D NONE (No reportable positions.)

Transcription

1 FOR CALENDARYEAR 2008 Report Required by the Ethics irt Goven:ment Act of 1978 (5 U.S.C. app. JO- ) L Person Reporting (last name, first, middle initial) Court or Organization 3. BURNS, ELLEN B. U.S. DSTRCT COURT, CT 4. Title (Article ll judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time) SENOR JUDGE Final D Nomination, 0 Date nitial 0 Annual 0 Sb. 0 Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any UNTED ST A TES COURTHOUSE 141 CHURCH STREET NEW HAVEN, CT modifications pertaining thereto, it is, in my opinion, in compliance with applicable Jaws and regulations. Reviewing Officer 6. Reporting Period Date 01/01/2008 to 12/ MPORT ANT NO TES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.. POSTONS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSTON NAME OF ORGANZATON/ENTTY. Trutee Emerita Albert Magnus College Ci. AGREEMENTS. (Reportg inividual only; see pp. U-16 of fiin instruclins..) l2 NONE (No reportable agreements.)!. DATE PARTES AND TERMS U) CJ r e: u::_ C: 1 :'. o:::- - r "1 r -- -.i J> Q rn 0 rn < rn CJ 3. Burns, Ellen B

2 Page 2of9 BURNS, ELLEN B.. N 0 N-JNVESTMENT JNCO ME. (Reponing individual and spouse; see pp of filing instructions.) A. Filer's Non-nvestment ncome 0 NONE (No reportable non-investment income.) SOURCE AND TYPE NCOME (yours, not spouse's) State of Connecticut pension $58, B. Spouse's Non-nvestment ncome - /you were married during any ponion of the reponing year, complete this section. (Dollar amount not required except for honoraria.) [Z NONE (No reportable non-investment income.) SOURCE AND TYPE JV. REMBURSEMENTS - transportation, lodging, food, entertainment (ncludes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable reimbursements.) DATES PURPOSE TEMS PAD OR SOURCE LOCATON PROVDED. 5.

3 Page 3of9 BURNS, ELLEN B. V. GFTS. (ncludes those to spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable gifts.) SOURCE DESCRPTON VALUE VJ. LJABJLJTJES. (ncludes those of spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable liabilities.) CREDTOR DESCRPTON VALUE CODE.

4 Page 4of9 BURNS, ELL"EN B. V. NVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) r--- A. B. C. D. Description of Assets lncome during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period () (2) () (2) () (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain dentity of exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, Month- Code2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction). Webster Bank B nterest L T Merrill Lynch money market account A nterest J T 3. Bell South stock A Dividend K T 4. Verizon stock A Dividend K T 5. AT&Tstock A Dividend K T 6. Van Kampen Fund A Dividend J T 7. U.S. Series E Bonds None L T 8. Nuveen Conn. Premium nc. Municipal Fun A nterest J T d 9. Dreyfus Conn. Municipal money market Fu A nterest K T nd 10. Conn. ST HLT-EDL Bond A nterest Sold 7/1 J 11. Conn. State Housing Finance Bond A nterest K T 1 Nuveen Large Cap Value Fund A A nterest K T 13. Ridgefield CT LOT A Bond A nterest J T 14. Univ. CT Series A Bond A nterest J T 15. Eli Lilly stock A Dividend J T 16. Sprint Nextel Communication stock A Dividend J T 17. Conn. ST HEFA Rev. Series H Bond A nterest Sold 7/1 J A l. nco me Gain Codes: A =$1,000 or less B =S 1,00 -$2,500 c =$2,501 -$5,000 D =$5,001 - $15,000 E =$15,001 - S50,000 (See Columns Bl and D4) F =$50,001 -$100,000 G =$ 00,00 - S 1,000,000 H =Sl,000,001 - $5,000,000 H2 =More than S5,000,000 Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000 (See Columns Cl and DJ) N =$250,00 -$500,000 0 =$500,001 -S,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 -S50,000,000 P4 =More than $50,000, Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V=Other W=Estimated

