D NONE (No reportable non-investment income.) [Z NONE (No reportable non-investment income.) [Z NONE (No reportable reimbursements.

Transcription

1 Edgar_Allan_R

2 Page 2of11 Edgar, R. Allan 04/2/2009 Ill. N 0 N-INVESMEN IN CO ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND YPE INCOME (yours, not spouse's) I ennessee Consolidated Retirement System $3, B. Spouse's Non-Investment Income - If you were married during any portion of t/re reporting year, complete tlris section. (Dollar amoum not required except for honoraria.) [Z NONE (No reportable non-investment income.) SOURCE AND YPE I. 3. IV. REIMBURSEMENS -- tra11sportatio11, /odgit1g,food, entertai11me11l (Includes those to spouse and dependenl children; see pp of filing instructions.) [Z NONE (No reportable reimbursements.) SOURCE LOCAION PURPOSE IEMS PAID OR PROVIDED

3 Page 3of11 Edgar, R. Allan V. GIFS. (/11c/udes those to spouse a11d depe11dem children; see pp I of filing i11structions.) [Z NONE (No reportable gifs.) SOURCE DESCRIPION VALUE VI. LIABILIIES. (fllcludes those of spouse a11d depende11t children; see pp ofjili11g i11structio11s.) [Z NONE (No reportable liabilities.) CREDIOR DESCRIPION VALUE CODE

4 Page 4of11 Edgar, R. Allan 04/2/2009 VII. INVESMENS and RUSS - income, value, transacno11s r1nc1udes those of spouse and dependent c1iudre11; see PP of filing i11structions.j D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end of ransactions during. reporting period (including trust assets) reporting period reporting period Place "(X)" after each asset exempt from prior disclosure (I) (2) (I) (2) (I) (2) (3) (4) (5) Amount ype (e.g., Value Value ype (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private l. FSG Bank-Chattanooga, N, RUSEE SE LF-DIRECED IRA: - S! Classic Prime Quality Money Market D Interest Sold 2/11 M 3. - Vanguard Windsor II Fund B Dividend L - Harbor International Fund B Dividend L 5. - Rowe Price New Era Fund B Dividend M 6. - Harbor Capital App. Fund A Dividend K 7. - Vanguard Mid-Cap Index Fund A Dividend K 8. - CGM Realty Fund A Dividend J 9. - I Shares MSC! Pacific Ex Japan Fund A Dividend J Fidelity Value Fund A D.ividend K Fidelity Contrafund A Dividend K 1 - Brandywine Fund None K Fidelity Fifty Fund A Dividend K 1 - Macquarrie Infrastructure Co. rust A Dividend J I-shares DJ US. Financial Services A Dividend K Fed Home Loan BK 5% Bond A Interest Sold L Fed Home Loan BK 5% Bond A Interest Sold 8/5 L 1. Income Gain Codes: A =SL,000 or less B =SL,001 -$2,500 C =S2,501 - SS,000 D =SS,001 - SIS,000 E =SLS.OOL -SS0,000 (See Columns BI and D4) F =$50,001 - $100,000 G=SIOO,OOl -Sl,000,000 HI =$1,000,001 -S5,000,000 H2 =More than $5,000,000 Value Codes J =S 15,000 or less K =SL5,00t -$50,000 L =$50,00 L - SL00,000 M =SLOO,OOt - $ (See Columns Cl and 03) N =S250,00I -SS00,000 0 =$500,001 - $1,000,000 Pl =Sl,000,001 - S5,000,000 P2 =S5,000,00L - $25,000,000 P3 =S25,000,00 I - $50,000,000 P4 =More than S50,000, Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment =Cash Market (See Column C2) U =Book Value V=Other W =Estimated

