[Z NONE (No reportable non-investment income.)

Transcription

1 Alsop_Donald_D

2 Name of Person Reporting Page 2 of8 ALSOP, DONALD D. 05/05/2009 II N 0 N-INVESMEN JN CO ME. (Reporting individual and spouse; see pp of fiing instructions.) A. Filer's Non-Investment Income [Z NONE (No reportable non-investment income.) SOURCE AND YPE INCOME (yours, not spouse's) 3. B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete t/lis section. (Dollar amount nor required except for hon(jrariu.) [Z NONE (No reportable non-investment income.) SOURCE AND YPE 3. IV. REJMB URSEMENS transportation, lt>dging,fiind, entertainmenl (Includes those to spouse and dependent children; see pp of filing insfrucfions.) - [Z NONE (No reportable reimbursements.) SOURCE DAES LOCAION PURPOSE IEMS PAID OR PROVIDED

3 Page 3 of8 Name of rerson Reporting ALSOP, DONALD D..:. 05/05/2009 V. GIFS. (lndudes those lo spouse and dependent drildren; see pp. :Z8-31 offiing instructions D NONE (No reportable gifs.) SOURCE DESCRIPION VALUE HONORARY MEMBERSHIP MINNEAPOLIS CLUB OF MINNEAPOLIS $4, VJ. LJABJLJ' IES. (Includes those of spouse and dependent children; see pp of filing ilrstruction.t.) [Z NONE (No reportable liabilities.) CREDIOR DESCRIPION VALUE CODE 3. 5.

4 Name of Persn Reporting Page 4 of8 ALSOP, DONALD D. 05/05/2009 VI INVESMENS and R u SS - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) 0 NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period (2) (I) (J-P) (2) (I) (I) (3) (5) Place "(X)" after each asset Amount ype(e.g., Value Vaiue ype(e.g., Date Value Gain Identity of exempt from prim: disclosure Code I div., rent, Code2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or inl) Code 3 redemption) Day (J-P) (A H) (if private (Q-W) (2) (4), transaction) Qwest - Common Stock None 1 Verizon - Common Stock B Dividend K 3. AMERICAN EL&EL- Common Stock D Dividend M Dreyfus Fund - Mutual Fund A Dividend K 5. Citizens Bank Corp - Common Stock c Dividend M w 6. Dreyfus Premier New Leaders Fund Class A A Dividend 1 - Mutual Fund 7. New Ulm elecom - Common Stock A Dividend 1 8. AIM Dynamics - Mutual Fund {formerly In None J vesco Dynamics) 9. Cottonwood Land - Common Stock None 1 w 10. St. Paul Federal Credit Union Account A Dividend K formerly Capital rust FCU 11. Federated Mid-Cap Growth Strategics Fun d-class A-Mutual Fund None 1 1 amarack lnvt FDS Prime - Money Market A Interest K 13. GS Capital Growth - Mutual Fund A Dividend K 1 Nuveen Inv Quality MN - Mutual Fund B Dividend K 15. Xcel Energy - Common Stock A Dividend Vodafone Airtouch - Common Stock A Dividend Westbrook Village Golf Club None 1 w Income Gain Codes: (See Columns Bl and 04) A =S or less F =SS<>.001 -$ B =S 1.00 I SSOO G =SI00,001 Sl.000,000 C =$50 I $5.000 HI =Sl,OOO.OOl -S5.ooo.ooo D =SS.001 -$ H2 =More than S5,ooo.ooo E=Sl5,00J.$50,000 Value Codes J =S or less K =Sl5.00I S L =$50,00 I - SI 00,000 M=SI00,00 I - $ (See Columns Cl and DJ) N =$ I - SS o=s s1.ooo.ooo P 1 =S 1, S5.ooo.ooo P2 =S I $25.000,000 PJ =S25.ooo s5o.ooo.ooo P4 =Mon: than S50.ooo,ooo 3. Value Method Codes Q =Appr isal R =Cst (Real Esta te Only) S =Assesment (See Column C2) U =Book Value V=Other W =Estimated =Ch Markel ' '

