D NONE (No reportable positions.)

Transcription

1 AO /< Rev FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2011 (5 u.s.c. app.. H I) I. Person Reporting (last name, first, middle initial) Court or Organization Middle District of Florida Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) Active United States District Sa. Report Type (check appropriate type) D Nomination Date D Initial [Z Annual Sb. [Z Amended Report D Final 6. Reporting Period 01/01/2011 to 12/31/ Chambers or Office Address Room W. Central Blvd Orlando, FL IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Insert signature on last page. I. POSITJ ONS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANTZA TTON/ENTITY I. Member, Board of Advisors Center for Governmental Responsibility, University of Florida College of Law Trustee Law Center Council, University of Florida College of Law Member, Alumni Board John Carroll University Executor Estate #1 5. JI. AGREEMENTS. (Reporting individual only; see pp. U-16 of fifing instructions.) D NONE (No reportable agreements.) PARTIES AND TERMS I Carlton Fields Profit Sharing Plan with forrer law firr - self directed

2 Page 2of8 Ill. N 0 N-INV ESTMENT IN CO ME. (Reporting indfrid11al and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I. B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except fur honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE I Laurel Homes, Inc Salary 2011 Laurel Builders, Inc Salary IV. REIMBURSEMENTS - transportation, lodging.food, entertainment (Includes those to spouse and dependent children; see pp of filing ins/ructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I. 5.

3 Page 3of8 V. GIFTS. (Includes those It> spouse and dependent children; see pp t>ffiling instructions.) [2 NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE I. 5. VJ, LJABJLJTJES. (Includes those of spouse and dependent children; see pp of filing instructions.) [2 NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I. 5.

4 Page 4of8 VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of>pome and dependent children: see PP offilink instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period Place "(X)" after each asset (I) Amount (I) (3) (4) (5) (I) Type (e.g., Vaine Value Type (e.g., Date Value Gain Identity of Code I exempt from prior disclosure div., rent, Code 2 Method buy, sell, /dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-II) (if private (Q-W) transaction) I. Smokey Partnership, LLLP, Ltd Ptner (f/ka B Interest 0 u Robinson Props) Duplex residence, rental property, Orlando, D Rent M R See part VIII FL Carlton Fields Profit Sharing Trust: -Harbor Cap Appreciation Fund A Dividend L T 5. -MSIF Mid-Cap Growth/P c Dividend L T 6. - Vanguard Inst! Index 500 c Dividend M T 7. Wells Fargo (f/ka Wachovia Bank) A Interest J T 8. Wells Fargo (f/ka Wachovia Bank) A Dividend Closed 05/01/11 K Transferred to Estate common stock 9. Hubbel, Inc. Class B common stock B Dividend Closed 05/01/11 M Transferred to Estate 10. VF Corporation common stock A Dividend Closed 05/01/11 M Transferred to Estate 11. Laurel Homes, Inc. common stock A Interest Closed 05/01/11 Pl Transferred to Estate 1 Arbor Properties, Inc. common stock c Interest Closed 05/01/11 N Transferred to Estate 1 Customer Service, Inc. common stock A Interest Closed 05/01/11 L Transferred to Estate 1 Laurel Agency, Inc. common stock None Closed 05/01/11 J Transferred to Estate 15. Meretek, Inc. common & preferred stock None Expired 01/01/11 see fn I, part Vlll 16. Johnson, Motsinger, Trismcn and Sharp None Expired 01/01/l I see fn I, part Vlll partnership 17. Laurel Builders, Inc. common stock None Closed 05/01/11 0 Transferred to Estate I. Income Gain Codes: A =$1.000 or less ll =$ $500 c =$501 -$5,000 D =$ $t5.000 E =$15,00 I -$ (Sec Colurnnslll and o.i) F=$50.00l -$ G =$I I -$ l =$ $ =More1han $ Value Codes J=$ or less K =$ $ L =$ $ M =$ I -$ (Sec Columns Cl and lj3) N =$ I -$500.IXX) () $ $ Pl =$1, $5.000,000 1'2 =$ I -$25, PJ =$25,000.IX)I -$50,000.00ll 1'4 =More 1han $ Value Mc1hod Codes Q =Apprabal R "'Cost (Kcal t.statc Only) S ""Assessment T ==Cash Market (Sec Column C2) U - Bonk Value V =Other \V =Estimntcd

