D NONE (No reportable non-investment income.)

Transcription

1 Miner_Roger_J

2 Page 2of8 04/27/09 III. N 0 N-INVESTMENT INC 0 ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I N.Y.S. Employees' Retirement System Pension $ 17,3048 B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE I. IV. REIMBURSEMENTS - transportation, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOUE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I. New York Law School 10/24/08 New York City Law Review Symposium Transportation $

3 Page 3of V. GIFTS. (Includes those to spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable gifs.) SOURCE DESCRIP VA I. 5. VI. LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I. 5.

4 Page 4of VII. INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) I (1) income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) I A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trst assets) reporting period reporting period (1) (2) (2) (4) (5) (2) (1) (3) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Month- Code2 Code I buyer/seller (A-H) or int.) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) (J P) I. American Electric Power Co. A Dividend J T AT&T Inc. c Dividend M T Bank of America D Dividend L T CH Energy Group, Inc. A Dividend K T 5. Comcast None K T 6. Embarq Corporation (Spinoff from Sprint A Dividend J T Nextel) 7. Exxon Mobil Corp. D Dividend 0 T 8. FairPoint Commun. (spinofffrom Verizon) None J T Spino ff First Energy B Dividend K T JO. Gencorp Inc. None J T 11. (The) Hartford Financial Services Group, A Dividend J T Inc. 1 Hess Corp. (formerly Amerada Hess Corp.) A Dividend K T 1 Host Hotels and Resorts (Spinoff from A Dividend J T Starwood Corporation) M. B Dividend L T 15. Idearc (Spinofffrom Verizon A Dividend J T Communications) 16. ITT Corp. (formerly I.T.T. Industries, Inc. ) A Dividend J T 17. Key Corp. A Dividend K T I. Income Gain COOcs: A =Sl.000 or less B =S l,00 I S2,500 C =S2,501 SS,000 D=S5,001-Sl5,000 E =St 5,001 SS0,000 (See Columns Bl an 04) F =S50,00 l -SIOO.OOO G =SI00,001 Sl,000,000 HI =Sl,000,001 S5,000,000 H2 =More than S5,000,000 Value Codes I =SI or less K=Sl5,00t -S50,000 L =SS0,001 - $100,000 M =S 100,001 -$250,000 (See Columns Cl and DJ) N =S250,00 I SS00,000 0 =S500,00 I S 1, PI =s1,ooo,001 -s5,ooo.ooo P2 =S5,000,00I S25,000,000 PJ =szs,000,001 S5o.ooo.ooo P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V=Other W =Estimated

5 I FINANCIAL DISCLOSURE REPORT Page 5of8 04/27/09 VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.j D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period (I) (2) (I) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (Q-W) (I) Identity of buyer/seller (if private transaction) 18. MetLife A Dividend J T 19. National Grid Group A Dividend J T 20. NCR None J T 21. Omnova Solutions, Inc. None J T 2 P.S.E.G. Inc. A Dividend J T 2 Qwest Comm. International Inc. A Dividend J T 2 Rayonier A Dividend J T 25. Southern Co. (The) B Dividend K T 26. Sprint-Nextel None J T 27. SPX Corp. A Dividend K T 28. Starwood Hotels & Resorts A Dividend J T 29. Teradata Corp. (Spinofffrom NCR) None 1 T 30. Verizon Communications D Dividend M T 31. Vodafone Airtouch PLC B Dividend K T 3 Windstream (Spinofffrom Alltel Corp.) A Dividend 1 T 3 Alliance Capital A -Growth & Income Fund B Dividend L T 3 Black Rock Large Cap. Equity Fund (form. None K T Black Rock Inv. Tr) I. Income Gain Codes: A =S 1,000 or less B =$1.00t -$2,500 C =S2,501 -S5,000 D =$5,001 -$15,000 E =$15,001-$50,000 (S ee Columns Bl and 04) F=SS0,001 -SI00,000 G=SI 00,00 I -S 1.000,000 HI =Sl,000,001- $5,000,000 H2 =More than $5,000,000 Valu e Codes J =SI 5,000 or less K=S15,00l -S50,000 L=550,001 -SI00,000 M=SIOO,OOt -$250,000 (See Columns Cl an DJ) N =$250,00 I -$500,000 0=$500,001 -Sl, Pl =Sl.000,001 -$5,000,000 P2 =$5,000,001 -S25,000,000 PJ =$25,000,001 -$50,000,000 P4 =More tha n $50,000,000 Valu e Metho Codes Q =Appraisal R =Cost (Real Estate Only) S=Assessment T =Cash Market (See Column C2) U=Book Value V=Other W=Estimated

6 Dale of Report Page 6of VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) i A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period (I) (2) (I) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 35. Century Shares Trust A Dividend K T 36. Fort Dearborn Income Securities (F.D.I.) A Dividend J T 37. Dreyfus Fund (KEOGH PLAN) D Dividend M T 38. Legg-Mason (form. Salomon Bros.) D Dividend L T 39. Midas Spec. Equities Fund None J T 40. Neuberger-Berman Mid Cap Growth None K T Investors Class Fund, Inc. 41. Oppenheimer Bond Fund Class A A Dividend J T 4 River Source (RVS Balanced Fund) B Dividend K T 4 Robeco WPG Large Cap Growth (form. A Dividend J T Weiss Peck Greer-WPG Inc. 4 Franklin New York Tax Free A Income B Interest L T Fund 45. Oppenheimer-Rochester Fund Municipals A Interest J T 46. Key Bank, N.A. (various accounts, including D Interest L T IRAs) 47. U.S. Savings Bonds c Interest M T I. Income Gain Codes: A =Sl,000 or less B =Sl,001 -$2,500 C =S2,501 -SS,000 D =S5,001 -Sl5,000 E =Sl5,00I -S50,000 (See Columns BI an 04) F =S50.(l1 - SI00,000 G =Sl00,001 -Sl,000,000 HI =S 1,000,001 $5,000,000 H2 =More than S5,000,000 Value Code J =S or less K =$15,001 -$50,000 L =S50,001 -$100,000 M =Sl00,001 -$250,000 (See Columns Cl an DJ) N =$250,00 I -$ =S Sl,OOO,OOO Pl =$1,000,001 $5,000,000 P2 =$5,000, ,000,000 Pl =S25,000,001 -$50, P4 =More than $50,000,000 Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Colwnn C2) U =Book Value V=Other W =-Estimated

7 Page 7of8 0412/09 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicateparto/Report) Capital gains distributions are included with ordinary dividends and reported as "Dividend" in Par VII Column B ("Income during reporting period") for the following mutual fund items:

8 FINANCIAL DISCLOSURE REPORT Page 8of IX. CERTIFICATION. I certify that all information given above (Including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C