D NONE (No reportable positions.)

Transcription

1 AOJO FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of I978 Rev. I/2006 FOR CALENDAR YEAR 2005 (5 U.S.C. app. JOI-I I I) 1. Person Reportng (last name, first, middle Initial) Wingate, Henry T Court or Organization U.S.D.C. (Miss. Southern) Date or Report Title {Artcle III judges Indicate active or senior status; magistrate judges Indicate Cull- or part-time) District Court Judge (Active) Sa. Report Type {check appropriate type) Nomination, Date 0 0 Initial Annua 0 Final 6. Reporting Period 01/01/2005 to 12131/ Chambers or Office Address 245 East Capitol St., Ste 109 Jackson, MS Sb. 0 Amended Reprt 8. On the basis ofthe Information contained In this Report and any modifications pertaining thereto, It Is, In my opinion, In compliance with applicable laws and regulations. Reviewing Offcer Date IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSIT! 0 NS. (Reporting individual only; see pp of instructins.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/TY 1. Trustee Grinnell College, Grinnell, Iowa; Member ofboard of Trustees as of May, 2000 Executive Committee Member Yale Law School Executive Alumni Board, New Haven, CT; Committee Member as of September 2000 Adjunct Professor Mississippi College School of Law, Jackson, MS, as of January 2001 II. AGREEMENTS. (Reporting individual only; see pp. U-16 of Instructions.) NONE (No reportable agreements.) PARTIES AND TERMS,... c.:: c::i =- :'"' :.:- -< _J 1J ry ;o rn (" rn.. <':,.. rn CJ I. CJ

2 Page 2of8 Name of Penon Reportng Wingate, Henry T III. N 0 N-INVESTMENT IN co ME. (Reporting individual and spouse; see pp of instructions) A. Filer's Non-Investment Income 0 NONE (No reportable non-investment income.) SOURCE AN TYE INCOME (yours, not spouse's) I Mississippi College School of Law, Spring Semester, Complex Litigation $ 2,500. Class, one night per week, ending May 2005 B. Spouse's Non-Investment Income - If you were married during any portin of the reporting year, complete this section. (Dollar amount not required except/or honoraria.) 0. NONE (No reportable non-investment income.) SOU AN IY I Public Employees Retirement System of Mississippi IV REIMBURSEMENTS - transportation, lodging, food, entertalnmenl (Includes those to spouse and dependent children. See pp of instructions.) 0 NONE (No reportable reimbursements.) SOURCE DESCRIPTION I. Grinnell College September 29-30: Grinnell, Iowa, for meeting of Board of Trustees of Grinnell College (some meals and lodging)

3 . FINANCIAL DISCLOSURE REPORT Name of Penon Reportng Page 3of8 Wingate, Henry T V, GIFTS, (Includes those to spouse and dependent chilren. See pp of instructns) [K NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE I. VI. LIABILITIES. (Includes lh ose of spouse and dependent children. See pp of instructons.) [K NONE (No reportable liabilities.) CR DESCRIIO VALUE CODE I.