5 Page 5of11 Edgar, R. Allan 04/2/2009 VII. INVESMENS and RUSS -- i11come, vatue, 1ra11sac1io11s r1nc1udes those of spouse a11d depende111 children; see PP offili11g ins1ruc1io11s.j D NONE (No reportable income, assets, or transactions.) A. B. Description of Assets (including trust assets) Place "(X)" after each asset exempt froljl prior disclosure Income during reporting period C. Gross value at end of reporting period D. ransactions during reporting period (!) (2) (!) (2) (!) (2) (3) (4) (5) Amount ype (e.g., Value Value ype (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private 18. I-shares Brazil Index Fd A Dividend J Buy 1116 J 19. JP Morgan Chase & Co 7.9% Bond A Interest K Buy 4/18 K 20. Merrill Lynch & Co 6.15% Bond A Interest K Buy 5105 K 21. Intl.Paper Co 7.4% Bond A Interest K Buy 6106 K 2 FSG Bank 5% CD A Interest L Buy L 23. IBM Corp % Bond A Interest K Buy 10/14 K 2 A& Corp. 6.7% Bond A Interest K Buy I I/I 3 K 25. Federated Prime Oblig Money Fund B Interest K Buy 2/11 K 26. Sel. Am. Shares Fund (IRA) A Dividend J 27. Schwab Deposit Accounts (IRA) A Dividend J 28. Vanguard Windsor II Fund (IRA) A Dividend J 29. Artisan Midcap Fund (IRA) A Dividend J 30. Baron Growth Fund (IRA) None J 31. Oakmark Int'! Fund (IRA) None Sold 517 J B 3 Schwab otal Bond Mkt Index Fund (IRA) A Dividend J 33. Oakmark Equity Inc. Fund (IRA) A Dividend J 3 Wash Mutual Bk 75% CD, (IRA) None Redeemed 5/21 K I. Income Gain Codes: A =$ t,000 or less B =$1,00 I - $2,500 c =$2,501 -$5,000 D =$5,001- St5,000 E =$15,001 -$50,000 (See Columns BI and 04) F =S50,00I - SI00,000 G =SI00,001 -$1,000,000 HI =Sl,000,001 - $5,000,000 H2 =More than $5,000,000 Value Codes J =SI5,000 or less K =$15,001 - S50,000 L=$50,001-$100,000 M =SI 00,00 I - $250,000 (See Columns Cl and 03) N =$250,00t - $500,000 0 =$500,001 - Sl,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,00 I - $50,000,000 P4 =More than S50,000, Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment =Cash Market (See Column C2) U =Book Value V =Other W =Estimated

6 Page 6of11 Edgar, R. Allan 04/2/2009 VII. INVESMENS and RUSS -- income, value, 1ra11sac1io11s r111c1udes 11iose of spouse and depe11de111 children; see PP of fi/i11g ins1ruc1io11s.j D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period Place "(X)" after each asset exempt from prior disclosure (I) (!) (2) (2) Amount ype (e.g., Value Value ype (e.g., Code I div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption) (I) (2) Date Month- Day (3) (4) (5) Value Gain Identity of Code 2 Code I buyer/seller (J-P) (A-H) (if private 35. First Bank PR 3.7% CD A Interest K Buy 10/6 K 36. Landus Intl. Fund A Divid en d J Buy 5/8 J 37. Fidelity Cash Reserves Fund (IRA) A Interest J 38. Fidelity Contrafund (IRA) A Dividend J 39. Spartan otal Market Index Fund (IRA) A Dividend J 40. Fidelity Div Int'! Fund (IRA) A Dividend J 41. Fidelity Balanced Fund (IRA) A Dividend J 4 Fidelity Short erm Bond Fund (IRA) A Dividend J 43. Fidelity Value Fund (IRA) None Sold I/JO J 4 Fidelity Overseas Fd (IRA) A Dividend J 45. Fidelity Growth Discovety Fd (IRA) A Dividend J Buy 1/10 J 46. Morgan Stanley Liquid Asset Fund A Interest Sold 11/21 K 47. IAA-CREF Retirement Fund A Dividend K 48. RUS#J: Fidelity Municipal Money Market Fund A Dividend J Phillip Morris 7.650% A Interest Redeemed 711 J Ford Motor Credit 5.8% A Interest J I. Income Gain Codes: A =S 1,000 or less B =Sl,001 -S2,500 C =$2,501 -S5,000 D =S5,00I - S 15,000 E=Sl5,00I -550,000 (See Columns BI and 04) F =550,001 - Sl00,000 G =SI00,001 - SI,000,000 HI =Sl,000,001 $5,000,000 H2 =More than S5,000,000 Value Codes J =$15,000 or Jess K =$15, ,000 L =$50,001 - $100,000 M =SI00, ,000 (See Columns Cl and 03) N =$250,001 - S500,000 0 =$500,001 -Sl,000,000 PI =S 1,000,00 I - $5,000,000 P2 =$5,000,001 - S25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000, Value Method Codes Q -=Appraisal R =Cost (Real Estate Only) S =Assessment =Cash Ma rket (See Column C2) U =Book Value v Other W ::Estimated

