J GAtw 27Q02. 'W rpjoa.1q8o. :::u (3) copies attached. July 28, 2006

Transcription

1 e{gatw 'W rpjoa.1q8o J GAtw 27Q2 July 28, 26 Honorable Ortrie D. Smith, Chair Committee on Financial Committee One Columbus Circle, N.E. Washington, D.C c::: c::: -.. :::u a- Cf C" :: rn,.. c:: o- en CfZ I cj> m :::oz - ft C" DJ>...,,,, )> C" f' CJ < m tr Re: Calendar Year 25 Filing Dear Judge Smith: Thank you for your letter of July 7, 26. It is absolutely my fault for not listing Microsoft on my 25 disclosure. Somehow I overlooked it. The 25 report should have listed Microsoft and columns B and C are identical to the 24 report. Thank you for catching this matter. WLO:aj v (3) copies attached

2 AO JO FINANCIAL DISCLOSURE REPORT in Government Act of/978 Rev FOR CALENDAR YEAR 25 (5 U.S.C. app. IOI-Il l) Report Required by the Ethics 1. Person Reporting (last name, first, middle initial) Court or Organization OSTEEN, WILLIAM L MIDDLE DISTRICT OF N. C. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. DISTRICT JUDGE Sa. Report Type (check appropriate type) Nomination, Dare lnitial Annual Final 6. Reporting Period 1/1/25 to 12/31/25 7. Chambers or Offce Address P.O. BOX 3485 GREENSBORO NC 2742 Sb. Amended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Dare IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. J. POSITIONS. (Reportingindividua/only;seepp. 9-/Jofinstructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY Panner Morganton Rd. Pannership,.. Panner NC 55 Pannership.). Panner Silver Briar Pannership -;.... '... r 1 r'- 7""-:1..,,. ; ';.. Panner WACO Pannership Panner Oak Hill Pannership " ").. rj IJ. AGREEMENTS. (Reporting individual only; see pp of instructions.) D NONE (No reportable agreements.) PARTIES AND TERMS ** NOTHING TO REPORT **

3 Page 2 of8 OSTEEN, WILLIAM L Ill. N N-INVESTl\lENT IN COME. (Reporting individual and spouse; see pp of instructions.) A. Filer's Non-Investment Income [2 NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income (Dollar amount not required except fur honoraria.j [2 NONE (No reportable non-investment income.) - /[you were married during any portion of the reporting year, complete this section. SOURCE AND TYPE IV. REIMBURSEMENTS - transportatit>n, lodging.food, entertainment. (Includes Jhose to spouse and dependent children. See pp ofins1n1ctions.) [2 NONE (No reportable reimbursements.) SOURCE DESCRIPTION

4 Page 3of8 N3mc of Person Reporting OSTEEN, WILLIAM L Date or Report V. GIFTS. (/ndudes those to spouse and dependenl children. See pp ofinstruc1ions.) IB NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE V L JAB ILIT IE S, (ltrdudes those of spouse and dependent children. See pp of instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

5 Page 4of8 OSTEEN, WILLIAM L VI INVESTMENTS and TRUSTS - income, vatue, transactions (includes those of the spouse and dependent children. see pp of fitinc instruction.. ; D NONE (No reportable income, assets, or transactions.) A. 8. C. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period Place "(X)" after each asset exempt from prior disclosure (I) (I) Amount Type (e.g. Value Code I div.. rent. Code 2 Value Method (I} Type (e.g. buy, sell. Dare If nor cxcmpi from disclo urc (3) (4) (5) Value Gain Identity of or int) (J-P) Code 3 (Q-W) merger, redemption) Month- Day Code 2 (J-P) Code I buyer/seller (if private transactio ) First Citizens, GSO, NC B Interest K T Common Stock, Southern Nat'! (now E Div T BB&T) Common Stock, New Park Resources' A Dividend J T Mutual Fund, Putnm Fund, Boston, MA. Managed Muncipal, Inc. A Dividend K T 6. Interstate Sec., Tulsa, VA A P'ship J T 7. Silver Briar, GSO, NC D P'ship L T 8. NC 55, Greensboro, NC c P's hip K T 9. Y!organton Rd., GSO, NC D P'ship L T 1. WACO, GSO, NC D P'ship K T 11. Oakhill, GSO, NC c P'ship K T 1 Wachovia, GSO, NC E Interest N T 1 IRA American Pace Interstate A Dividend J T 1 American Funds Groups B Div M T 1 Promissory Note - W.L. Osteen, Jr. D Int M T 16. BB&T,GSO, NC D Interest L T 17. Interstate/ Johnson Lane Acct; now merged into Wachovia Bank A Interest J T Income Gain Codes: A ::$ 1, or less B Sl.1 -S5 C S51- SS.ODO D S1-S1 E "$11. S (Sec Columns Bl and 4) F s5o.oo 1. s1. G S1 Sl.. HI Sl..1-S. H2 '=More 1han S. Value Codes J ""Sl or less K S 1 I $ L =$1 S M =S1 -$2 (Sec Columns Cl and 3) N =$21. $ $1-Sl.OOO.OOO Pl =Sl.,1 -$. P2 =$.1 S2. ). Value Method Codes (See Column C2) PJ S25,.1 $. Q=Appraisal U =Book Value R '=Cost (Real Estate Only) V=Other P4 ""More than $5,, S =Assessment W =Estimated T "'Cash Market

