FINANCIAL DISCLOSURE REPORT in Government Act of 1978 Rev FOR CALENDAR YEAR 2005 (5 U.S.C. app. IOJ-111) 2. Court or Organization

Transcription

1 ' AOIO FINANCIAL DISCLOSURE REPORT in Government Act of 1978 Rev FOR CALENDAR YEAR 2005 (5 U.S.C. app. IOJ-111) Report Required by the Ethics Person Reporting (last name, first, middle initial) Court or Organization SEAY, FRANK H US DISTRICT COURT-EASTERN 07/25/2006 Title (Article ID judges indicate active or senior sflltus; magistrate judges indicate full- or part-time) U.S. DISTRICT JUDGE-SENIOR STA Sa. Report Type (check appropriate type) D Nomination, Date D Initial Annual D Final 6. Reporting Period 01/01/2005 to 12/31/ Chambers or Offce Address EASTERN DISTRICT OF OKLAHOMA UNITED STATES COURTHOUSE MUSKOGEE, OK Sb. Amended Reprt 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Offcer Date IMPORTANT NOTES: The 1nii accompanying this form must be followed. Complete all parts, checking the NONE box for each part wher11 you have no reportable informatin. Sign on last page. POSITI 0 NS. (Reporting individual only; see pp of instructions.) [K NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I AGREEMENTS. (Reporting individual only; see pp of instructions.) [K NONE (No reportable agreements.) :::0 :z r<<j Cl)> '1r '1.J,- 1 c en I )> 9 U1 _J :::0 m () ff - < rn 0 UEIES AND TERMS

2 Page 2 of8 SEAY, FRA H 07/25/2006 II N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp of instructions.) A. Filer's Non-Investment Income [R NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - I/you were married during any portion of/he reporting year, complete this section. {Dollar amounl not required excepl for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE 2005 STA TE OF OKLAHOMA - TEACHERS RETIREMENT SYSTEM IV. REIMBURSEMENTS - transportalion, lodging,food, enterjainmenl (Includes those to spouse and dependent children. See pp of ins/ructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION

3 Page 3 of8 Name or Person Reporting SEAY,FRAH Date or Report 07/25/2006 V. GIFTS. (Include those fq spouse and dependent children. See pp of instructions.) [f NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE V LIABILITIES. (Includes those of spouse and dependent children. See pp of instructions.) [f NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

4 Page 4 of8 SEAY,FRAH 07/25/2006 VI INVESTMENTS and TRUSTS - income, value, transactins (indulks those of the spouse and dependent childen. See pp of fiing intructins) 0 NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trst assets) Place "(X)" after each asset exempt frm prior disclosure (I} Amount Code I (A- B. Income during reporting period c. Gross value at end of reporting period D. Transactions during reporting period (2) (I) (2) (I) Ifnot exempt frm disclosure Type(e.g. div., rent,, or int.) Code 2 (J-P) Method Code 3 (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month - Day (3) Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction) 1164 WI IN OLIP, MCGIRT & DIXON, D HUGHES COUN, OK Royalty J w 1/64 WI IN MCCASLIN #I & #2, c Royalty J w SEMINOLE 1/27 WI IN BOYD #2, HUGHES A Royalty J w 1/20 WI IN BE #I & #2, HUGHES A Royalty J w 1/32 ORR! IN OLIPHAN #2, B Royalty J w HUGHES COUN, OK 6. 1/20 WI IN KAMPERMN, HUGHES A Royalty J w 7. 1/40 WI IN ENNIS #1-25, SEMINOLE None J w 8. 1/40 WI IN HM #I & #2, HUGHES B Royalty J w 9. 1/64 WI IN BULL PASTU, None J w SEMINOLE I 0. PRODUCING MIN INT-WILLACY D Royalty J Q CT, TX APPRAISAL /64 WI IN BULL #I, SEMINOLE B Royalty J w 1 1/64 WI IN COWBOY #I -HUGHES, c Royalty J w 1 1/64 WI IN COWBOY #2 - HUGHES, Royalty J w 1 NON-PROD MIN INT-GARVIN, None J Q POTT & SEM CT,OK APPRAISAL PRODUCING MINERAL INT - B Royalty J w SEMINOLE CO., OKLA 16. 1/64 WI IN JOHN W #I, SEMINOLE c Royalty J w 17. CD'S, SAVINGS & DEMAND B Interest J T Income Gain Codes: A =$1,000 or less B =Sl,001-$2,500 C =$2,501 - $5,000 D =$5,001 $15,000 E =$15,001 - $50,000 (Sec Columns Bl and 04) F =$50,001 SI00,000 G =$100,001 -$1,000,000 HI =Sl,000,001 -$5,000,000 H2 =Moie than $5,000,000 UHes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =SJ 00,00 I -$250,000 (Sec Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I -$25,000,000 Method Co Pl =$25,000,001 -$50,000,000 R =Cost (Rel F.tate Only) P4 =Mon: than $50,000,000 T =Ch Market (Sec Column C2) Q =Appraisal V=O S =Assesment U =Book w =Ested

