D NONE (No reportable non-investment income.)

Transcription

1 Saylor_F_Dennis-IV

2 Page 2 of9 Name of Person Reportng III. N 0 N-INVESTMENT INCOME. (Reporting individual and spouse; see pp of fiing instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (your, not spouse's) I. 9/08-12/08 Boston University School of Law - teaching $7, B. Spouse's Non-Investment Income If you were married during any portion ofthe reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE I U.S. Department ofjustice - salary IV. REIMBURSEMENTS - transportation, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I. 5.

3 Page 3 of9 V. GIFTS. (Includes those to spouse and dependent children; see pp offiing instructions.) [Z NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE I. 5. VJ. LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable liabilities.) CREDITOR DESCRIPION VALUE CODE I. 5.

4 Page 4 of9 Name of Person Reportng VII. INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactins (lndude those of SJWRSe and deendent children; see pp of fiing instructins.) A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reprting period (1) (2) (1) (2) (1) (2) (4) Place "(X)" after eaeb asset Amount Typ (e.g., Value Value Type(e.g., Date Value Gain Identity of exempt from prior disclosure Code! div., re Code2 Method buy, sell, Month- Code2 Code 1 buyer/seller (A-H) or inl) (H) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) (3) (5) I. Bank of America A Interest J T Bank of America None J T Fidelity Cash Reserves D Dividend N T Buy 515 J Buy 5115 K 5. Fidelity Cash Reserves A Dividend J T 6. Fidelity Small Cap Independence Mutual A Dividend J T Fund 7. Fidelity Mid Cap Stock Mutual Fund A Dividend K T 8. Fidelity Growth Co. Mutual Fund A Dividend K T 9. Fidelity Asset Manager 70% Mutual Fund A Dividend Sold 12/29 J A 10. Fidelity UFund 429 Plan None L T Buy 5/20 J I I. Buy 6/17 J 1 Fidelity UFund 429 Plan None L T Buy 5120 J 1 Buy 6/17 J 1 Fidelity UFund 429 Plan None L T Buy 5/20 J 15. Buy 6/17 J 16. Vanguard 500 Index Mu! Fund B Dividend L T 17. Vanguard US Growth Mutual Fund A Dividend J T I. Inco Gain Coes: A =$1,000 orless B =$1,001 - $2,500 c =$2,501 -$5,000 D =$5,001 - $15,000 E =$15,001 -$50,000 (See Column Bl and D4) F=$50,00l -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 - $5,000,000 H2 =Mor tha $5,000,000 Value Co J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000 (See Column Cl and D3) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000!' =$25,000,001 - $50,000,000 P4 =Mor than $50,000,000 Value Metod Coes Q =Appr R =C (Real Estate Only) S =Assesmeut T=CashMaret (See Column C2) U =Book Value V=O W =Esmated

5 Page 5 of9 VII. INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) A. income, value, transactins (Includes those of spouse and dependent chilren; see PP of fiing inructions.j B. Description of As set s Income during Grss val ue at end of Transactions during repor ting period (including tnis t assets) reportng period reporting peiod c. (I) (2) (I) (2) (I) (2) (4) (5) Place "(X" af eah asset Amou nt Type (e.g Value Va lue Type (e.g., Date Value Gain Identity of exempt fr prior disclosure CodeI div., rent, Code2 Method buy, sell, Month - Code2 CodeI buyer/seller (A-H) orint. ) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) (3) D. transaction) 18. Vanguard 500 Index Mutual Fund A Dividend J T 19. Vanguard 500 Index Mutual Fund A Dividend J T 20. Vanguard 500 Index Mutual Fund A Dividend J T 21. Vanguard Prime Money Market Fund A Dividend K T 2 Janus Worldwide Mutual Fund A Dividend J T 2 Third Avenue Value Mutual Fund A Dividend J T 2 Franklin Templeton World Fund A Mutual A Dividend J T Fund 25. T. Rowe Price New Horizons Mutual Fund A Dividend J T 26. MONY: Life Insurance Policies A Dividend J T 27. IRA Fidelity: Growth Discovery Mutual F A Dividend J T und 28. IR Fidelity: Contrafund Mutual Fund A Dividend J T 29. IR Fidelity: Japan Mutual Fund A Dividend J T 30. IR Fidelity: Puritan Mutual Fund c Dividend L T 31. IR Fidelity: Growth Discovery Mutual F A Dividend J T und 3 IRA Fidelity: Magellan Mutual Fund A Dividend J T 3 IRA Fidelity: Blue Chip Growth Mutual F A Dividend J T und 3 IRA Fidelity: Spartan 500 Index Fund A Dividend K T I. Income Gain Cod: A =Sl,000 or less B =$1,001 - $2,SOO c =$2,501 $5,000 D =$5,001 $15,000 E =$15,001 -$50,000 (See Columns B1 and 04). F =$50,001 -$100,000 G =$100,001 -$ HI =$1,000,001 - $5,000,000 H2 =More tha $5,000,000 Value Coes J =$15,000orless K =$15,001 -$50,000 L =$50,001 - $100,000 M =$100,001-$250,000 (See Columns C 1 and 03) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =Sl,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 PJ =$25,000,001 -$50,000,000 P4 =More th $50,000,000 Value Method Cod Q=Appaisal R =Cst (Real Ese Only) s =Assessm T =Ch Market (See Col umn C2) U =Book Value. V=O W =Estimated