5 Name or Person Reporting Date or Report Page 5 of8 ALSOP, DONALD D. 05/05/2009 VI INVESMENS and R u SS - income, value, transaction.< (Includes those of spouse and dependent children; see PP of filing instructions.) 0 NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end of ransactions duting reporting period (including trust assets) reporting period reporting period (I) (2) {I) (2) (2) (3) (5) Place "(X)" after each asset Amount ype{e.g., Value Val.ue ype(e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or inl) (J-P) Code3 redemption) Day (J-P) {A-H) (if private (Q-W) {I) (4) trans.ction) 18. Dreyfus Balanced Fund - Mutual Fund A Dividend J 19. Lucent echnologies - Common Stock None J 20. arget Corp. - Common Stock A Dividend K 21. Nuveen Large Cap Value-Stock A A Dividend J 2 Nuveen Insured Municipal Bond Fund A Dividend J 23. Amer. Century New Opptys. -Mutual Fund None J 2 Putnam FD, Growth & Income - Mutual Fun A Dividend J d 25. CF Financial - Common Stock A Dividend ] 26. St. Paul, MN ISD #625 - Bond A Interest J 27. Comcast - Common Stock A Dividend J 28. Mass Mutual Insurance - Whole Life Policy D Dividend M 29. National Service Life - Permanent Life Ins. A Dividend K 30. 3M - Common Stock A Dividend K 31. McGregor MN ISO - Bond A Interest J 3 US Bancorp Stock A Dividend J 33. US Bank Money Market A Interest K 3 M & I Bank Money Market B Interest K ,,_ _,,_,,,,. Income Gain Codes: A =$1,000or less B =St,001 -$2,500 (Sec Columns Bl and 04) F =$50,00 I -$I 00,000 G =$100,001 -$1,000,000 Value Coes J =$15,000 orless K =SIS,001 -SS0,000 (See Columns Cl and 03) N =$250,001 - $500,000 0 =S500,00I -Sl,000,000 P3 =$25,000,001 - SS0,000, Value M elhod Codes Q =Appraisal R =Cost (Real Estat e Only) (See Column C 2) U =Book Value V =Other -,,_. C =$2,501 SS,000 HI =Sl,000,001-$5,000,000 L =SS,OOl -SI00,000 Pl =$1,000,001 -SS,000,000 P4 =More rhan SS0,000,000 S =Assessment W =Estimated D =$5,001 -Sl5,000 H2 =More lhan $5,000,000 M =SI00,001 -$250,000 P2 =SS,000,001 -$25,000,000 =Cash Market E =SIS,001 -$50,

6 Name of Person Reporting Page 6 of8 ALSOP, DONALD D. 05/05/2009 VI INVESMENS and RUSS -income, value, transactions <1nctudes those of spouse and dependent children; see PP of filing instructions.) 0 NONE (No reportable income, assets, or transactions.) A. B. c. D. Decription of Assets Income during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period Place "(X)" after each asset exempt from prior disclosure (I) (2) Amount Code I (A-H) ype(e.g., div., rent, or int.) (I) Value Code 2 (J-P) (3) (4) (2) (I) (2) (5) Value ype(e.g., Date Value Gain Identity of Metho Code 3 (Q-W) buy, sell, redemption) Month- Code 2 Code I buyer/seller Day (J-P) (A-H) (if private trction) 35. Crow Wing Co. GO A Interest J 36. Brainerd MN GO B Interest K 37. Moorhead MN GO A Interest K 38. Discover BK Greenwood B Interest K 39. M & I Bank (CD) A Interest Redeemed 4/4 K A 40. Landmark Bank (CD) None J Buy I lil3 J 41. Sallie Mae Bank (CD) None K Buy 6/20 K 4 University ofmn Charitable Gift Annuity A Distribution J Buy 6/18 J Income Gain Codes: A =S 1,000 orless (See Columns Bl and 04) F =$50,00 I -SI 00,000 B =S S500 G =SIOO,OOl -Sl,000,000 C =SSO I - SS,000 HI =S 1,000,00 I -$5,000,000 D=SS,001 -SIS,000 H2 =More than SS,000,000 E =$15,001 -SS0,000 Value Codes J =$15,000 or less (See Columns Cl and 03) N =S250,00I - $500,000 K =$15,001 -$50,000 0 =$500,001 -Sl,000,000 L=SS0,00 I -SI 00,000 Pl =Sl,000,001 -$5,000,000 M =SI00,001 -$250,000 P2 =SS,000,001 -S25.000,000 P3 =S25,000,00 I -SS0, P4 =More tha S50,000, Value Method Codes Q =Appraisal (See Column C2) U =Book Value R =Cost (Real Estate Only) V=Other S =Assesment W =Estimated =C Market

7 Name of Person Reporting Page 7of8 ALSOP, DONALD D. 05/05/2009 VII ADDIIONAL INFORMAION OR EXPLANAIONS. (lndate parto/reporl)

8 Name or Person Reporting Date or Report Page 8 of8 ALSOP, DONALD D. 05/05/2009 IX. CERIFICAION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. NOE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS O FILE HIS REPOR MAY BE SUBJEC O CIVIL AND CRIMINAL SANCIONS, (5 U.S.C. app. 104) FILING INSRUCIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C