D NONE (No reportable non-investment income.)

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1 Lee_Tom_S

2 Page 2of11 Lee, Tom S. 5/15/09 II N 0 N-INVE STMENT IN CO ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income IX NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE 2008 Director - Community Bancshare of MS, Inc. IV. REIMBURSEMENTS -transportation, lodging,food, entertainmenl (Includes those lo spouse and dependent children; see pp of filing instructions.) [! NONE (No reportable reimbursements.) SOURCE DATES LOCATION PUOSE ITEMS PAID OR PROVIDED 5.

3 Page 3of11 Lee, Tom S. 5/15/09 V, GIFTS. (Includes those lo spouse and dependent children; see pp of filing instructions.) Q NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE 5. VJ. LJABILJTJES. (Includes those of spouse and dependent children; see pp of filing instructions.) [i NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 5.

4 FINANCIA DISCLOSURE REPORT Name of Penon Reporting -Page 4of11 Lee, Tom S. 5/15/09 VI INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end of Transactions during (including trust assets) Place "(X)" after each asset exempt from prior disclosure (1) (2) (I) (2) (I) (2) (3) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A H) (if private (Q-W) (4) (5) transaction) t ING NQ VAR None J T 2. American Skandia NO VA None M T Van Kampen Muni Opp (VMO) A Divide1 d J T MS 0 Coupon Bond None M T Eaton Vance MS Fund B Divideni K T MS Hospital & FAC Bond A Interes K T EQ Columbus MS Bond B Interes edeemed 3/3 K A Shares New Perspective c Dividen M T 9.Shares of Community Bancshares of MS, Inc. E Dividen d Pl T 10. ING NQ VA hers #. lllf None J T 11. American Skandia NQ VA None M T 1 2 _ners 1t._ His Hartford VA IRA..-.. Land in Scott Co., MS None None Community Bancshares of lo s c Intere'St M T :M K T w Bond flue tu U.S. Ser. E. Bonds None L T Bonds In Phoenix Life None L T Life Ins 17. His ING VA IRA None M T Account Flue. re::-=1= 1. Income Gain Codes: A a:sj,000 or less B =Sl,001- $2,500 C =S2,501 - S5,000 D =S5,00I - S!5,000 E =S15,001 S50,000 (Sec Columns Bl and 04) F =S50,00I - SI00,000 G =SI00,001 SI,000,000 HI =Sl,000,001 - $5,000,000 H2 =More than $5,000,000 Value Codes J =SI 5,000 or less K Sl5,00I - $50,000 L450,001- SI00,000 M =S I00,001 - $250,000 (See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001- Sl,000,000 Pl =Sl,000,001 - $5,000,000 P2 =$5,000,00 I - $25,000,000 P3 =S25,000,00I $50,000,000 P4 =Mon: than $50,000,000 Value Melhod Codes Q=Apprasal R -Cost (Real Estote Only) S =Assessm ent T =Cash Market (See Column C2) U -=Book Value V=Other W=Estimatcd

5 Page 5of11 Lee, Tom S. 5/15/09 VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) A. Description of Assets (including trust assets) Place "{X)" after each asset exempt from prior disclosure B. c. D. Income during Gross value at end of Transactions during (!) (2) (I ) (2) (I) (2) (3) (4) Amount Type {e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) {J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) (5) Davis New York Venture A Dividen(i Sell 11/26 J A was Dividenll Growth Fund of America A Sell 11/26 J A New Perspective A Dividenll J T Combine ' ith I tern 8 on 8/12/08 Lord Abbert Aff. Alliance MF Dividen(l Account J luc. Account 'luc. changed to LMP Capital A Divideu d Sell 3/28 J A Account 'luc. FT Dow Dividend A Dividend Sell 11/28 LK A FT Dow Dividend A Dividend S"ell 11/28 K A 28. FT Target VIP A Dividend Sell 11/28 K A Franklin Income A Dividend J T Claymore A None Harford VA NQ (with JS) None M T 2 Salomon Brothers (Name Her ING VA IRA _. None K T 30. ABB Limited Rone J T /21 Silver Standard None Sell J A Claymore DG CND B d VK C&S Muni Zacks Energy Divider Sell 1 / 8 T A A Di.vi r1 Pr r1 D Divide1 d M T J K T T SPll 1 /?P..T A lncorne Gain Codes: A =S 1,000 or less B =Sl,001 -S2,500 C 42,50 I -S5,000 D =$5,001 -Sl5,000 E=Sl5,00l -S50,000 (Sec Columns BI and D4) F =$50,001 -SI00,000 G =SI 00,00 I -S 1,000,000 HI =Sl,000,001 -$5,000,000 H2 =Moll thao $5,000,000 Value Codes I =SI 5,000 or less K=S15,00l -S50,000 L =$50,001 -SI00,000 M =SI00,001-$250,000 (Sec Columns Cl and DJ) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 -SS0,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estite Only) S ""Assessment T =Cash Market (See Column C2) U =Book Value V=Other W ::Estimated

6 Page 6of11 Lee, Tom S. ""5/15/09 VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. D. Income during Gross value at end of Transactions during (1) (2) (1) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 35. VK Financial Inst. B Sell J A Dividenkl 11/ VK EAFE B Dividenkl Sell ll /2F.T A 37. ca.avmore DG CND Energy c Divider kl Sell l l/2f K A 38. Claymore Zacks A Divider: d Sell 1112 J A 39. FT Muni A Dividen d J T VK C&S Mumi c Divider: d L T VK EAFE B J T Dd.viden d 4 Claymore Def. Equities A Dividen d K T Buy 12/l K 4 Thornbu g Income Build.e.r._, B Dividen d L T Buy 10/23 K 4 Claymore Def. Equities A Dividen d K T Buv 12/1 K 45. FT Corp. Strength A Dividen d K T Buy ll/2e K 46. VK Utility Income B Dividend K T Buy 12/1 K 47. Thornburg Income Builder 48. Dividen:' B J T Buv 10/21.T Income Gain Codes: A =S 1,000 or Jess B =$1,001-S2,500 C =S2,501 -S5,000 D=S5,00l -SJ5,000 E =SJ 5,00 I -S50,000 (See Columns BI and 04) F =S50,00I -SI00,000 G =$100,001 -SJ.000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J =$I 5,000 or less K=S15,00J -$50,000 L=$50,001-Sl00,000 M =$100,001 -$250,000 (See Columns CJ and DJ) N =$250,00 I -$500,000 0 =SS00,001 -SI,000,000 Pl =Sl,000,001 -SS,000,000 P2 =SS,000,00 I -$25,000,000 PJ -s25,ooo,001 -sso,000,000 P4 =More than SS0,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S = ssessment T =Ch Market (See Column C2) U -Book Value V -Othcr W =Estimated

7 Page 10of11 Name of Ptrson Reporting Lee, Tom S. 5/15/09 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (IndicatepartofReport.) Practically all of my annuities, mutual fund accounts, stocks and bonds are held in my LPL Financial Account. The proceeds of all sales and redemptions shown in this Report were received in that account and all funds for purchases were disbursed from that account.

8 Page 11of11 5/15/09 Lee, Tom S. IX. CERTIFICATION. I certify that all Information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true. and complete to the best of my knowledge and belief, and that any information not reported was withheld because It met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C