5 Page 5 of8 SEAY, FRANK H 07/25/2006 VI INVESTMENTS and TRUSTS - income. va1ue, 1ransaciwns (indut1s those of the spouse ant1dependen1 children. see pp. J-1s1 of filing ins1ruc1wns) 0 NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) B. Income during reportng period c. Gross value at end of reportng period D. Transactions during reporting period Place "(X" after each asset exempt from prior disclosure (I) (2) (1) (2) (I) lfnot exempt frm disclosw Amount Code l (A-H) Type(e.g. div. rent, or inl) Code 2 (J-P) Method Code3 (Q-W) Type(e.g. buy, sell, merger, redemption) Date Month- Day (3) Code 2 (J-P) (4) Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction) (2) DEPOSIT, BANCFIRST, SEMINOLE 18. EDWARD D. JONES ACCOUNT EDJ-INTEREST A Interest J T EDJ-HARTFORD ADVISORS FD A Dividend REDEMPTION 04/25 J MUTUAL EDJ-VAN KAMPEN EMERGING None J T GRTH CL C 2 - EDJ-SONOFI SYNTHELABO SPON A Dividend J T 2 - EDJ- HARTFORD EQUITY FUNDS A Dividend J T BUY 04/25 J 2 - EDJ-BP PLC A Dividend J T BUY 06/29 J 2 - EDJ-CHESAPEAKE A Dividend J T BUY 06/29 J 26. MERRILL LYNCH ACCOUNT ML-CD TIERONE BANK None K T BUY 08/09 K ML-CD OHIO VY BANK CO None K T BUY 08/11 K ML-NEUROCRINE INC None J T BUY 07/20 J ML-AMERICAN INCOME FUND A Dividend J T BUY 08/12 K ML-DA VIS NY VENTUR A Dividend J T BUY 08/12 K 3 - ML-DREYFUS PREMIER INTL A Dividend J T BUY 08/12 J 3 - ML-FEDERATED KAUFMANN None J T BUY 08/12 J FUND 1. Income Gain Code: A =$J.000 or less B =$1,00 t - $2,500 c =$2,50 l -$5,000 0=$5,001-$15,000 E=$15,00 I -$50,000 (See Columns BI and 04) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Coes J =$15,000 or less K =$15,001 -$50,000 L=$50,001-$100,000 M =$100,001 -$250,000 (See Columns Cl ao 03) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001-$5,000,000 P2 =$5,000,001 -$25,000,000 Method Coes P3 =$25,000,001 -$50,000,000 R =Cost (R..I Estate Only) P4 =More than $50,000,000 T =Cash Market (Sec Column C2) Q =Appraisal V=Other S =Assessment U =Book W=Estimated

6 Dale of Report Page 6of8 SEAY, FRANK H 07/25/2006 VI INVESTMENTS and TRUSTS - income, value, transactions (inc1ui1s those of the spouse and dependent children. see PP J4-s1 of filing instructions) D NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trst assets) B. Income during reporting period c. Gross value at end of reporting period D. Transactions during reporting period Place "(X" after each asset exempt from prior disclosure (I) (2) Amount Type (e.g. Code I div., ret, (A-H) or inl) (I) (2) Code 2 Method (J-P) Co e 3 (Q-W) (I) Type (e.g. buy, sell, merger, redemption) If not exempt fim disclos (2) (3) (4) (5) Date Gain Identity of Month - Code 2 Code I buyer/seller Day (J-P) (A-H) (if private trnsaction) 3 - ML-FIDELITY ADV DIVERSIFIED A Dividend J T BUY 08/12 J 3 - ML-MUTAL SHARES A Dividend J T BUY 08/12 J ML-OPPENHEIMER CAPITAL None J T BUY 08/12 J 37. METLIFE WHOLE LIFE POLICY A Dividend J T Income Gain Codes: (See Columns Bl and D4) Codes A =$1,000 or less F =$50,001 -SI00,000 J =$15,000 or less B =$1,00 I -$2,500 G =$100,001 -$1,000,000 K415,00l -$50,000 c=$2,501 -$5,000 HI =$1,000,001-$5,000,000 L =$50,001 -$100,000 D =$5,00 I -$15,000 H2 =More than $5,000,000 M =$100,001 -$250,000 E=S15,00l -S50,000 (See Column Cl and DJ) N=$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000 Method Codes Pl =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than SS0,000,000 T=CashMarlcet (See Column C2) Q =Appaisal V=Othcr S =Assessment U =Book W=Estimatcd

7 Page 7of8 SEAY, FRANK H 07/25/2006 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport)

8 Page 8 of8 SEAY, FRANK H 07/25/2006 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NOTE: ANY INDIVI 0 KNOWINGLY AND WILFULLY F AND CRIMNAL SANCTIONS (5 U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C