J T 529A 1 - American Funds: EuroPacific Growth A Dividend J T Fund Class 529A American Funds:Washington Mutual A Dividend J T Investors Fund Class 529A American Funds: Intermediate Bond Fund A Dividend J T of America Cl. 529A 16. Brokerage Account# American Funds: AMCAP Fund Class A Dividend J T 529A l. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,50 I - $5,000 D =$5,00 I - $15,000 E =$15,001 -SS0,000 (See Colwnns BI and 04) F=S50.00l -SIOO,OOO G =SI Sl HI =Sl.000,001 -$5.000,000 H2 =More than $5,000,000 Value Codes J =S 15,000 or less K =$15,001 -$ L =$50,00 I - $I 00,000 M =$I 00,00 I - $250,000 (See Columns Cl and 03) N =$ $ =$500,00 I - $1, Pl =Sl $5,000,000 P2 =$5,000,001 -$25,000,000 PJ =$25.000,00 I -$50.000,000 P4 =More than $50,000,000 Val ue Method Codes Q =Appraisal R ==Cos1 (Real Estalc Only) S =Assessment T =Cash Markel (See Column C2) U =Book Value V =Other W =Estimated

6 - FINANCIAL DISCLOSURE REPORT Page 6 of9 Linn, Richard 05/14/2011 VII. INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions (Includes those of spouse and dependent children; see pp of filing instructions.) A. B. c. D. Descri ption of As sets Inco me during Gross value at en d Transactions during reporting period (including trust assets) reporting period ofreporting period (I) (2) (I) (2) (I) Place "(X)" afte r each asset Amount Type (e.g., Value Value Ty pe (e.g., exe mpt fro m prior disclosure CodeI div., ret, Code2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemp tion) (Q-W) r (2) (3) (4) (5) Date Value Gain Identity of rndd/yy Code2 Code I buyer/selle (J-P) I (A-H) (if private trction) American Funds: EuroPacific Growth A Dividend J T Fund Class 529A 19. -American Funds:Washington Mutual A Dividend J T Investors Fund Class 529A American Funds: Intennediate Bond Fund A Dividend J T of America Cl. 529A 21. Brokerage Account# American Funds Growth-Income Separate None Sold Account 2 - American Funds Growth Separate Account None M T Buy (add'i) 08/16110 L 08/16/10 L T. Rowe Price Large Cap Growth Portfolio None Sold Separate Account 08/16/10 M MFS Value Portfolio Separate Account None Sold (See note) Russell 2000 Index Portfolio Separate None Sold Account 08/16/10 L 08/16/10 L Artio Int'! Stock Portfolio Separate Acct None M T (See note) 28. Neuberger Berman Genesis Portfolio None K T Buy 08/16/10 K 29. Davis Venture Value Portfolio None N T Buy 08/16/10 M 30. Clarion Global Real Estate Portfolio None K T Buy 08/16/I 0 K 31. Brokerage Account# I Clarion Global Real Estate Portfolio Sep. None Sold Acct (See note) 08/16/I 0 K 3 - MetLife Stock Index Portfolio Separate None Sold Account 08/16/10 L 34. T. Rowe Price Small Cap Growth Portfolio None K T Buy 08/16110 K I. Income Gain Codes: A =$I,000 or Jess B =$1,001 - $2,500 C =$2,50 I - $5,000 D =$5,001 - $15,000 (See Colwnns BI and D4) F =$50,001 - $ G =SI 00,00 I - S 1,000,000 HI =S 1,000,00 I -$5,000,000 H2 =More than $5,000,000 E =$15,001 -$50,000 Value Codes J =SI 5,000 or less K =SI 5,00 I - $50,000 L =$50,00 I -SI 00,000 M =$ 100,00 I - $250,000 (Sec Columns CI and DJ) N =$ $500,000 o =$500,001 - Sl,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,00 I - $25,000,000 PJ =$ I - $ P4 =More than $50,000,000 Value Method Codes Q =Apprnisal R =Cost (Real Estate Only) S =Asscssmenl T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

7 Page 7 of9 Linn, Richard 05/14/2011 VII. INVESTMENTS and TRUSTS D NONE (No reportable income, assets, or transactions.) - income, value, transactions r1nctudes those of spouse and dependent children; see PP of filing instructions.j A. B. t. D. Des c ription of Asset s Income d uring Gr oss va lue at en d Transaction s du ring reponing period (includingtrut asset s) reporting period ofrep oning period (I) (2) (!) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount g., Value Value Type (e.g., Date Value Gai Iden tity of Type(e. Code 1 Code I bu yer/seller exem pt from prior disclos ure div., rent, Code2 Method buy, sell, mm/d d/yy Code2 (A-H) (1) or int.) (J-P) Code3 redemption) (A-H) (if priv ate (Q-W) (J-P) tra nsaction) 35. T, Rowe Price Mid Cap Growt Portfolio None K T Buy 08/16/IO K 36. Neuberger Berman Mid Cap Value None K T Buy 08116/IO K 37. Cash Equivalent Account #15 A Interest J T L l. Income Gain Codes: A =$1,000 or less B =$1,00 I - $2,500 c 42,501 - $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns Bl and D4) F =$50,00 I -SI 00,000 G =SI 00,00 I - S 1,000,000 HI =S 1,000,00 I -$5,000,000 H2 =More th $5,000,000 Value Codes J =S 15,000 orless K =$15,001 -$50,000 L =$50,001 -SI00,000 M =SI 00,001 -$250,000 (Sec Columns Cl and DJ) N =$250,00 I -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