7 Page 7of11 Edgar, R. Allan VII. INVESMENS and RUSS -income, value, 1ransac1io11s r1nc1udes those of spouse a11d depe11de111 childre11; see PP offili11c i11s1ruc1io11s.j D NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. D. Income during Gross value al end of ransactions during reporting period reporting period reporting period (l) (2) (I) (2) {l ) (2) (3) Amount ype (e.g., Value Value ype (e.g., Date Value Gain Identity of Code I div., rent, Code2 Method buy, sell, Month - Code 2 Code l buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (4) (5) 5 - Fed Nat'! Mortgage 5.25% A Interest K Union ank Car 7.45% A Interest J 5 - Great Lakes Chem 7% A Interest J Abitibi-Consol 7.875% A Interest J Ford Motor Credit 7.375% A Interest J Gen Motors Ace 7.75% A Interest J Citigroup 6.5% A Interest K JP Morgan 6.75% A Interest K Cardinal Health 6.75% A Interest J Boeing Cap 6.1% A Interest J 6 - Am Home Prod 6.9% A Interest J Morgan Stanley 6. 75% A Interest J 6 - Caterpillar Inc. 6.55% A Interest J Hormel Foods 6.625% A Interest J Ocean Energy 7.25% A Interest J Ford Motor Credit 7.25% A Interest J Honeywell Int'l 6.125% A Interest J I. Income Gain Codes: A =$ 1,000 or less B =SI,00 I - S2,500 C =S2,501 - S5,000 D =S5,001 - $15,000 E =SI 5,00 I - 550,000 (See Columns BI and 04) F =SS0,00 I - SI 00,000 G =$100,001 -Sl,000,000 HI =$1,000,001 -SS,000,000 H2 =More than SS,000,000 Value Codes J =S 15,000 O less K =$15, ,000 L =$50,00 I - $100,000 M =$100, ,000 (See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =Sl,000,001 - S5,000,000 P2 =S5,000,00I - $25,000,000 PJ =S25,000,00 I - SS0,000,000 P4 =More than S50,000, Value Method Codes Q =Appraisal R =Cost (Real Estale Only) S =Assessment =Cash Market (See Column C2) U =Book Value V =Other W =Estimated

