Name of Person Reportng. Takasugi, Robert M. SOURCE AND TYPE. If you were married during any portion of the reporting year, complete this sectwn.

Transcription

1 Takasugi_Robert_M

2 Page 2of7 Name of Person Reportng Takasugi, Robert M. Date of Report Ill. N 0 N-INVESTMENT INC 0 ME. (Reporting individual and spouse; see pp. 17-:U of filing instructions.) A. Filer's Non-Investment Income [Z NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) If you were married during any portion of the reporting year, complete this sectwn. SOURCE AND TYPE 2008 State Teachers' Retirement System 2008 South Whittier School District IV. REIMBURSEMENTS - transportation, lodging, food, entertainmenl (Includes those to S P_ OUSe and dependent children; see pp of filing instructions.) [Z NONE (No reportable reimbursements.) PURPOSE ITEMS PAID PROVIDED SOURCE DATES LOCATION OR 5.

3 Page 3 of7 Name of Penon Reportng Takasugi, Robert M. Date of Report V GIFTS. (Includes those to spouse and dependent children; see pp' of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 5. V LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) D NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE Alliance Mortgage Co. Rental Property Mortgage L 5.

4 Name of Penon Reportng Dale of Report Page 4 of7 Takasugi, Robert M. VI INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. H-60 of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after eah asset exempt frm prior disclosure (I) B. (J-P) c. Income during Gross value at end of reporting period reporting period Amount Code I (A-I) (2) Typ (e.g., (I) Value (2) Value div., rent,, Code2 Method or int.) Code3 <Q-W) Date Month- Day (!) Type (e.g., buy, sell, redemption) D. Trasactions during reporting period (2) (3) (4) (5) Value Gain Identity of Code2 Code I buyer/seller (J-P) (A-H) (if private transaction) Southland Civic Credit Union A Interest J T Union Bank of CA A Interest J T Washington Mutual A Interest J T Bank of America A Interest J T 5_ Allianz Life Ins. Co. E Interest M T 6. Jackson National Life. Ins. Co. B Interest L T 7. Rental Prop., Whittier, CA c Rent L w 8. Alpha Hospitality Common Stock G Dividend Sold 2/21 J 9. Elsinore Corp. A Dividend J T 10. Compositech Common Stock None J T 11. Jenkon Int'! Common Stock None K T 1 Ramtron Intl. Common Stock None Sold 2/21 J 1 Conexant Common Stock None J T 1 Juniper Networks Common Stock None Sold 2121 J 15. Xilinx Common Stock None J T 16. Jabil Circuit Common Stock None J T Sold 11/26 J (part) 17. Fundamental Investors (IRA) A Distribution J T Sold (part) 1212 J A Income Gain Coes: (See Colunuu Bl an 04) Value Cod (See Cohnnos Cl ao 03) Value Meth Codes (See Colum C2) A =Sl,000 or less F =$50,001 SI00,000 J =$ 15,000 or less N =$250,001 $500,000 P3 =S25,000,00I -$50,000,000 Q =Appraisal U =Book Value B =S 1,00 I - $2,500 G =SI00,001 - Sl,000,000 K =$15,001 - $50,000 0 =$500,00I - S 1,000,000 R =Cst (Rea Estte only) V=O C =S2,501 - $5,000 HI =Sl, $5,000,000 L =SS0,001. $100,000 Pl =Sl,OOO,OOJ -,$5,000,000 P4 =More tha $50,000,000 S =Assessmt W =Esate D =$5,001- $ H2 =More tha SS,000,000 M =SI 00,00 I - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market E =$15,001- S50.000

5 Page 5of7 Name of Person Reportng Takasugi, Robert M. Dalt of Report VI INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those of spouse and dependent children: see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) l A. B. c. D. Description of Assets Income during Gross value at end of Tra nsactions during reporting period (including tr assets) reporting period reporting period (I) (2) (I) (2) (I) (2) (3) Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A H) (if private (Q-W) transaction) 18. Newport Corp. Common Stock None Sold 2/21 J (4) (5) 1 I I j I _I 19. AMGEN Common Stock None K T 20. Applied Materials Common Stock A Dividend J T 21. Oracle None Sold 2/21 J 2 Aberdeen Asia Pacific B Dividend K T Buy 2/25 K 2 Zweig Total Return A Dividend K T Buy 2/25 K 2 Calamos Conv & High Income c Dividend K T Buy 2/25 K 25. Western Asset Global High B Dividend K T Buy 2125 K 26. ING Clarion Global R/ B Dividend J T Buy 2/25 K 27. Eaton Vance Enhanced Equity A Dividend K T Buy 2/25 K 28. Blackrock Debt Strategies c Dividend J T Buy 2/25 K 29. Oimco Floating Rate c Dividend J T Buy 2/25 K Income Gain Coes: A =Sl,000 or less B =Sl,001 -$2,500 c =S201. $5,000 D =$5,001 -Sl5.000 E =$15,001 -S50,000 (See Columns BI an 04) F =$50,00 I - SI00,000 G =SIOO.CJI - Sl,000,000 Ill =S 1,000,00 I- $5, IU =More than $5,000,000 Valu Codes J =$15,000 or less K =SI 5,001 $50,000 L =$50,001 SI00,000 M =SI00,001 $250,000 (See Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001. $1,000,000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 -$50,000,000 P4 =M.m than $50,000,000 V aloe Method Codes Q=Apprasal R =Cost (Real Estate Only) S =Assesment (See C<>lum C2) U =Boo Valu V=Oer w EEstimated T =<ash Maket

6 Name of Penon Reportng Date of Report Page 6 of7 Takasugi, Robert M. VII ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of Report.)

7 Name of Person Reporting Dote of Report Page 7of7 Takasugi, Robert M /2009 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, atid complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C