UNITED STATES DISTRICT COURT

Transcription

1 UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSE1TS 595 MAIN STREET. WORCESTER, MASSACHUSETTS F. DENNIS SAYLOR IV DISTRICT JUDGE June 28, 2006 Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, DC Re: Financial Disclosure Report Calendar Year 2005 Filing Dear Sir or Madam: This is in response to your letter dated June 20, 2006, seeking additional information concerning my annual financial disclosure report under the Ethics in Governent Act of In Part VII, page 4, line 3, column D(l ), I listed the partial sale of "Fidelity Cash Reserves." Column D(2) should state "8/1 O" and column D(3) should state "M." In Part VII, page 5, line 19, column D(l ), I listed the purchase of"vanguard Prime Money Market." Column D(3) should state "J." I apologize for the omissions and for any inconvenience. FDS/jp

2 A010 in Government Act of 1978 Rev. 1/2006 FOR CALENDAR YEAR 2005 (5 u.s.c. app ) Report Required by the Ethics 1. Person Reporting (last name, first, middle initial) Court or Organization U.S. District Comt, Mass. 05/02/2006 Title (Article III judges indicate active or senior status; magistrate judges Indicate full- or part-time) U.S. District Judge Sa. Report Type (check appropriate type) Nomination, 0 Dat 0 Initial Annual 0 Final 6. Reporting Period 01/01/2005 to 12/31/ Chambers or Offce Address Donohue Federal Building 595 Main Street Worcester, MA Sb. 0 Amended Report 8. On the basis of the Information contained In this Report and any modifications pertaining thereto, It Is, In my opinion, in compliance with applicable laws and regulations. Reviewing Offcer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable informatin. Sign on lat page. POSITI0NS. (Reportig individual only; see pp of instructins) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTTY Member Josiah Smith Tavern Committee, Town of Weston (resigned 12/13/05) I AGREEMENTS. (Reportig individual only; see pp of instructins.) NONE (No reportable agreements.) (!) CJ 2! :' :-:': <.,"') :'.'n PAS ANP TERMS 'f -2

3 Page 2of8 05/02/2006 II N 0 N-INVESTMENT IN CO ME. (Reportng individual ond spouse; see pp. 17-2'1 of instructions.) A. Filer's Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - I/you were ma"ied during any portion of the reporting year, complete this section. (Dollar amount not required except/or honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYE 2005 U.S. Deparent of Justice - salar IV. REIMBURSEMENTS -transportation, lodging, food, entertainment (Includes those to spouse and dependent children. See pp ofinstroctions.) [R NONE (No reportable reimbursements.) SQ DESCRIPTI

4 Page 3of8 05/02/2006 V GIFTS. (Includes those lo spouse and dependent chilen. See pp. 28-JJ of instructns.) [K NONE (No reportable gifts.) SOURCE DESCRTION VALUE V LIABILITIES. (Includes those of spouse and dependent chilren. See pp ofinstrucflns.) [K NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

5 Page 4of8 Name of Person Reportng 05/02/2006 VI INVESTMENTS and TRUSTS -income. vo111e. trnsactins (inctudes those of the spouse and dependent children. see pp. 34-1offrlng1ns1rucJonsJ 0 NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trst assets) Place "(X)" after each asset exempt from prior disclosure B. c. Income during Gross value at end of reporting period reporting period D. Transactions during reporting period (I) (2) (I) (2) (I) Ifnot exempt from disclosure Amount Code I (A-H) Type(e.g. div., rent. or int.) Value Code 2 (J-P) Value Method Code 3 (Q-W) Type(e.g. buy, sell, merger. redemption) (2) Date Month- Day (3) Value Code 2 (J-P) (4) (5) Gain Identity of Code I buyer/seller (A-H) (if private transaction) Bank of America A Interest J T merger Bank of America A Interest J T merger Fidelity Cash Reserves D Dividend N T partial sell Fidelity Cash Reserves A Dividend J T Fidelity Cash Reserves A Dividend L T buy 8/29 L 6. Fidelity Growt Co. Mutual A Dividend J T 7. Fidelity Small Cap Independence Mutual B Dividend K T 8. Fidelity Mid Cap Stock Mutual A Dividend K T 9. Fidelity Growt Co. Mutual A Dividend K T I 0. Fidelity Asset Manager Grwt Mutual A Dividend K T 11. Fidelity U 429 Plan None L T 1 Fidelity U 429 Plan None L T 1 Fidelity U 429 Plan None L T 1 Vanguard 500 Index Mutual B Dividend L T 1 Vanguard US Growt Mutual A Dividend J T 16. Vanguard 500 Index Mutual A Dividend J T 17. Vanguard 500 Index Mutual A Dividend J T :;; l. Income Gain Codes: A =$1,000 or less B =$1,001-$2,500 c =$2,501 -$5,000 0=$5,001-$15,000 E =$15,001 -$50,000 (See Columns BI and 04) F=$50,00I -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,001 -$50,000 L=$50,00I -$100,000 M =$100,001-$250,000 (See Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001-$5,000,000 P2=$000,001 -$25,000,000 Value Method Codes P3 =$25,000,00 I -$50,000,000 R =Ct (Rel Este Only) P4 =More than $50,000,000 T =Ch Maket (See Column C2) Q=Appraisl V =Ot S =Assesment U =Book Value W =Estimated