6 Page 6 of9 VII. INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income value, transactions (Include those of spouse and dependent children; see PP of filing inuctions.) A. Decription of Assets B. Income during c. Grss value at end of D. Transactions during reporting period (including trust assets) reprting period reportng period Place "(X)" after each asset exempt from prior disclosure (I) Amount Code! { A-H) (2) Typ{e.g., div., rent, or inl) (I) Value Code 2 (J-P) (2) Value Method Code3 (I). Type {e.g., buy, sell, redemption) (2) Date Month- Day (3) Value Code 2 (J-P) {4) Gain Code I (A-H) {5) Identity of buyer/seller (if private (Q-W) trtion) 35. IR Fidelity: Capital Appreciation Fund A Dividend K T 36. IR Fidelity: Contrafund B Dividend M T 37. IRA Fidelity: Fidelity Fund c Dividend K T 38. IRA Fidelity: Mid-Cap Stock Fund A Dividend J T 39. IR Fidelity: Real Estate Investment Fund A Dividend J T 40. IR Fidelity: Value Fund A Dividend K T 41. IR Fidelity: Cash Reserves None J T 4 IR Vanguard: 500 Index Mutual Fund c Dividend M T 4 Commerce Bank CD B Interest Expired 519 K 4 Countrywide Bank CD D Interest M T 45. Fidelity Spartan 500 Index Fund None K T Buy 12/29 J 46. Brown Fonnan Corp. stock (X) A Dividend J T 47. General Electric Co. stock (X) A Dividend J T 48. UST Inc. stock (X) A Dividend K T 49. BP PLC stock (X) A Dividend J T 50. Int'! Paper Co. stock (X) A Dividend J T 51. United Technologies Corp. stock (X) A Dividend J T I. Income Gain Codes: A =$1,000 or Jess B=$1,001 -$2,500 c =$2, 501 -$5,000 D=$5,001-$15,000 E=$15,00J -$50 000, (See Columns BI and 04) F=$50,001 -SI00,000 G=SI00,001-$1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,001 - $50,000 L=$50,001 -$100,000 M =$100,001 - $250,000 (See Columns Cl and 03) N =$250,001 $500,000 0 =$500,001 -SI,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More thn $50,000,000 Value Method Cod Q =Appaisal R :C (Real Estate Ooly) S =Assesment T =Cas Market (See Column C2) U =Book Value V=Oer W =Estimated

7 Page 7 of9 VII. INVESTMENTS and TRUSTS - income, value; transactions (lnctudes those of spouse and dependent children; see PP of filing msttuctons.j D NONE (No reportable income, assets, or transactions.) A. Deption of Assets (including trust assets) Place "(X" afer each asset exempt from prior disclosure B. c. D. Income during Grss value at end of Transactions during reporting period reportng peod rertng period (I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of Code I div., rent, Code2 Method buy, sell Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) trnsaction) 5 Verizon Communications Corp. stock (X) None J T 5 TriContinental Corp. Mutual Fund (X) A Dividend J T 5 Vanguard Prime Money Mkt. Fund (X) A Dividend J T 55. Catherine F. Cherry Revocable Trust (X) B Dividend J T I. Incom Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 0=$5,001 -$15,000 E =$15,001 -$50,000 (See Column BI and 04) F =$50,001 -$100,000 G =$100,001 - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J=$15,000 or less K =$15,001 -$50,000 L =$50,00 I - SI 00,000 M=SI00,001 -$250,000 (See Column Cl and 03) N =$250,00 I -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2=$5,000,001 - $25,000,000 P3 =$25, $50,000,000 P4 =More th $50,000,000 Value Method Coes Q =Appisl R =Cst (Real Este Only) s=assesment T=Cash Maret (See Colmnn C2) U =Book Value V=O w =Esmated

8 Name of Penon Reporting Page 8 of9 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndkateparto/report)

9 Page 9 of9 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certfy that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TIDS REPORT MAY BE SUBJECT TO CIVI AND CRIMIAL SANCTIONS (5 U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C