8 Page 8 of9 Linn, Richard 05/14/2011 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (JndiCflepartofreport)

9 , FINANCIAL DISCLOSURE REPORT Page 9 of9 Linn, Richard 05/14/2011 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Richard Linn NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR F AILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C

10 Linn, Richard A I AOUf' Rev lf2{jjj. FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app. 101-/J 1) I. Person Reporting (last name, first, middle initial) Court or Organization Linn, Richard U.S. Court of Appeals, Fed Cir 08/20/ Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. Circuit Judge - Active Sa. Report Type (check appropriate type) D Nomination, Date D Initial [{ Annual D Final Sb. Amended Report CZ 6. Reporting Period 01/01/2010 to 12/31/ Chamben or Office Address U.S. Court of Appeals 717 Madison Place, N.W. Washington, DC On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information- Sign on last page. I. POSIT! ONS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZA Tl ON/ENTITY 1. Member Intellectual Propert Advisory Board, George Washington University Law School Past-President The Giles S. Rich American Inn of Court Member The Richard Linn American Inn of Court 4. Visiting Member The Hon. William C. Conner American Inn of Court 5. II. AGREEMENTS, (Reporting individual only; see pp of filing ins:ructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS I.

11 Page 2 of9 Linn, Richard 08/20/2011 III. NON-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I. 4. B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE I. 4. IV. REIMBURSEMENTS -transportation, lodging,food, entertainment (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED 1. The Ben Franklin Americn January 12, 2010 Philadelphia, PA Inn of Court Dinner Transportation and Meals Inn of Court The Hon. William C. Conner January I 9-20, 2010 New York, NY Inn of Court Dinner Transportation, Meals, and Hotel Americn Inn of Court New York Intellectual March 25-28, 2010 New York, NY Annual Judges Dinner Transportation, Meals, and Hotel Property Law Association 4. The Seattle Intellectual April 15-18, 2010 Seattle, WA Inn of Court Meeting Transportation, Meals, and Hotel Property Americn Inn of Court 5. The Richard Linn American May 13-15, 2010 Chicago. IL Inn of Court Meeting Transportation Inn of Court

12 Page 3 of9 Linn, Richard 08/20/ New Jersey Intellectual Property Law Association June 4-5, 20 I 0 Short Hills, NJ J\nnualJudgesDinner Transportation, Meals, and Hotel 7. The Richard Linn American Inn of Court June 11-13, 2010 Chicago, IL Inn of Court Dinner Transportation, Meals, and Hotel 8. The Federal Circuit Bar Association June 25-27, 20 IO Colorado Springs, CO Bar Association Meetings Transportation, Meals, and Hotel 9. The Austin Intellectual Property American Inn of Court September 12-14, 2010 Austin, TX Inn of Court Meeting Transportation, Meals, and Hotel 10. The Intellectual Property and Innovation American Inn of Court September 22-23, 2010 Albany, NY Inn of Court Meeting Transportation, Meals, and Hotel 11. The Richard Linn American Inn of Court October, 14-16, 2010 Chicago, IL Inn of Court Meeting Transportation

13 Page 4 of9 Linn, Richard 08/20/2011 V. GIFTS. (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE I. New York Intellectual Property Law Association Steuben Glass Distinguished Service Award $1, VJ. LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I