8 Page 8of11 Edgar, R. Allan VII. INVESMENS and RUSS - income, value, 1ra11sactions (Includes those of spouse and dependent children; see PP D NONE {No reportable income, assets, or transactions.) of fili11c i11srruc1ions.j A. 8. D. Description of Assets Income during Gross value al end of ransactions during reporting period (including trust assets) reporting period reporting period Place "(X)" afier each asset exempt from prior disclosure (2) c. (2) (I) (I) (I) (2) (5) Amount ype (e.g., Value Value ype (e.g., Dale Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/st;ller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private (3) (4) Lehman Bros 6.625% None J General Electric Cap 6% A Interest J Bank of America 875% A Interest J 7 - Boise Cascade 7.35% A Interest J U S reasury 8.125% A Interest J 7 - WalMart 7.55% A Interest K Spartan otal Market Index Fund c Dividend M Fidelity Div Int'] Fund B Dividend K Fidelity 500 Index Fund A Dividend J 78. -N. Salem St BK-CD 5.1% A Interest Redeemed 511 K 79. -Fidelity Mega Cap Fd A Dividend J Buy 1013 K st Centy Bk CD A Interest Redeemed 9130 J 81. -Citizens Bk Flint MI CD A Interest Redeemed 10/31 K 8 -Metro Bk Dade Co FL CD A Interest Redeemed 4/25 J 83. First Regl Bk Cali 3.7%CD None K Buy 613 K 8 First Bk PR Santurce 3.7% CD A Interest L Buy 11/20 L 85. RUS#2: I. Income Gain Codes: A =S 1,000 or less B =Si,001 - $2,500 C =S2,501 - S5,000 D=S5,00I -$15,000 E=S15,00l -S50,000 (See Columns BI and D4) F =S50,00I - SI00,000 G =SI 00,001 SI,000,000 HI =Sl,000,001 -SS,000,000 H2 =More than SS,000,000 Value Codes J =$15,000 or less K =$15,001 - S50,000 L =$50,00 I SI 00,000 M =SI00,001 -S250,000 (See Columns Cl and 03) N =$250,001 - S500,000 0 =$500,001 -Sl,000,000 Pl =Sl,000,001 - $5,000,000 P2 =S5,000,00I - S25,000,000 P3 =S25,000,00 I - S50,000,000 P4 =More than S50,000, Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment =Cash Market (See Column C2) U =Book Value V =Other W =Estimated

9 FINANCIAL DISCLOSURE REPOR Page 9of11 Edgar, R. Allan 04/2/2009 VII. INVESMENS and RUSS -- income, value, transactions (Includes those of spouse and dependelll children; see PP ofjili11g iiistructio11s.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period (I) (2) (I) (2) (I) (2) (3) Place "(X)" after each asset Amount ype (e.g., Value Value ype (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private (4) (5) Vanguard Pacific Index Fund A Dividend J Vanguard European Index Fund A Dividend J Vanguard otal Stock Market Index Fund A Dividend K Vanguard Prime Money Market Fund A Dividend J Vanguard Short erm Bond Index Fund A Dividend J Rowe Price New Era Fund A Dividend K 9 John Hancock Universal Life Insurance Poli B Interest K cy 93. Regions Bank 3.44% CD None K Buy 11/25 K 9 Regions Bank 3.44% CD None J Buy 11/21 J 95. Sunrust Bank-Accounts (x) A Interest J I. Income Gain Codes: A =S 1,000 or less 8 =St,OOt $2,500 C =$2,50I S5,000 D =S5,00I StS,000 E=St5,00I.- 550,000 (See Columns BI and D4) F =S50,00I SJ00,000 G =SI00,001 SI,000,000 HI =SJ,000,001 SS,000,000 H2 =More than SS,000,000 Value Codes J =Sl5,000 or less K =SI5,00I S50,000 L =$50,001 $100,000 M =St00, ,000 (See Columns Cl and 03) N =5250,001 S500,000 0 =$500,001 $1,000,000 Pl =Sl,000,001 SS,000,000 P2 =S5,000,00I S25,000,000 P3 =$25,000,001 $50,000,000 P4 =More than $50,000, Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment =Cash Market (See Column C2) U =Book Value V =Other W =Estimated

10 Page 10of11 Edgar, R. Allan VIII. ADDIIONAL INFORMAION OR EXPLANAIONS. (lttdicateparto[reporl) PARS I AND VII -- he listed trusts are - trusts for the benefit I am Co-rustee of RUS #I, and rustee of RUS # of lt Part VII, Line I, rustee of self directed IRA changed from Sunrust Bank to FSG Bank, 2/11/08. Pa11 VII, Line 27, Formerly designated as Schwab Money Market Fund Part VII, Line 49, Formerly designated as Fidelity Cash Fund

11 Page 11 of 11 Edgar, R. Allan IX. CERIFICAION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NO E: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS O FILE HIS REPOR MAY BE SUBJEC O CIVIL AND CRIMINAL SANCIONS (5 U.S.C. app. 104) FILING INSRUCIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C