4 Name of Person Reportng Page4 of8 Wingate, Henry T VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependenl children. See PP 34-7 of filing instruclions) D NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trst assets) Place "(X)" after eah asset exempt from prior disclosure B. Income during reporting period c. Gross value at end of reporting period D. Transactions during reporting period (I) (2) (I) (2) (I) If not exemt frm disclosur Amount Code I (A-H) Type (e.g. div., rent, or int) Value Code2 (J-P) Value Method Code3 (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month- Day (3) Value Code2 (J-P) (4) Gain Code I (A-H) (5) Identity of buyer/seller (if private trnsaction) I. Trustmark Nat'! Bank, Jackson, MS B Interest K T (CDs/Savings/IRA) Prudential Life Ins. A Interest L u Paine Webber (Boston Finan. Qua!. Housing Tax Credits) J w IRA-I Money Market Mut. Fund I Heritage A Interest J u See note in Part Cash Trust (IRA) VIII 6. U.S. Treas. Strips Interest Sold 9/8 K 7. Franklintremple Mutual Beacon {IRA) c Dividend K T Part. Sale 10/3 J 8. Credit Interest Progrm A Interest J u 9. Agere Systems, Inc. Dividend J T Part. Sale 5/31 J See note in Part VIII 10. Part. Sale 6/14 J 11. Avaya, Inc. Dividend J T 1 Coca Cola Company A Dividend J T 1 Exxon Mobil Corp. A Dividend J T 1 General Electric Company A Dividend J T 1 Lucent Technologies, Inc. Dividend J T 16. Pfizer, Inc. A Dividend 1 T 17. Saks, Inc. Dividend J T I. Inome Ga Coes: A =$1,000 or less B =$1,001 -$2,500 C =$2,501 - $5,000 D =$5,001 -$15,000 E=Sl5,00l -$50,000 (See Colwn Bl an 04) F =$50,001 $100,000 0-Sl00,001 $1,000,000 HI =$1,000,001 -$5,000,000 H2 =Mor th $5,000,000 Value Co 1-515,000 or less K $15,001-$50,000 L -s50,001 -s100,ooo M =$100,001 -$250,000 (See Colum Cl and 03) N =$250,00I $500,000 0 $500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 $25,000,000 Value Method Co P3 =$25,000,001 $50,000,000 R =Ct (RelEstate Only) P4 =Mor than $50,000,000 T =Ch Market (See Colwnn C2) Q =Apprasa V=Other S =Assesmeot U =Book Value w =Este

5 ' FINANCIAL DISCLOSURE REPORT Page 5of8 Name of Penon Reportng Wingate, Henry T VII. INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions (inc1ut1s those of the spouse and t1penden1 children. see PP J -s1 of filing instructns) A. B. c. D. Description of Assets Income during Gross value at end of Trations during reporting period (including trst assets) reporting period reporting period (I) (2) (I) (2) (!) Ifnot exemt frm disclosure Place "(X)" after each asset Amount Type(e.g. Value Value Type(e.g. (2) (3) (4) (5) exempt from prior disclosure Code! div., ret, Code 2 Method buy, sell, Date Value Gai Identity of (A-H) or int) (J-P) Code 3 merger, Month - Code 2 Code I buyer/seller (Q-W) redemption) Day (J-P) (A-H) (if private trion) 18. Walt Disney Company A Dividend ] T 19. Fidelity Advisor Inc. & Growth Fund A Dividend ] T 20. Franklin Temple Mutual Beacon Fund A Dividend ] T 21. Fundamental Investors Fund A Dividend ] T 2 Growth Fund of America A Dividend K T 2 Nasdaq 100 Trust Unit Series I A Dividend ] T 2 Lincoln Nat'! Legacy Ann. Interest L T 2 Oppenheimer Quest Mut. Fund A Dividend K T 26. Performance Large Cap Equity Mut. A Dividend K T Fund 27. Performance Mid-Cap Growth Fund A Dividend K T 28. IR Money Market Mut. Fund; Heritage A Dividend ] u See note in Part Cash Trust (IRA) VIII 30. Franklin Income Fund Class C B Dividend L T Buy 6-14 K 31. Income Fund of America Class C B Dividend L T Buy 6-14 K 3 REAL ESTATE: 3 Parcel I, Jackson, Hinds County, MS K w 3 Parcel 2, Jackson, Hinds County, MS c Rent K Q I. Incme Gai Coes: A=Sl,OOOorless B -$1,001 $2,500 C =$2,SOI $5,000 D =$5,001 - $15,000 E=$15,001-S50,000 (See Columns BI an 04) F =$50,001 $100,000 G =SI00,001 $1,000,000 HI =Sl,000,001-$5,000,000 H2 =Mor th $5,000,000 Value Co J =$15,000 or less K =$15,001 -$50,000 L =$50,001 - $100,000 M =$100,001 - $250,000 (See Columns Cl an 03) N $250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =Sl,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000.J.Value Method Co P3 =$25,000,001 -$50,000,000 R st (Real Estate Only) P4 =More th $50,000,000 T =Ch Market (See Column C2) Q =Appra V=Ocr S =Assesment U-BookValue w Estima

