D NONE (No reportable positions.)

Transcription

1 AOIO Rev Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app ) I. Person Reporting (last name, first, middle initial) 2. Court or Organization U.S. District Court, EDNC 05/9/2011 Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. DistrictJudge- Active Sa. Report Type (check appropriate type) D Nomination, D Initial Date [{ Annual Sb. D Amended Report D Final 6. Reporting Period 01/01/2010 to 12/31/ Chambers or Office Address U.S. District Court 310 New Bern Ave. Raleigh, NC On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. J. POSJTJ ONS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. Adjunct Law Professor Campbell University, N.A. Wiggins School of Law 2. Director North Wake County Baseball Association Senior Lecturing Fellow Duke University School of Law 5. JI. AGREEMENTS. (Reporting indfridua/ only; see pp of filing instructions.) D NONE (No reportable agreements.) PARTIES AND TERMS I Agreement to teach as an adjunct Jaw professor at Campbell University Agreement to teach as a senior lecturing fellow at Duke University

2 Page 2of10 05/9/2011 III. N 0 N-INVESTMENT INC 0 ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I.2010 Campbell University (wages) $6, Duke University (wages) $10, B. Spouse's Non-Investment Income - (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) If you were married during any portion of the reporting year, complete this section. SOURCE AND TYPE I.2010 Teacher, Our Lady of Lourdes Catholic School, Raleigh, North Carolina (wages) Self-employed, Silpada, Raleigh, North Carolina IV. REIMBURSEMENTS - transportation, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) [! NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED l

3 Page 3of10 05/9/2011 V. GIFTS. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE I VJ. LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) Gj NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I

4 Page 4of10 05/9/2011 VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP J4-6o of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets ) reporting period of reporting period (2) (3) (5) (l ) (2) (1) (2) (I) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (A-H) (if private (J-P) (Q-W) transaction) I Northwestern Mutual Life Policy A lnt.fdiv. K T I. Income Gain Codes: A =$1,000 or less 0 =$1.00 I $2.500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$ $50,000 (Sec Columns BI and 04) F =$ $ G =$I 00,00 I - $I,000,000 H l =$ l,000,00 l -$5,000,000 H2 =More than $5,000, Value Codes J =$15.000orlcss K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,00 I -$250,000 (Sec Columns Cl and DJ) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I - $25,000,000 PJ =$25.000,001 - $ P4 =More than $50,000,000 Value Method Codes Q =-Apprais 1\ R =Cos\ (Real Estate Only) S =Assessment T =Cash Market (Sec Column \2) U ""Book Value V =-Other W =Estimated

5 Page 5of10 05/9/2011 VII. INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions r1nc1udes ttwse of spouse and dependent children; see PP of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (!) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption) (Q-W) mm/dd/yy Code 2 Code 1 buyer/seller (J-P) (A-H) (if private transaction) Northwestern Mutual Life Policy A Int./Div. K T RBC Centura Bank Account A Interest K T 1. lnc:omc Gain Codes: A =S or less D =Sl.001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 - $50,000 (Sec Columns BI and 04) F =$50,001 -$100,000 G =$ I 00,00 I -$1,000,000 HI =$1,000,00 I -$5.000,000 H2 =More than $5,000, V:1luc (odes J =$15,000 or less K =$15.00 I -$50,000 L =$50,001-$ M =$I 00,001 -$ (Sec Columns CI and DJ) N =$ I - $500,000 0 =$ I -$1,000,000 Pl 41, $5,000,000 r2 =S5.ooo,oo 1 - S25.ooo.ooo Pl =$ $ P4 =More than $50,000,000 Value Mc1hod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V ""Other W =Estimated