6 Page 5of8 OSTEEN, WILLIAM L VI INVESTMENTS and TRUSTS -income, value, transactions (includes those of the spouse and dependent children. See PP of filing instructions) D NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust :issers} Place "(X)" after each asset exempt from prior disclosure (I) Amount Code I B. Income during reporting period c. Gross value ac end of reporting period D. Transactions during reporting period (I) ii) IF not exempt from disclos ure Type (e.g. div.. rent, or im.) Value Code 2 (J-P) Value Method Code 3 IQ-W) Type (e.g. buy. sell. merger. redemption) Date Month - Day (3) Value Code 2 (J-P) (4) Gain Code I 15) Identity of buyer/seller (if private transaction} I I! 18. Wachovia Bank D Interest M T 19. John Hancock Regional A Dividend J T 2. Fidelity Advisor Growth A Dividend J T 21. MFS Capital Opport. A Dividend K T 2 MFS Research Fund A Dividend J T 2 MFS Emerging Growth A Dividend J T 2 Pfizer A Dividend J T 2 America OnLine A Dividend J T 26. Nokia A Dividend J T 27. Amgen A Dividend K T 28. CISCO A Dividend J T 29. Duke Energy A Dividend K T 3. General Electric A Dividend K T 31. Home Depot A Dividend J T 3 Merck & Co. A Dividend J T 3 Seligman Fund A Dividend K T 3 RF Micro A Dividend K T Inc ome Gain Codes: A =$1. or Jess B =$1. I $2,5 C =S2,5 I - $5, D=S5,l Sl E =$11 - $ (SeeColumns Bl and 4) f =$5,1. $1. G =SI,1 - $1,, HI =Sl,,1 - $5,. U2 =More than SS., Value Codes J =S rs, or less K "SiI - $5, L =S5, I SI, M =SI,1 - $2 (See Columns Cl and 3) N =$25,1 - $ =$1 - Sl,. Pl =$1,,1 - $5,, P2 =$,1 $25,, J. Value Me 1hod Codes (See Column C2) PJ S2, I - $5,, Q =Appraisal U '"B o ok Va lue R =Cos1 (Real Estate Only} V =Other P4 =More than $, S =Assessment W =Estim ated T =Cash Market

7 Page 6of8 OSTEEN, WILLIAM L VI INVESTMENTS and TRUSTS - incume, value, 1ransac1iuns (includes 1huse uf11ie spuuse and dependent children. see PP N-57 of filing ins1ru"1iuns1 D NONE (No reportable income, assets, or transactions.) A. Descriprion of Assets (including trust assets) Place "{X)" after each asset exempt from prior disclosure I (I) Amount Code I B. Income during reponing period Type (e.g. div.. rem. or int.} C. Gross value at end of reponing period D. Transactions during reponing period (I) (I) If not cxcmpl from disclosure Value Value Type (e.g. (3) (4) (5) Code 2 Method buy, sell. Dare Value Gain Identity of (J-P) Code 3 merger. Month - Code 2 Code I buyer/seller (Q-W) redemption) Day (J-P) (if private transaction) 3 EMC A Dividend J T 36. Lowe's A Dividend K T 3 7. Bank America A Dividend K T 38. McData None J T 39. Walmart A Dividend K T Capital Bank Certificate of Deposit B Interest N T Buy 6/13 N B HNW Income Gain Codes: A =.$ 1, or less B Sl,1 -$2,5 C S2,51 -S D S5,i -S1 E SIS,1 -SS, (Sec Columns Bl and 4) F $5,1 - SI, G =SI, I - S 1,, HI Sl,,1 -S5,, 112 =More 1han SS,, Value Codes J =$15, or less K =$15,t - $5, L =S5,t -SI, M SI,1 -$2 (See Columns Cl and 3) N =S25,I -$5, O $5,1 -Sl,, Pl Sl,,1 -$5,, P2 =S5,,1 - S25,, Value Method Codes (See Column C2) PJ S2,I -S5,, Q Appraisal U =Book Value R =Cost (Real Esta[e Only) V=Othcr P4 =More than.$5,. S =Assessment W =-Estimated T,..Cash Market

8 Page 7of8 OSTEEN, WILLIAM L 5112/26 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate purto[report.)

9 Page 8 of 8 OSTEEN, WILLIAM L IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 51 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature AL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL TIONS (S U.S.C. app. 14) FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-31 One Columbus Circle, N.E. Washington, D.C. 2544