D NONE (No reportable non-investment income.)

Transcription

1 Williams_Stephen_F

2 FNl'lCL DSCLOSURE REPOR Page 2 of ll. N 0 N-NVES l\n JNC 0 l\. (Reporting individual and spouse; see pp of filing instructions.). Filer's Non-nvestment ncome D NONE (No reportable non-investment income.) SOURCE ND YPE NCOME (yours. not spouse's) Northwesetern University Law School--teaching $ B. Spouse's Non-nvestment ncome - (Dollar amount not required except for honoraria.) f you were married during any portion of the reporting year, complete this section. D NONE (No reportable non-investment income.) DC Public Schools. SOURCE ND YPE JV. REJ1\URSE1\NS - transportation, lodging, food, entertainment. (ncludes thou ro spouse and dependent children: see pp of filing in.l'tructions.) D NONE (No reportable reimbursements.) SOURCE DES LOCON PURPOSE EMS PD OR PROVDED. University of Colorado Februasy Boulder. Colorado Panel discussion. telecom ransportation, food and lodging 2. Northwestern University February 28-29, 2008 Chicago, llinois Lecture on preemption ransportation, food and lodging 3. C O nstitute ug. 31-Sept 3, 2008 Crimea, Ukraine Lecture on prop. rights ransportation. food and lodging 5.

3 'FNNCL DSCLOSURE REPOR Page 3 of 8 05/15/2009 V. GFS. (ncludes those to spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable gifs.) SOURCE DESCRPON VLUE V. LBLES. (ncludes those of spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable liabilities.) CREDOR DESCRPON VLUE CODE

4 FNNCL DSCLOSURE REPOR Page 4 of 8 05/15/2009 V. NVES1\NS and RUSS -- income, value, transactions <tncludes those of spouse and dependent children; see pp of filing instructions.> 0 NONE (No reportable income, assets, or transactions.). B. c. D. Description of ssets ncome during Gross value at end of ransactions during reporting period (including trst assets) reporting period reporting period () (2) () (2) () (2) (3) (4) (5) Place "(X)" after each asset mount ype (e.g., Value Value ype (e.g., Date Value Gain dentity of exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month. Code 2 Code buyer/seller ; i (-H) or int.) (J-P) Code 3 redemption) Day (J-P) (-H) ( if private (Q-W) transaction). rust# Chase Manhattan (J.P. Morgan B nt/div L mutual funds) N. l 2. Dreyfus S&P 500 Fund - c M 3. Dreyfus S&P 500 Fund. D N 4. Fidelity OC. (R) B L 5. Fidelity OC (R) None ransferred 6/23 M (to line 19) 6. Vanguard ndex 500 D N 7. Vanguard Prime MM Fund B L 8. Vangard ax-mgd Gr.&nc. B 9. Vanguard ndex 500. E N 10. Vanguard Mid-Cap ndex D N 11. Vanguard Prime MM Fund. J 12. Vanguard Mid-Cap ndex. c M 13. Vanguard Selected Value B L 14. Vanguard U.S. Value None Sold 1211 L 15. Vanguard Selected Value. B L 16. Vanguard U.S. Value 8 B L 17. Boulder. CO B Rent 0 w t. ncome Gai Codes: =S.OD or less B =$1,001 $2,500 C =$2,501 SS.OD D =SS.001 SS.OD E =$15,001 $50.0D (See Columns Bl and 04) F =$50,001 $100,0D G =$ S.OD.OD Ht =Sl,OD.001 SS.OD.OD H2 =More than SS.OD.OD 2. Value Codes J =$15,0D or less =$15,001 $50,0D L =$50,001 $100.0D M =S00,001 $250,000 (See Columns Cl and 03) N =$250,001 $500,000 0 =$500,001 S.OD.OD Pl =Sl.000,001 $5,000,000 P2 =$5,000,001 $25,000,000 P3 =$25.0D,OO - $50, P4 =More than $50.000, Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessmenl =Cash Market (See Colwnn C2) U =Book Value V =Oter W =Estimated