14 Page 5 of9 Linn, Richard 08/20/2011 VII. INVESTMENTS and TRUSTS - income, value, transactions <Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. Desc ri ption of Assets.Inco me du ring Gross value at end Transactions during reporting period (including trst assets) reporting period ofreporting period (I) (2) (I) (2) (I) (2) D. (3) (4) (5) Place "(X)" after each asset Amount Type(e.g., Vale Value Typ(e.g., Date Value Gain Identity of exem pt frm prior disclosure Code I div., ret, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer /seller (A-H) or int) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) I. Banl of America Cash Equivalent Account A Interest J T Brokerage Account # 7 - American Funds: AMCAP Fund Class A Dividend J T 529A 4. - American Funds: EuroPacific Growth A Dividend J T Fund Class 529A 5. - AmericanFunds: Washington Mutual A Dividend J T Investors Fund Class 529A 6. Brokerage Account # American Funds: AMCAP Fund Class A Dividend J T 529A 8. - American Funds: EuroPacific Growth A Dividend J T Fund Class 529A 9. - Americn Funds: Washington Mutual A Dividend J T Investors Fund Class 529A AmericanFunds: Intermediate Bond Fund A Dividend J T of America Cl. 529A 11. Brokerage Account # I American Funds: AMCAP Fund Class A Dividend J T 529A 1 - American Funds: EuroPacific Growth A Dividend J T Fund Class 529A American Funds:Washington Mutual A Dividend J T Investors Fund Class 529A American Funds: Intermediate Bond Fund A Dividend J T of America Cl. 529A 16. Brokerage Account# I J American Funds: AMCAP Fund Class A Dividend J T 529A I. Income Gain Codes: A 41,000 or less B =$1,001 - $2,500 C =$2,50 I - $5,000 D =$5,001 - $15,000 E =$15,00 I - $50,000 (See Columns BI and 04) F =$50.00 I - $I 00,000 G =$I 00,00 I - $ 1,000,000 H I =$1,000,00 I - $5,000,000 H2 =More than $5,000,000 Value Codes J =$ I 5,000 or less K =$I 5,00 I - $50,000 L =$50,00I - $I 00,000 M =$100,001 - $250,000 (Sec Columns CI and 03) N =$250,00 I - $500,000 0 =$500,00 I - $1,000,000 PI =S 1,000,00 I - $5,000,000 P2 =$5,000,00 I - $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V =Other W =Estimated

15 Page 6 of9 Linn, Richard 08/20/2011 VII. INVESTMENTS and TRUSTS -income, value, transactions <1nc1udes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period ofreporting period (I) (A-H) c. (2) (I) (2) (1) (2) (3) (4) (5) Place "(X" after each asset Amount Typ(e.g., Value Value Type(e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., ret, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) American Funds: EuroPacific Growth A Dividend J T Fund Class 529A American Funds: Washington Mutual A Dividend J T Investors Fund Class 529A American Funds: Intermediate Bond Fund A Dividend J T of America Cl. 529A 21. Brokerage Account # American Funds Growth-Income Separate None Sold 08/16/10 L Account 2 - American Funds Growth Separate Account None M T Buy 08/16/10 L (add'l) 24. -T. Rowe Price Large Cap Growth Portfolio None Sold 08116/10 M Separate Account MFS Value Portfolio Separate Account None Sold 08/16/10 L (See note) Russell 2000 Index Portfolio Separate None Sold 08/16/10 L Account Artio Int'l Stock Portfolio Separate Acct None M T (See note) 28. Neuberger Berman Genesis Portfolio None K T Buy 08116/10 K 29. Davis Venture Value Portfolio None N T Buy 08/16/I 0 M 30. Clarion Global Real Estate Portfolio None K T Buy 08116/10 K 31. Brokerage Account # Clarion Global Real Estate Portfolio Sep. None Sold 08116/10 K Acct (See note) 3 - MetLife Stock Index Portfolio Separate None Sold 08/16/10 L Account 34. T. Rowe Price Small Cap Growth Portfolio None K T Buy 08/16/10 K I. Jncome Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,50 I -$5,000 D =$5,001 - $15,000 E =$15,001 -$50,000 (See Columns BI and D4) F =$50,00 I - SI 00,000 G =$100,001 -Sl,000,000 HI =Sl,000,001-$5,000,000 H2 =More than $5, Value Codes J =$ or less K =$15,001 -$ L =$50000 I - S 100,000 M =$ $250,000 (Se Columns CI and DJ) N =$250,001 - $500,000 0 =$500,00 I -S 1.000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Eslate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V =Other W =Estimated

16 Page 7 of9 Linn, Richard 08/20/2011 VII. INVESTMENTS and TRUSTS - income, vatue, transactions <1nctudes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trst assets) reporting period of reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type ( e.g., Value Value Type(e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 35. T, Rowe Price Mid Cap Growth Portfolio None K T Buy 08/16/10 K 36. Neuberger Berman Mid Cap Value None K T Buy 08/16/10 K 37. MetLife Bank Money Market Account A Interest J T.1. focoine Gain Codes: A =$1,000 or less B=$1,00l -$2;500 c =$2,501 - $5,000 D =$5,001 -$15,000 E =$ 15,00 I -$50,000 (See Colwnns Bl and 04) F =$50,00 I -$I 00,000 G =SI00,001 -$1, HI =$1,000.00l -S5.000,000 H2 =More than $5,000,000 Value Codes J =S 15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =SI00,001 -$250,000 (See Columns CI and DJ) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1.000,001 - $5,000,000 P2 =$5,000,00 I -$25,000,000 P3 =$25,000,001 -$50, P4 =More than $50,000,000 Value Method Codes R =Cost (Real Estate Only) T =Cash Market Q =Appraisal S =Assessment (Sec Column C2) U =Book Value V =Other W =Estimated

17 Page 8 of9 Linn, Richard 08/20/2011 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreport) VII, A, I The description of the asset has been amended to identify the name of the bank. VII, A, 37 The description of the asset has been amended to identify the name of the bank.

18 Name of Penon Reporting Page 9 of9 Linn, Richard 08/20/2011 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gift which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Richard Linn NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C