6 Page 6of10 05/9/201 1 VII. INVESTMENTS and TRUSTS -income, varue, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (I) (2) (I) (2) (4) (5) (3) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code 1 exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) IRA 37. -AAETX (American Funds 2030 Target D lnt./div. L T Date) 38. -TABRX (Templeton Bric Fund Class A) B lnt./div. J T 39. -OIBAX (Oppenheimer Intl Bond Class A) B Jnt./Div. K T 40. -NEWFX (New World Fund Class A) B lnt./div. J T 41. -TEDIX (Mutual Series Discovery Class A) B lnt./div. J T 42. -ITHAX (Hartford Capital Appreciation D lnt./div. K T Fund) 4 -FRRAX (Franklin Real Return Fund Class B lnt./div. K T A) 4 -RPFGX (Davis Financial Fund Class A) B lnt./div. J T 45. -NYVTX (Davis New York Venture Class c lnt./div. K T A) 46. -CWGIX (Capital World Growth & Income) c lnt./div. K T 47. -CAIBX (Capital Income Builder Fund) B lnt./div. K T 48. -AMCPX (AMCAP Fund Class A) D lnt./div. K T 49. -Cash Deposit-- Northwestern Mutual A Interest J T Investment Services 50. Trust No Wachovia checking acct. A Interest J T I. Income Gain Codes: A =$1,000 or kss D =$ $2.500 C =$2,50 I - $5,000 D =$5,001 - $15,000 E =$15,001 $50,000 (Sec Columns BI nnd 04) F =$ $100,000 G =$I 00,00 I $1,000,000 HI =$1, I $5, H2 =More than $5,000, Value Codes J =$15,000 or kss K =$ $ L =$50,00 I - $I 00,000 M =$100,001 - $250,000 (See Columns Cl and DJ) N =$250,001. $500,000 0 = $500,00 I $l,000,000 Pl =$ $5,000,000 P2 =$5,000,001 - $25,000,000 PJ =$25, I $50, P4 =More thon $50,000,000 Value Method Codes Q =Apprai,nl R ::Co t (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Dook Value V Other W =fatimatcd

7 Page 7of10 05/9/2011 VII. INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, vatue, transactions r1nc1udes those of spouse and dependent children; see pp of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (I) (2) (I) (2) (3) Place "(X)" af\er each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (4) (5) (Q-W) transaction) 52. -Wachovia savings acct. A Interest J T 5 -Kincecta Federal Savings & Loan checking A Interest J T acct. 5 -Kinectafederal Savings & Loan savings A Interest J T acct Kinectafederal Savings & Loan CD B Interest N T 56. -Kinecta Federal Savings & Loan CD B Interest N T 57. -Fidelity Cash Reserve acct. A Interest N T 58. -New York Life whole life insurance policy A Int./Div. K T 59. -New York Life family life insurance policy A Int./Div. J T 60. -New York Life variable annuity A Int./Div. J T 61. -USAA whole life insurance policy B Int./Div. K T 62. -Citibank Bank Deposit D Interest J T 6 -AT&T Inc stock A Dividend J T 6 -Chevron Corp stock E Dividend M T 65. -Citigroup Inc stock A Dividend J T Sold I2/28/IO J A (part) 66. -Comcast Corp Cl A stock B Dividend J T 67. -General Electric Co stock D Dividend K T 68. -News Corp Class A New stock B Dividend K T I. Income Gain Codes: A =$1.000orbs B =$1.00 I -$2,500 C =$2,50I-$5,000 D =$5,00 I -$15,000 E =$15.00 I-$ (Sec Columns Bt and D4) F =$ $ G =$ $1,000,000 HI =$1.000,001-$5,000,000 H2 =More than $5,000, Value Codes J -S 15,000 or k K = $15.00 I - $ L =$50,00 I - $I 00,000 M =$I 00,00 I -$250,000 (Sec Columns CJ and D.l) N = n511.oo 1 - s =$ $1.000,000 Pl =$1.000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 PJ =$ ,011 I - $ P4 =More than $50,000,000 Value Mctho<l Codes Q-=Apprai-.al R =-Co t (Real Estate Only) S =Assessment T ""Cash Market (Sec Column Cl) U "'Bm1k Valui: V Other W =Estimated

8 Page 8of10. 05/9/2011 VII. INVESTMENTS and TRUSTS - income, varue, transactions r1nc1utes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period ofreporting period (1) (2) (I) (2) (I) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (5) (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 69. -Northrop Grumman Corp stock D Dividend L T 70. -Raytheon Company New stock A Dividend M T M Company stock B Dividend K T Income Gain Co<lcs: A =$1,000 orkss B =Sl.001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (Sec Column' Bl and D4) F =$50.00I -$ G =$100,00 l - $1.000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000, Value Co<lc J =$15,000orkss K =$15,001 -$ L =$50,00 I -$100,000 M =$I 00,001 -$250,000 (Sec Column'. ('I and[).') N = $ I - $500,000 o =$500,001 -Sl.OOO.ooo Pl =$1, $5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$ $ P4 =More than $50,000,000 J. Value Method ('o<lcs Q "'Apprnis:1l R = Co t (Real Estate Only) S =Assessment T =Cash Market (Sec Column C1) U :c[lo 'k Value V =Other W =fatimatcd

9 Page 9 oflo 05/9/2011 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreport.)

10 N arne of Person Reporting Page 10of10 05/9/2011 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ James c. Dever NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C