D NONE (No reportable non-investment income.) [{ NONE (No reportable non-investment income.) D NONE (No reportable reimbursements.

Transcription

1 Rogers_Judith_W

2 Page 2of6 Rogers, Judith w III. N 0 N-JNVESTMENT INC 0 ME. (Reporting individual and spouse; see pp of filing instructwns.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I D.C. Judges Retirement Fund $91, B. Spouse's Non-Investment Income - (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) If you were married during any portion of the reporting year, complete this section. SOUE AND TYPE I IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PUOSE ITEMS PAID OR PROVIDED I. Harvard University 03-0 I to Cambridge, MA Visiting Cte. Mtg. transporation, lodging, food

3 Page 3 of6 Rogers, Judith W. 05/05/2009 V GIFTS, (Includes those to spouse and dependent children; see pp of filing instructions.) 0 NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE I. C. Marvin table $2, VI, LIABILITIES, (Includes those of spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I

4 Page 4of6 Rogers, Judith W VII. INVESTMENTS and TRUSTS D NONE (No reportable income, assets, or transactions.) - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) B. A. c: D. Description of Assets Income during Gross value at end of Transactions during reporting period (including irust assets) reporting period reporting perfod (I) (I) (2) (2) (I) (2) (3) (4) (5) Place "(X)". after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of exempt from prior.disclosure Code I.diV:, ren. Code 2 Meth.od buy, sell, Month Code 2 Code I buyer/seller (A-H) orint.).. Cocie 3 redemption) Day (J-P) (A-H) (if private transaction). (J-P) (Q-W) I. SunTrust Bk. A Interest K T Am.Fds: Inv. Co. of Amer. D Dividend N T Sold L {par) 3. Am.Fds.: Wash. Mut. Inv. Fd. D Dividend N T 4. Am.Fds.: New Persp. Fd. D Dividend M T 5. Am.Fds.: Growth Fd. Amer. c Dividend N T 6. Am.Fds.:Cap.Wrld.Gwth & Inc. Fd. c Dividend L T 7. Am.Fds.: Sm.Cap.Wrld.Fd. A Dividend K T 8. Inc. Fd. Amer. D Dividend M T 9. Am.Skd: E.Rowe Price Lg Cap Growth None K T 10. Am. Skd: DeAm.Lg Cap.Value None K T I I. Am.Skd: Marisico Cap Growth None K T 1 Am.Skd: Evergreen VA Growth None K T 13. Am.Skd: Goldman Sachs Sm Cap Val None K T 14. Am.Skd: Intemat'l Growth None K T 15. Am.Fds U.S. Govt Sec Fd-A A Dividend L T Buy L I. Income Gain Codes: A =$1,000 orless B =Sl,001 - $2,500 C =$2,50! -$5,000 D =S5,00I -$15,000 E=S15,00l -S50,000 (See Columns Bl and 04) F =$50,00 I -SI 00,000 G =SIOO,OOl -Sl,000,000 HI =s 1.ooo,001 -S5,ooo,ooo H2 =More than S5,000,000 Value Codes J =$15,000 or less K =$15,001- $50,000 L =S50,00I - $ I00,000 M =SI 00,00 I - $250,000 (See Columns Cl aod 03) N =$250,00 I - $500,000 o =S5oo;oo 1 -s 1,000,000 Pl =Sl,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 -$50,000,000 _ P4 =More than S50,000, Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V=Other W =Estimated

5 Page 5 of6 Rogers, Judith W. 05/ VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicateparto/reporl) lll. Net income reported. Vil. Lines 9-14 Amerucan Skandia ("Am.Skd.") buys and sells funds during the year. Valuations reflect year-end statement of currently held fuds.

6 FINANCIAL DlSCLOSURE REPORT Page 6of6 Rogers, Judith W. 05/05/2009 IX. CERTIFICATION. I certify that all information given above ( including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C , and Judicial Conference regulations. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO.FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS ( 5 U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite 2-30l One Columbus Circle, N.E. Washington, D.C