6 Page 6 of8 Name of Person Reporting Wingate, Henry T VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those of the spouse an dependent children. See PP of fiing instructins) D NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trst assets) B. Income during reporting period c. Gross value at end of reportngperiod D. Trasactions during reportng period Place "(X)" af each asset exempt from prior disclosure (1) (2) (!) (2) Amount Type(e.g. Value Value Code 1 div., rent, Code2 Method (A-H) or int) Code3 (Q-W) (J-P) (!) Type(e.g. buy, sell, merger, redemption) (2) Date Month - Day Ifnot exempt frm disclosur (3) Value Code2 (J-P) (4) Gain Code I (A-H) (S) Identity of buyer/seller (if private transaction) 3 Parcel 3, Jackson, Hinds County, MS c Rent K w 36. Parc l 4, Jackson, Hinds Coilnty, MS D Rent L Q 37. Parcel 6, Jackson, Hinds County, MS D Rent L Q 38. Parcel 7, Jackson, Hinds County, MS D Rent L Q 39. Parcel 8, Jackson, Hinds County, MS c Rent K w 40. Parcel 9, Jackson, Hinds County, MS D Rent K w 1. Inome Gai Coes: A"'Sl.OOOorless B -Sl.001 -$2,SOO C -S2,S01 -SS.000 D =SS,001 - $1S,OOO E -SlS,001 -SS0,000 (See Colwnns Bl and 04) F =SS0,001 -Sl00,000 G =$100,001-$1,000,000 HI -Sl,000,001-SS,000,000 H2 =More th SS,000,000 Value Coes J -$15,000 or less K-$15,001 -$50,000 L -$50,001-$100,000 M $100,001-$2SO,OOO (See Colwnns Cl an 03) N-$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl -Sl,000,001-SS,000,000 P2 -$5,000,001 - $25,000,000 Value Method Coes P3 =$25,000,00 I - $50,000,000 R =Ct (Real Estate Only) P4 More th $50,000,000 T =Ch Market (See Colwnn C2) Q =Apprasal V mocr S =Assesment U =Book Value w =Estited

7 Name of Person Reportng Page 7 of8 Wingate, Henry T VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicaje parto/reporl) Part VIL Investments and Trusts Line 5: There are now two separate IRA accounts. For reporting purposes, they will be referred to as IRA-I and IR- Line 8: Agere Systems was listed as Class A and Class Bon the 2004 report. In May, 2005, the A and B shares merged, plus there was a reverse split of I share for every I 0 old shares owned. The odd lot share cannot be held in the account, so it was sold Line 29, 30, 31: There are now two separate IRA accounts. For reporting purposes, they will be referred to as IR-I and IRA- The money market fund (Heritage Cash Trust) on line 29 and the two mutual funds listed on lines 29 and 30 will fall under IRA- Real Estate: Line 34: Parcel 2, Jackson, Hinds County, MS: Date of Appraisal: September 12, 1992 Line 36: Parcel 4, Jackson, Hinds County, MS: Date of Appraisal: November 20, 1992 Line 37: Parcel 6, Jackson, Hinds County, MS: Date of Appraisal: April 21, 1994 Line: 38: Parcel 7, Jackson, Hinds County, MS: Date of Appraisal: April 21, 1994

8 Page 8 of8 Name of Person Reportng Wingate, Henry T IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NOTE: AN INDIVIDU WHO KNOWINGLY AND WI AND CRINAL SANCTIONS (5 U.S.C. app. 104). Date 7 > // )rx Ot0p LLY FALSIFIES OR FAILS TO FILE T PORT MAY BE SUBJECT TO CML FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C