5 Page 5of8 VII. INVESTMENTS and TRUSTS -- income, mtue, transactions r1nc111des those of spouse and dependent children; see PP of filing instr11c1ions.j 0 NONE (No reportable income, assets, or transactions.) A. B. C. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (I) (I) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code l div., rent, Code 2 Method buy, sell, mm/dd/yy Codc2 Code I buyer/seller (A-II) or int.) (J-P) Code 3 redemption) (J-P) (A-II) (if private (Q-W) transaction) 18. Schrimsher Exploration, Ltd. - Ltd. partner A Interest Closed 05/01/1 I J Transferred to Estate 19. Duplex rental property, Orlando, FL D Rent Closed 05/01/1 I M Transferred to Estate 20. Merrill Lynch IRA None Distributed 05/01/11 K see fn 2, part VIII 21. Wells Fargo (f/k/a Wachovia Bank) - A Interest Closed 05/01/11 J Transferred to Estate checking acct 2 Merrill Lynch CMA fund c Interest Closed 05/01/11 Pl Transferred to Estate 2 Trust income beneficial interest D Interest Distributed 05/01/11 J see fn 2, part VIII 2 MS active assets acct A Interest M T 25. Smokey Partnership, LLLP, Gen Ptr (f/k/a A Interest K u Robinson Prop, Gen) 26. Smokey Partnership, LLLP, Ltd Ptr (f/k/a A Interest Closed 05/01/11 M Transferred to Estate Robinson Prop, Ltd) 27. Oppenheimer Quest Bal Val A mutual fund A Dividend J T (I) 28. Berkshire Hathaway B None K T 29. Wells Fargo - checking acct None L T Open 04/21/11 K 30. Estate#( E lnt./div. P2 w Wells Fargo (f/k/a Wachovia Bank), Open 05/01/11 K common stock 3 - Hubbel, Inc. Class B common stock Open 05/01/11 M 3 - VF Corporation common stock Open 05/01/11 M 3 - Laurel Hornes, Inc common stock Open 05/01/11 Pl 1. Income G:iin Codes: A =$1.000 or less ll $1.0llt - $2,5()0 c $501 -$5,000 D $ $15,000 E $15,001 -$ (Sec Columns B 1 and 04) F $ $ G =$ $ =$1.000,001 - $5, More than $ Value Codes J =$15.000or Jess K =$ $50.(X)O L =$ $ M =$ to0.00 I - $ (Sec Columns Cl and DJ) N =$ $51X).()(X) 0 =$ t $ t.oou.(xjo Pl $ $5,000,000 P2 =$5, I - $25, l'l =$ $ P4 More than $ Value Mc1hod Codes Q --Arprnisal R Cos! (Real L3talc Only) S =Assessment T =Cash Market (Sec Column C2) l.l --Book Value V'O Othcr W =Estimated

6 .. FINANCIAL DISCLOSURE REPORT Page 6of8 VII. INVESTMENTS and TRUSTS - income, vatue, 1ransac1ions r1nc111des those of spouse and dependent children; see pp of filing ins1ruc1ions.j D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trnst assets) reporting period of reporting period (1) (I) (1) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-II) or int.) (J-P) Code 3 redemption) (J-P) (A-II) (if private (Q-W) transaction) Arbor Properties, Inc common stock Open 05/01/11 N Customer Service, Inc. common stock Open 05/01/11 L Customer Service, Inc. common stock Closed 12/31/11 L A Company liquidated Laurel Agency, Inc. common stock Open 05/01/11 J Laurel Builders, Inc. common stock Open 05/01/ Schrimsher Exploration, Ltd - Ltd Partner Open 05/01/I I J Duplex rental property Orlando, FL Open 05/01/11 M See part VIII 4 - Wells Fargo (f/k/a Wachovia Dank) - Open 05/01/11 J checking acct 4 - Merrill Lynch CMA fund Open 05/01/1 I Pl 4 - Smokey Partnership, LLLP,Ltd Ptr (f/k/a Open 05/01/11 M Robinson Prop Ltd I. Income Gain Codes: A "-$1.000 or Jess u =$1.00t -$500 c =$50t -$5.000 D =$ $ E =$ $ (Sec Columns Bl and D t) =$ $I G =$ $ lit =$ t - $ =More than $ Value Codes J oc$1s.000orli:ss K =$15.(Xll -$ L =$ $ M =$ $ (Sec Columns Cl and DJ) N =$ $ =$500.00t -$ Pl =St $5, P2 =$ $ PJ =$ $50,000.0!Xl P4 =More than $ Value Method Codes Q -'Arrraisal R "Cost (Real bt;11i. Only) S ""Assessment T :=Cash Market (Sec Column C2) lj - Book Value V =-OlhL r W ::Estimatcd

7 Page 7of8 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreport.) Part VII item 2 - Duplex property in Orange County, FL costing $78,891, acquired 4/1/82 Part VII item 19 - Duplex property in Orange County, FL costing $78,891, acquired 4/1/82 Footnote 1: The owner of the asset would never provide current infonnation. On 5/01/11 it was detennined that this asset has been gone prior to Footnote 2: Distributed to persons not subject to disclosure.

8 '. FINANCIAL DISCLOSURE REPORT Page 8of8 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc in compliance with the provisions of5 U.S.C. app. 501 ct. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Anne c. Conway NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C