6 Page 5 of8 Name or Person Reporting Date or Report 05/02/2006 VI INVESTMENTS and TRUSTS -inome, value, transactons (includes those ofthe spouse and dependent children. See PP offilg instructions) 0 NONE (No reportable income, assets, or transactions.) A. c. (A-H) B. Description of Assets Income during Gross value at end of Transactions during reportng period (including trst assets) reporting period (2) reporting period (1) (1) (2) (I) Ifnot exempt from disclosure Place "(X)" after each asset Amount Type(e.g. Value Value Type(e.g. (2) (4) (5) exempt from prior disclosure Code 1 div., ret, Code 2 Method buy, sell, Date Value Gain Identity of or int.) (J-P) Code3 merger, Month- Code 2 Code 1 buyer/seller (Q W) redemption) Day (J-P) (A-H) (if private (3) D. trction) 18. Vanguard 500 Index Mutual A Dividend J T 19. Vanguard Prime Money Market A Dividend J T buy 11/ M Common Stock A Dividend J T 21. Wilmington Trust Common Stock A Dividend J T 2 Janus Worldwide Mutual A Dividend J T 2 Third Avenue Value Mutual A Dividend J T 2 Franklin Templeton World A A Dividend J T Mutual 2 T. Rowe Price New Horizons Mutual A Dividend J T 26. MONY: Life Insurance Policies A Dividend J T 27. IR Fidelity: Discovery Mutual A Dividend J T 28. IR Fidelity: Contrafund Mutual A Dividend J T 29. IRA Fidelity: Japan Mutual A Dividend J T 30. IR Fidelity: Puritan Mutual A Dividend L :r 31. IRA Fidelity: Aggrssive Growth None J T Mutual 3 IRA Fidelity: Discovery Mutual A Dividend K T 3 IRA Fidelity: Magellan Mutual A Dividend J T 3 IR Fidelity: Blue Chip Growth Mutual A Dividend J T l. Income Gain Codes: A =$1,000 or less B =$1,001-$2,500 c =$2,501 -$5,000 D =$5,00 I -$15,000 E =$15,001 $50,000 (See Columns BI and 04) F =$50,001-$100,000 0=$100,001-$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More th $5,000,000 Value Codes J =$15,000 or less K=$15,001 $50,000 L=$50,00l -$100,000 M =$100,001-$250,000 (Sec Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001-$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 Value Method Codes P3 =$25,000,001 -$50, R =Ct (Real Eate Ony) P4 =More th $50,000,000 T =C Market (Sec Column C2) Q =Appral V=O S =Assessment U=BookValue W =Esmated

7 Page 6 of8 05/02/2006 VI INVESTMENTS and TRUSTS -income, varu., trnsactns (inc1u11es those of the spouse and dependent chilren. see PP of filg intructns) 0 NONE (No reportable income, assets, or transactions.) A. Description of Assets B. c. D. Income during (2) Gross value at end of (including trst assets) reporting period reportng period Transactions during reportng period (I) (2) (I)!foot exemt ftm disclosure Place "(X)" after each asset Amount Type(e.g. Value Value Type(e.g. (2) (3) (5) exempt from prior disclosure Code I div., ret, Code 2 Method buy, sell, Date Value Gain Identity of (A-H) or int.) (J-P) Code 3 merger, Month- Code 2 Code I buyer/seller (Q-W) redemption) Day (J-P) (A-H) (if private (I) (4) transaction) 3 IR Fidelity: Discovery A Dividend J T 36. IR Fidelity: Aggressive Growt Mutual None K T 37. IR Fidelity: Blue Chip Growth Mutua A Dividend L T 38. IR Fidelity: Capital Appreciation c Dividend L T 39. IR Fidelity: Contrnd B Dividend M T 40. IR Fidelity: Equity - Income II c Dividend K T 41. IR Fidelity: Fidelity A Dividend L T 4 IR Fidelity: Magellan A Dividend K T 4 IRA Fidelity: Mid-Cap Stock A Dividend J T 4 IR Fidelity: Real Estate A Dividend J T 4 IRA Fidelity: Value c Dividend L T 46. Fleet Bank CD B Interest expiration 8/10 L 47. Commerce Bank CD B Interest K T pt! rollover 7/30 K 48. Countride Bank CD c Interest M T buy 8/5 M Income Gain Co: A =$1,000 or less B =$1,001-$2,500 c =$2,501 -$5,000 0=$5,001-$15,000 E =$15,001 -$50,000 (See Columns Bl and 04) F =$50,001 - $100,000 0 =$100,001-$1,000,000 HI =$1,000,001 -$5,000,000 H2=Moro th $5,000,000 Value Coes J=$15,000 orlcss K=$15,001-$50,000 L =$50,001 -$100,000 M =$100,001-$250,000 (See Colum Cl and DJ) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001-$5,000,000 P2 =$5,000,001 -$25,000,000 Value Method Cod P3 =$25,000,001 -$50,000,000 R =Ct (Rel Estate Only) P4 =More th $50,000,000 T =C Ma rket (See Column C2) Q =App V=O s=assesmt U=B ookvalue w =Ested

8 " Page 7of8 Date or Report 05/ VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicateparto/report)

9 _ Page 8of8 05/02/2006 IX. CERTIFICATION. I certify that all information given above (including Information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because It met applicable statutory provisions permittng non-disclosure. I further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature Date. s.;i. 7#? NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C