D NONE (No reportable positions.)

Transcription

1 AO JO Rev FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2012 Report Required by the Ethics in Government Act of 1978 (5 u.s.c. app.. H ) I. Person Reporting (last name, first, middle initial) 2. Court or Organization U.S. Court of Appeals, 11 Cir. Title (Article Ill judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time) D Nomination Date U.S. Circuit Judge - Active D Initial [{] Annual D Final Sb. Amended Report D 6. Reporting Period 01/01/2012 to 12/31/ Chambers or Office Address 99 NE 4th Street Suite 1223 Miami, FL IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all part ; checking the NONE box for each part where you have no reportable information. J. POSJTJ ONS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. Trustee Trust #I JJ. AGREEMENTS. (Reporting individ11al only; see pp of filing instructions.) D NONE (No reportable agreements.) PARTIES AND TERMS I State of Florida, Div. of Retirement; Sect. 40l(a),!RC 2. 10/1/82 Aetna Life Ins.; Deferred Comp., Sect. 457,!RC 3/3/87 Nationwide Life Ins.; Deferred Comp., Sect. 457,!RC

2 Page 2 of9 III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp of filing ins/ructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) l State of Florida Retirement (Aetna & Nationwide) $14, State of Florida Judicial Retirement $53, July 2012 New York University - Teaching Appellate Judges Seminar $1, B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{] NONE (No reportable non-investment income.) SOURCE AND TYPE l. 2. IV. REIMBURSEMENTS - transportation, lodging,food, entertainment. (Includes those to spouse and dependent children; see pp offiling i11struc1ions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I. American Bar Association - 1/18/2012-1/20/2012 Washington, DC Meeting airfare, meals, lodging ROLi Meeting 2. American Bar Association 2/19/2012-2/24/2012 Tunis Meeting I Conference airfare, meals, lodging - MENA Council Chair Meeting in Tunis American Bar Association - "Where Are The Lawyers" 4/19//2012- Washington DC 4/21/2012 Meeting airfare, mealis, lodging Panel American Bar Association - 4/29/2012-4/30/2012 Washington DC Meeting airfare, meal, lodging ROLi Meeting

3 Page 3 of9 5. American Bar Association - 8/2/2012-8/3/2012 Chicago, IL Panel-Lecture airfare, meals, lodging Death Penalty Representation Project 6. American Bar Association 07/06/ Morrocco, Egypt, Tunisia Meeting I Conference airfare, meal, lodging - MENA Council Chair 07/12/2012 Meeting in Tunis 7. New Appellate Judge 07/15/2012- New York, New York Attend Seminar airfare, meals, lodging Seminar - New York 07/20/2012 University 8. American Bar Association - 10/10/ Washington, DC Meeting airfare, meals, lodging ROLi Meeting 10/11/ University of Tennessee Moot 10/18/ Knoxville, TN Panel airfare, meals, lodging Court Competition 10/19/ Yale University Moot Court 12/2/ /4/2012 Hartford,CT Panel airfare, meals, lodging 11. American Bar Association - 12/12/2012- Washington, DC Meeting airfare, meals ROLi a& ASIL Meeting 12/12/2012

4 Page 4 of9 V. GIFTS. (Includes those to spo11se and dependent children; see pp of filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE I VJ. LIABILITIES. (Includes those ofspo11se and dependent children; see pp of filing ins/r11ctions.) D NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I. Wachovia Bank (re-mortgage) Real Estate Mortgage (1/2 owner) L 2. 5.

