FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR United States District Court. D Initial Annual. Amended Report. Sb.

Transcription

1 AO O Rev. /2007 FNANCAL DSCLOSURE REPORT FOR CALENDAR YEAR 2006 Report Required by the Ethics in Government Act of 978 (5 US.C. app. O- ). Person Reporting (last name, first, middle initial) Court or Organization Thompson, Gordon United States District Court Title (Article judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time) D Nomination, Date Senior Judge D nitial Annual D Final 6. Reporting Period to 12/31/2006 Sb. D Amended Report 7. Chambers or Offce Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance United States District Court with applicable laws and regulations. 940 Front Street San Diego, Ca Reviewing Officer Date MPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box/or each part where you have no reportable information. Sign on last page. J, POSTONS. (Reporting individual only; see pp of instructions.) NONE (No reportable positions.) POSTON NAME OF ORGAZATON/ENTTY l.. AGREEMENTS. (Reporting individual only; see pp of instructions.) NONE (No reportable agreements.) l. PAR TES AND TERMS (. ( ) r -. C..: t o > )> :: rn 0 rn < rn 0

2 Page 2of8 Thompson, Gordon 05/04/2007 ll, NON-NVESTMENT N COME, (Reporting individual and spouse; see pp of instructions.) A. Filer's Non-nvestment ncome [K NONE (No reportable non-investment income.) SO AND TYPE NCOME (yours, not spouse's). B. Spouse's Non-nvestment ncome - lfyou were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [K NONE (No reportable non-investment income.) SOURCE AN Ty. V. REMBURSEMENTS - transportation, lodging,food, entertainment (ncludes those to spouse and dependent children. See pp of instructions.) l: NONE (No reportable reimbursements.) SOURCE DESCRPTON.

3 Page 3of8 Thompson, Gordon 05/04/2007 V. GFTS. (ncludes those to spouse and dependent children. See pp of instructions.) [R NONE (No reportable gifs.) SOUE DESCRPTON VALUE 1. V. LABLTES. (ncludes those of spouse and dependent children. See pp of instructions.) [R NONE (No reportable liabilities.) CREDTOR DESCRPTON YALUECODE 1.

4 Page 4 of8 Thompson, Gordon 05/04/2007 V. NVESTMENTS and TR us TS - D NONE (No reportable income, assets, or transactions.) income, value, transactions (ncludes those of the spouse and dependent children. See pp of filing instructions.) A. B. c. Description of Assets ncome during Gross value at end of (including trust assets) reporting period reporting period D. Transactions during reporting period Place "(X)" after each asset exempt from prior disclosure () Amount Code (A-H) Type (e.g. div., rent, or int.) () Value Code 2 (J-P) Value Method Code 3 () Type (e.g. buy, sell, redemption) (3) (4) (5) Date Value Gain dentity of Month - Code 2 Code J buyer/seller Day (J-P) (A-H) (if private (Q-W) transaction) Citibank B nterest L T Citibank A nterest K T Amer ntl Group nc Com Stock A Dividend J T AT&T nc None J T Buy 10/19 J BP,PLC Spons ADR. A Dividend K T 6. Bank of America Corp A Dividend J T Buy 10/19 J 7. Bristol Myers Squibb Co A Dividend J T 8. Colgate Palmolive Co Com. Stock A Dividend J T 9. General Electric Co A Dividend J T O. Johnson & Johnson Com. Stock A Dividend J T 11. Kinder Morgan Energy Prtnrs LP None J T Buy 10/19 J 1 Qualcomm nc Com Stock A Dividend K T 1 Smith Barney RA A nterest J T 1 Smith Barney RA A nterest J T 1 HW ndustries, nc. None J T 16. Franklin Fund Tax Free B Dividend K T 17. General Dynamics Corp Bond A nterest K T. ncome Gain Codes: (Sec Columns B and 04) A =$1,000 or less F =S50,00 $ 00,000 B =$1,001 -$2,500 G =$100,001 - $1,000,000 C =$2,50 -$5,000 H =$1,000,001 -$5,000,000 0 =$5,001 -$15,000 H2 =More than $5,000,000 E=S15,001-$50,000 Value Codes (See Columns Cl and 03) J=$15,000 or less N =$250,001 -$500,000 K =$15,00 $50,000 0 =$500,00 - $1,000,000 L =$50,001 -$100,000 P =$1,000,00 - $5,000,000 M =$100,001 -$250,000 P2 =$5,000,00 $25,000,000 Value Method Codes (See Column C2) P3 =$25,000,001 -$50,000,000 Q =Appraisal U =Book Value R =Cost (Real Estate Only) V =Other P4 =More than $50,000,000 S =Assessment W =Estimated T =Cash Market