5 FNNCL DSCLOSURE REPOR Page 5 of 8 WilJiars, Stephen F V. NVESMENS and RUSS -- D NONE (No reportable income, assets, or transactions.) income, value, transactions (ncludes those of spouse and dependent children; see pp of filing instructions.>. Description of ssets (including trust assets) B. c. ncome during Gross value at end of reporting period reponing period D. ransactions during reponing period Place "(X)" after each asset exempt from prior disclosure () (2) () mount ype (e.g., Value Code ( H) div., rent, or int.) Code 2 (J P) (2) () Value ype (e.g., Method buy, sell, Code 3 redemption) (Q-W) (2) (3) (4) Date Value Gain Month Code 2 Code Day (J P) ( H) (5) dentity of buyer/seller (if private transaction) 18. PNC Bank. nterest L 19. CREF Ret. nnuities E Distribution Pl ransferred (from line 5) 6/23 M 20. Nestle L 21. Proctor & Gamble 22. Questar 23. Bank of merica J 24. Schering Plough J 25. rust No. 2, BNY (Hamilton Mutual Funds.) N. 2. B Merged (with line.f l "- - 9/15 L 26. Dreyfus Mutual Funds Spinoff (from line 25) BNY Mellon Mutual Funds Spinoff (from line 25) Bank of New York Cash Reserve Fund J 29. E Vanguard Emerging Markets J 30. Vanguard Prime Money Market N. 3 B M 31. Vanguard Growth ndex ndex (Vanguard) c M 33. Mid-Cap ndex (Vanguard) B L 34. Pacific Stock ndex (Vanguard) None Redeemed 12/15. lncome Gain Codes: =Sl.000 or less B =$1,001 - S2.500 C =S2.501 $5,000 D =$5,001 - $15,000 E =$ $ (See Columns Bl and D4) F =$50,001 - $ G =S00,001 - $1, H =$1,000,001 - $5,000,000 H2 =More than $5, VaJue Codes J =$15,000 or less =Sl5,00 $ L =$ $ 00,000 M :$100,001 - $ (See Columns CJ and D3) N =$ $ =$500,001. $1, Pl =$1,000,001 - $ P2 =$5,000,001 - $25, Value Method Codes (See Column 0) P3 =$ $50.000,000 Q =ppraisal U =Book Value R =Cost (Real Esta1e Only) V =Other P4 =More than $ S =ssessment W =Estimated =Cash Market

6 FNNCL DSCLOSURE REPOR Page 6 of 8 05/15/2009 V. NVESMENS and RUSS -- income, value, transactions c1nc1udes those of spouse and dependent children: see pp of filing instrctions.) D NONE (No reportable income, assets, or transactions.)! or im.) (J-P) Code 3 ; '. B. c. D. Description of ssets ncome during Gross value at end of ransactions during reporting period (including trst assets) reporting period reporting period Place..(X)" after each asset ( ) (2) () (2) (3) (4) (5) (2) () mount ype (e.g. Value Value ype (e.g.. Date exempt from prior disclosure Code div., rent, Code 2 Method buy. sell, Month - Code buyer/seller i (- H) redemption) Day (-H) i (Q-W) transaction i ) Value Code 2 (J-P) Gain dentity of (if private 35. otal nternational Stock ndex (Vanguard) c M 36. Vanguard Strategic Equity None Redeemed SSg ge Based 2010 N.4 None J. nco me Gain Codes: =Sl, 000 or less B =S,001 S2.500 C =S2.501 S5,000 (See Colwnns Bl and 04) F =$50,00 S 00,000 G =S SJ,000,000 H =SJ,000,001 S5.000, Value Codes J =Sl5,000 or Je ss =Sl5,001. $50,000 L =$ S00,000 (See Colwnns Cl and 03) N =$250,001 - $500,000 0 =$ SJ,000,000 Pl =Sl,000,001 $5,000,000 P3 =$25,000,00 - $50,000,000 P4 =More than $50,000, Value M ethod Codes Q =pprasal R =Co st (Real Esta t e Ony) S =ssessment (See Column C2) U =Book Value V =Oth er W =Estimated 0 =S5.00 $ H2 =Mo re than $5, M =$ $20,000 P2 =$5, $25,000,000 =Cash Market E =Sl5,00J S50.000

7 FNNCL DSCLOSURE REPOR Page 7 of V. DDONL NFORMON OR EXPLNONS. (lndicate partofreport.). his is a trust established by of which am a life beneficiary. 2. his is a testamentary trust established by f ofwhich am the life beneficiar, and has the assets on the next four lines. 3. he mutual funds referred to in this line and the next six lines are or were assets held by a testamentary trust established by, of which am the life beneficiary. 4. his is a retirement account for a covered person. should have included it earlier, but did not notice when it came into existence through vesting of a certain retirement rights.

8 FNNCL DSCLOSURE REPOR Page 8 of 8 05/15/2009 X. CERFCON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NOE: NY NDVDUL WHO NOWNGLY ND WLFULLY FLSFES OR FLS O FLE HS REPOR MY BE SUBJEC O CVL ND CRMNL SNCONS (5 U.S.C. app. 104) FLNG NSRUCONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure dministrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C