5 - FNANCAL DSCLOSURE REPORT Page 5of9 BURNS, ELLEN Ji V. NVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP of fiting instructions.) D NONE (No reportable income, assets, or transactions.) A. B. C. D. Description of Assets ncome during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period () (2) () (2) () (2) (3) (4) place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain dentity of xempt from prior disclosure Code div. rent, Code2 Method buy, sell, Month - Code 2 Code buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) (5) Dreyfus Short nt. Govt. Fund A Dividend J T Time Warner stock A Dividend J T 20. BM stock A Dividend J T 21. Alcatel Lucent A Dividend J T 2 Mattel, nc. stock A Dividend J T 23. Pfizer, nc. stock A Dividend J T 24. Sara Lee Corp. stock A Dividend J T 25. Vodaphone Air Touch stock A Dividend J T 26. Conn. State Series F Bond A nterest K T 27. CT HEFA Rev. Fairfield Bond A nterest J T 28. So. Central Conn. Regional Water Authority None 1 T Bond 29. United lluminating Holdings Corp. A Dividend 1 T 30. Hartford Financial Services A Dividend 1 T Conn. ST Series B Bond A nterest 1 T 3 Conn. ST Clean Water Bond B nterest Sold 3/2 K A 33. Conn. ST. SPL Tax Obi. Bond A nterest K T 34. Kraft Foods stock A Dividend J T. ncome Gain Codes: A =$ J,000 or less B =$1,001 -$2,500 C=$2,50 - $5,000 0=$5,001-$15,000 E =$15,001 $50,000 (See Columns B and 04) F=$50,001 -S00,000 G =S 00,00 $1,000,000 H =Sl,000,001-$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,001 - $50,000 L=$50,001 - $100,000 M=$100,001 -$250,000 (See Columns C and D3) N =$250,001 - $500,000 0 =$500,00 S 1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000, Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V=Other W =Estimated

6 Page 7 of9 BURNS, ELLEN. B. V. NVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children,- see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) : A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. ncome during reporting period () (2) Gross value at end of reporting period () (2) () Amount Type (e.g., Value Value Type (e.g., Code div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption) (Q-W) D. Transactions during reporting period! (2)1--(3)1(4)--:---(-5)----1! Date Value Gain dentity of : Month - / Code 2 Code buyer/seller i 1 11 Day (J-P) (A-H) (ifprivate transaction) Hanes Brands, nc. None sold 5/30 J A 53. Embarq Corp. A Dividend J T 54. DEARC, nc. A Dividend J T 55. LS Corp., formerly Agere None merger 4/3 J A 56. Conn. ST.Health Bond A nterest J T - buy 4/18 J 57. JP Morgan nt'! A nterest J T buy 1019 J 58. Conn. ST. OJD SER C E nterest K T Buy 11/8 K 59. Conn. ST. SPL OBLG B nterest K T Buy 6/18 K 60. Dreyfus Pem. State Mun. Bond FD CT Ser CLA A nterest J T Buy 1116 J. ncome Gain Codes: A =Sl,000 or les Columns Bl and D4) F =$50,001 -S00,000 Value Code J =$15,000 or l ess (SeeColumns Cl and DJ) N =S2SO,OO - S500, Value Method Codes Q =Appraisal (See Colum C2) PJ =SZS,000,001 - S50,000,000 U =Book Value B =Sl,001 -SZ,500 C =SZ S5,000 G =S00,001 -Sl,000,000 H =Sl,000,001 -S5,000,000 K =SS,001 -SS0,000 L =SS0,001 - SJ00,000 0 =$500,001 -Sl.000,000 Pl =Sl,000,001 -SS,000,000 P4 =More than S50,000,000 R =Cosi (RealEstare Only) S =Asssment V =Oer W =Estimated D =$5, H2 =MOJ than S5,000,000 M =s100,001 - mo,ooo P2 =S5.000,00 -"$Z5,000,000 T =CashMarl<et E = S50.000

7 Page 8of9 BURNS, ELLEN B V. ADDTONAL NFORMATON OR EXPLANATONS. (lndicatepartofreport.)

8 > FNANCAL DSCLOSURE REPORT Page 9 of 9 BURNS, ELLEN B. X. CERTFCATON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. NOTE: ANY NDVDUAL WHO KNOWNGLY AND WLFULLY FALSFES OR FALS TO FLE THS REPORT MAY BE SUBJECT TO CVL AND CRMNAL SANCTONS (5 U.S.C. app. 104) FLNG NSTRUCTONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C