5 Page 5of8 Thompson, Gordon 05/04/2007 V. NVESTMENTS and TRUSTS - income, value, transactions (ncludes those of the spouse and dependent children. See pp of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets ncome during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period () () Place "(X)" after each asset Amount Type (e.g. Value Value exempt from prior disclosure Code 1 div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3 (Q-W) (J) Type (e.g. buy, sell, redemption) Date Month- Day (3) Value Code Federal Natl Mtg Assn Global Bond A nterest matured 10/16 K B (J-P) (4) Gain Code 1 (A-H) (5) dentity of buyer/seller (if private transaction) 19. LaSalle Bank NA CD A nterest K T Buy 10/25 K 20. Pekin Savings Bank A nterest matured 10/9 J A 21. Treasury Bank -VA CD A nterest K T 2 Washington Mutual CD ' A nterest K T Buy 10/25 K 2 Smith Barney Money Market FNA Washington Mutual Fund B Dividend L T Partial Sell J B Monthly 2 Brokerage Account # A Dividend K T 2 -Loreal Ord-Eur A Dividend J T 26. -Citigroup A Dividend J T Partial Sell 3/21 J A 27. -Clorox A Dividend Sell 3/21 J A 28. -Costco Wholesale Corp A Dividend J T 29. -Elan Corp ADR None J T Partial Sell 3/21 J A 30. -Harley-Davidson nc A Dividend J T Partial Sell 3/21 J A 31. -Home Depot A Dividend J T 3 -Eli Lilly & Co A Dividend J T 3 -nvitrogen None J T Buy 10/20 J 3 Sell 11/1 J. ncome Gain Codes: A =S or less B=Sl,OOl -S2,500 c=$2,501 -$5,000 D =S5,00 $15,000 E=Sl5,001-S50,000 (See Columns B and D4) F =$50,001 - S 00,000 0 =$100,001 -Sl,000,000 H =Sl,000,001 $5,000,000 H2 =More than $5,000,000 Value Codes J=$15,000 or less K=$15,001 -$50,000 L=$50,001 S00,000 M =$100,001 -$250,000 (See Columns Cl and DJ) N =$250,001 $500,000 0=$500,00 -S 1,000,000 Pl =$1,000,001 $5,000,000 P2 =S5,000,00 $25,000,000 Value Method Codes PJ =$25,000,001 - S50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market (See Column C2) Q =Appraisal V=Other S =Assessment U =Book Value W=Estimated

6 Page 6of8 Thompson, Gordon 05/04/2007 V. NVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions (ncludes those of/he spouse and dependent children. See pp of filing instructions.) L A. B. c. D. Description of Assets ncome during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period (1) {) () (3) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain dentity of exempt from prior disclosure Code div., rent, Code 2 Method buy, sell, Month - Code 2 Code buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) (4) 3 -Martha Stewart Living None J T Buy 1/ Partial Sell 3/21 J 37. -Medtronic A Dividend J T 38. -Merck & Co A Dividend Sell 3/21 J 39. -Microsoft A Dividend J T Partial Sell 3/21 J 40. -Oracle None J T Partial Sell 3/21 J A 41. -Qualcomm nc A Dividend J T Partial Sell 3/21 1 A 4 Revlon None J T Buy 4/20 J 4 -Starbucks None J T 4 -Sysco A Dividend 1 T Partial Sell 3/21 J A 4 -Toyota Motor Corp A Dividend J T Buy 9/22 J 46. A Dividend 1 T Buy 11/16 J 47. -Unilever A Dividend Sell 3/21 J A 48. -Waste Mgmt nc DEL A Dividend J T 49. -Wellpoint nc None J T 50. San Diego County Credit Union A nterest L T 51. Smith Barney /Citibank Savings B nterest K T. ncome Gain Codes: A =$1,000 or less B =S,001 -$2,500 C =$2,50 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns B and D4) F=S50,00l -$100,000 G =$100,001 - $1,000,000 H =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes l =$15,000 or less K =$15,001 -$50,000 L =$50,001 -S00,000 M =$ 00,00 $250,000 (See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,00 - $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 -$25,000,000 Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) Q =Appraisal V =Other S =Assessment U =Book Value W =Estimated

7 Page 7of8 Thompson, Gordon 05/04/2007 V. ADDTONAL NFORMATON OR EXPLANATONS. (lndicate partofreport.) The estate ofl was settled in recieved no compensation or distribution from this estate. My position as co-executor was left on this report in error.

8 Page 8of8 Thompson, Gordon 05/04/2007 X. CERTFCATON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Sign NOTE: ANY NDVDUAL WHO KNOWNGLY AND WLFULLY FAL AND CRMNAL SANCTONS (5 U.S.C. app. 104) FLE THS REPORT MAY BE SUBJECT TO CVL FLNG NSTRUCTONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C