[{ NONE (No reportable non-investment income.) [Z NONE (No reportable non-investment income.) D NONE (No reportable reimbursements.

Transcription

1 Kazen_George_P

2 Page 2of Ill. N 0 N-INVESTMENT INC 0 ME. (Reporting individual and spouse; see pp. I 7-24 of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [Z NONE (No reportable non-investment income.) SOURCE AND TYPE I IV. REIMBURSEMENTS - transportation, lodging.food, entertainmenl (Includes those 10 spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I. NYU Law School Feb New York City Moot Court Competition Airfare, three nights hotel Hidalgo County Bar Assn. March South Padre Island Federal Law Conference Auto mileage, one night hotel 3. Federnl Bar Association.Tampa May Orlando, Florida Sent. Guidelines Seminar Airfare, two nights hotel, some meals Bay Chapter 4. Diocese of Lubbock, Texas Oct. 1-2 Lubbock, Texas Red Mass Airfare, one night hotel

3 Page 3of7 V. GIFTS. (Includes those to spouse and dependent children; see pp of filing instructions.) 0 NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE I. Laredo Country Club (not member as of year end. See Paragraph VIII) Honorary Membership $1, VJ. LIABILITIES. dnciudes those of spouse and dependent children; see pp of filing instructions.) l2 NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I.

4 Page 4of7 VII. INVESTMENTS and TRUSTS - income, vatue, 1ransac1ions rrnc1udes those of spouse and dependent children; see PP J4-6o offuing instructions.) 0 NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (ifprivate (Q-W) transaction) I. Royalty Interest Webb County, Texas c Royalty J w Hilltop Farms, Ltd. (1.8%) Webb County, A Distribution L u Texas 3. Royalty Interest-Parcel I, Shackelford Cou B Royalty J w nty, Texas 4. Royalty Interest-Parcel 2, Shackelford Cou A Royalty J w nty, Texas 5. Undivided 1/3 Interest, Ranch, Shackelford None J w County, Texas 6. MFS Mutual Funds-IRA None K T 7. MFS Emerging Growth A 8. MFS Emerging Growth B 9. MFS Sector Fund A 10. Wachovia Securities Money Market Fund A Interest J T II. Nationwide Health Properties Stock (Stock) A Dividend J T (IRA) 1 ING Annuity D Interest M T 13. Royalty Interest-Parcel 3 Shackelford Coun D Royalty J w ty, Texas 14. Real Estate, Bowie County, Texas None 0 w 15. Royalty Interest, Dickens County, Texas D Royalty J w 16. Coin Collection None J w 17. Duke Energy Corp. New (stock) {IRA) A Dividend ] T I. Income Gain Codes: A=S 1,000 or less B =$1,00 I - S2,500 c=$501 $5,000 D =$5.00 I - S E=$15,001 $ (Sec Columns Bl and 04) F=$50,00 I - S I00,000 G =$100,001 - $1.000,000 HI =S 1.000,00 I - $5.000,000 H2 =More than $5.000,000 Value Codes J=$15,000 or less K =St5,00I - SS0.000 L=$50,001 SI M =$100,00t $ (See Columns Cl and DJ) N=$250,00 I - $500,000 0=$500,001. $1,000,000 Pl =St,000.00t $5,000,000 P2 =$5,000,001 - $25,000,000 rj=s25,ooo.001 sio P4 =More than $50, Value Method Codes Q =Appraisal R.=ost (Real Esta1e Only) S =Assessment T =Cash Market (Sec Column C2) U Book Value V -Other W =Estimated

5 Page 5of7 VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those of spouse and dependent children: see PP J4-6o of fiing instructions.) 0 NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div. rent, Code 2 Method buy, sell, Month Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 18. Teppco Partners, L.P. (Stock) (IRA) None J T 19. Texas Community Bank Accounts D Interest N T 20. USAA Federal Savings Bank Account A Interest K T 21. Royalty Interest--Parcel 4-- Shackelford C c Royalty K w ounty, Texas 2 American Balanced Fund-A D Dividend L T 23. Compass Bank (formerly Laredo National A Int./Div. K T Bank) 24. Royalty interest--parcel 5--Shackelford Co A Royalty J w unty, Texas 25. Royalty interest--parcel 6--Shackelford Co None K w unty 26. Spectra Energy Corp. (IRA) A Dividend J T 27. Technology Sector Fund (IRA) A Dividend J T Buy 5/28 J Market I. Income Gain Codes: A =S 1,000 or less B =S 1,00 I - S2,500 C =$2,50I - $5,000 D =SS,001 -$15,000 E =$15,001 $50,000 (See Columns Bl and 04) F =S50,00 I - SI G =$100,001 -Sl,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J =S 15,000 or less K =S 15,00 I - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000 (See Columns Cl and OJ) N =$250,001 $500,000 0 =$500,001. s 1,000,000 Pl =Sl,000,001 $5, P2 =$5,000,001 $25.000,000 PJ =$25,000,001 $50,000,000 P4 =More than $50,000,000 J. Value Method Codes Q =Appraisal R =Cosl (Real Estate Only) b =Assessmeat T =Cash Market (See Column C2) U :c8ook Value V =Other W =Estimated

6 Page 6of7 Name or Person Reporting Date or Report VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport) Paragraph V: I resigned long-standing membership in Laredo Country Club as required by new law, effective October Paragraph VII, Line I 0: Name changed when AG Ed wards acquired by Wachovia Banlc.

7 FINANCIAL DISCLOSURE REPORT Name or Person Reporting Date or Report Page 7of7 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate,"true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, &nd Judicial Conference regulations. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY F AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C