5 Page 5 of9 Name of Person Reporling Dale of Reporl VII. INVESTMENTS and TRUSTS -- income, vatue, 1ransac1ions onc1udes 11rose of spouse and dependen1 children; see PP of filing ins1ruc1ions.j D NONE (No reportable income, assets, or transactions.) A. B. c. D. Descriplion of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reporting period of reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) I. AT & T, Inc (fonnerlysbc & be fore that A Dividend J T Pacific Telesis ) 2. Altera A Dividend L T Amgen, Inc (Amgn) A Dividend K T Sold 12/30/12 K E (part) Apple None M T 5. Applied Materials A Dividend K T 6. Attl (fonnerly Firstcom FCLX) None J T 7. Bank of America A Dividend J T Sold 12/30/12 K 8. Cisco A Dividend K T 9. Citicorp (c) formerly Travelers Group None J T Sold 12/30/12 J IO. Coca Cola (KO) A Dividend K T 1 I. Coming, Inc. (GL W) A Dividend K T 12. Dell None J T Sold 12/30/12 J 1 Walt Disney (DIS) A Dividend J T Sold 12/30112 J A 1 EMC Corp. None K T 15. Federal National Mortgage Association None J T Sold 12/30/12 J (Fannie MAE) 16. Fld.Contra Fd FCNTX None K T 17. Hewlett-Packard (HPQ) A Dividend K T Sold 12/30/12 J I. Income Gain Codes: A =$1.000 or less B =$t.00t -$2.500 c =$ $5.000 D =$5.00t - $t5.000 E =$15.00t -$ (See Columns Bl and 04) f =$ $ G =$! $ Ill =$ $ H2 =More than $ Value Codes J =$I or less K =$ $ L I - $I M 4! $ (See Columns Cl and 03) N =$ I $ =$ $ Pl =$ $ P2 =$ $25, P3 =$ $ P4 =More than $ Value Mc1hod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V =Other W =Estim;:itcd

6 Page 6 of9 VII. INVESTMENTS and TRUSTS -- D NONE (No reportable income, assets, or transactions.) income, value, transactions r1nc1ut1es those of spouse and dependent c11i1t1ren; see PP offiting instructions.) A. B. c. D. Description of Assets lncome during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (I) (2) (I) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (5) (Q-W) transaction) 18. Intel Corporation A Dividend L T Sold 12/30/12 L E 19. IBM A Dividend J T 20. JP Morgan Chase (JPM) A Dividend K T 21. Microsoft Corporation (MSFT) A Dividend K T 22. Nokia Corp. (NOK) A Dividend J T Sold 12/30/12 J 2 North. Trust NTRS A Dividend K T 2 Qualcomm, Inc. (QCOM) A Dividend J T 25. Texas Instruments A Dividend K T 26. Wells Fargo A Dividend J T 27. Live Ops None K T 28. Aetna Deferred Comp Plan (now ING Life) D Dividend L T 29. Nationwide D Dividend L T 30. Citibank Money Market A Int./Div. M T 31. TRUST# I (Global Managed Portfolio D Dividend Pl T Level 5 (Citibank) 32. Citigroup SMANS Energy A Int./Div. T Redeemed 12/30/12 M D 3 IRA # 1 (Clear Bridge Multi Cap Growth A Dividend M T Portfolios (Citibank) 3 I. Income Gain Codes: A =$1.000 or less B =$1.00t $2.500 c =$2.SOt -$5.000 D =$ $ E =$ $ (See Columns BI and D4) F =$ $ G =$I I - $ HI =$ $ ll2 =More than $ Value Codes J =$ or less K =$15,001 - $ L =$50.00 I -$ M =$ $ (Sec Colu111ns Cl nnd 03) N =$ I - $ =$ $ Pl =$ t -$ P2 =$ $ PJ =$ I - $ P4 =More than $ Value Mc1hod Codes Q =Appraisal H. =Cost (Real Estnte Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V=-Othcr W =Es1ima1ed

7 Page 7 of9 VII. INVESTMENTS and TRUSTS -- income, vatue, transactions r1nc1udes those of spouse and dependent c1tildren; see PP of filing instructions.; D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 35. Re-Parcel I-Lake Park, FL (1/2 ownership) None N w 36. Re-Parcel 2-Key Largo, FL (1/4 ownership) None K w Sold 11/1/12 L E 37. Re-Parcel 4-Homestead, FL (1/3 ownership) None L w 38. Re-Parcel 5-Homestead, FL (1/2 ownership} None L w 39. I. Income Gain Codes: A =$1.000 or less B =$1.00t - $2.500 C =$2.50 I -$5.000 D =$ $ E =$ $ (Sec Colu1nos Bl and D4) f =$ $ G =$ $ =$ $ =More than $ Value Codes J =$ or less K =$15000 I - $ L =$ $ M =$ $ (Sec Colrnnns Cl and 03) N =$ $ =$500,001 - $ Pl =$ $ P2 =$ $ P3 =$ I - $ P4 =More than $ J. Value Mcihod Codes Q =Appraisal R =Cost (Real Estate Only) S =Asscssmcn1 T =Cash Market (Sec Colu111n C2) U =Book Value V=Othcr W =Estimated

8 Page 8 of9 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofrepor/.)

9 Page 9of9 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Rosemar y Barkett NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTJONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Court Suite One Columbus Circle, N.E. Washington, D.C