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1 Training Prgram Overview Training is extremely imprtant and is ne f the fur pillars f an AML cmpliance prgram This is a multi-faceted training prgram that targets a wide variety f disciplines, skill sets and experience levels, as well as different levels f management and nnmanagement persnnel Training sessins ffered are far reaching and geared t a brad spectrum f public and private sectr audiences Training sessins are practical and peratinally fcused Flexibility Training classes/mdules range frm 30 minutes t a week r mre in duratin Training material is cntinuusly updated t remain current Training can be custmized t fit a client s specific requirements Training sessins can be delivered in a variety f frms, either in persn r via the internet Tpics include: Threat Financing Terrrist Financing Mney Laundering Trade Based Mney Laundering Reginal Mney Laundering Risks Risk Assessment/Recgnitin Knw Yur Custmer BSA Reprting Requirements Suspicius Activity Reprting Financial Intelligence Red Flags Risk Awareness Accunting Statement Fraud Fraud/Financial Crimes Check Fraud Lan Fraud Mrtgage Fraud

2 Crprate Fraud Investment Fraud Pnzi Schemes Insider Trading Identity Theft/Fraud Credit Card Fraud Pre-Paid Card Fraud and Mney Laundering Internet and Cyber Frauds Facilitatin Tls Used in Furtherance f Fraud Learn t Think Like a Fraudster Other Frauds Health Care Fraud Crruptin Freign Crrupt Practices Act (FCPA) Intellectual Prperty Theft Drug Trafficking Human Trafficking/Smuggling Asset Recvery Risk frm Electrnic Payment Mechanisms Cnducting Investigatins Financial Investigatins Interviewing Cllecting Financial Recrds/Evidence Intuitin Incident Management/Respnse Fr Financial Institutins Fr Nn-Financial Institutins Gvernment Cmpliance Prfessinals Security/Investigatrs Organizatinal Respnders Training fr Senir Executives and/r Bard f Directrs Anti-Mney Laundering (AML) Annual Training Crprate Culture/Ethics Bard Training Practical Prblems/War Gaming Case studies Other

3 Library f training sessins include: 2010 NGIC Threat Finance: AML, Terrrist Financing and Financial Crimes: The Private Sectr s Apprach A Tale f Tw Banks: A Case Study Adpting the Latest Best Practices t Prtect Yur Organizatin frm Fraud Al Capne: A Case Study Alternate Value Transfer System Analyzing Real-Life Case Studies: Wuld Yu Bank this Individual r Cmpany? AML in the Mrtgage Industry AML & SAR Prgram Cmpnents AML/Terrrist Financing Strategies Anti-Mney Laundering: Current Risk Issues Anti-Mney Laundering and Ecnmic Crimes Anti-Mney Laundering Essentials Assessing the Cnvergence Between Terrrist Grups and Transnatinal Criminal Organizatins BSA Reprting: A Tl Against Terrrist Financing Bank Secrecy Act Requirements Beneficial Ownership Bard Training Breaking Thrugh the Functinal Sils t Drive Secure and Prfitable Grwth Bringing Mrtgage Fraud Under Cntrl Can Yu Think Like a Fraudster? Case Studies in Financial Crimes and Mney Laundering Case Study: A Tale f Tw Banks Case Study: Lebanese Canadian Bank Case Study: Millnes Drug Trafficking Organizatin Case Study: Mumbai Bmbing Case Studies in Mney Laundering and Terrrist Financing Case Study: Rthstein Pnzi Scheme Case Study: Shawqi Omar Case Study: The Allure f Fraud Cmbating Terrrist Financing Thrugh Charitable Organizatins Cmbating Yur Institutin s Biggest Threat: Trade Based Mney Laundering Cmpnents f a Successful SAR Cnducting Effective AML Investigatins: Law Enfrcement Methdlgies and Private Sectr Techniques Cnducting Financial Investigatins Cnducting a Mney Laundering Investigatin Cnducting Effective AML Investigatins: Wrkshp Cnvergence f Terrrist Grups and Transnatinal Organized Crime

4 Crprate Culture: The Driving Frce Behind Regulatry Actins Against Financial Institutins Crprate Fraud and Pnzi Schemes Cunter Threat Finance Overview: Plicy Appraches and Case Studies Current and Emerging Trends Current Issues f Terrrist Financing Current Threat Envirnment Cyber Fraud Decnstructing Cmplex Financial Structures t Identify Beneficial Ownership Detecting and Mnitring fr Financial Crimes: Wrkshp n Fraud and AML Red Flags Deterring the Threat f Terrrism by Disrupting the Funding Flw Due Diligence Emerging Issues Within Terrrist Financing Emerging Trends in Trade Based Mney Laundering Explring and Interdictin and Enfrcement Aspects f Internatinal Payments Explitatin f Charities by Terrrists Financial Intelligence Frming a Financial Intelligence Unit Fraud Intensive: Identifying Red Flags and Suspicius Activity Funding Mechanisms fr Terrrism: A U.S. Perspective Gathering Financial Transactin Infrmatin Getting Ahead f Illegal Online Activity Glbal Financial Crisis Glbal Terrrism Tday: Understanding and Disrupting Terrrist Financing Hizballah Case Studies Human Smuggling/Trafficking Hypthetical Case Study Identifying and Disrupting Reginal Risks t Thwart Terrrist Financing and Organized Criminal Operatins Illegal Mney Remittance Businesses Incident Management fr Financial Institutins: A Cncept f Operatins fr Yur Financial Institutin s Emergency Management Intellectual Prperty Theft Investigatins 101: Wh, What, When, Where, Hw and Why Investigating NGOs Khalid Ouazzani: A Case Study Law Enfrcement s Rle Against Glbal Terrrism Lebanese Canadian Bank: A Cmprehensive Case Study Managing the Terrrist Financing Risk f Banking Charities Mney Laundering Mney Laundering and Illicit Financial Flws: Hw Mney Laundering and Crruptin Impact the Wrld Ecnmy

5 Mney Laundering and Terrrist Financing Mney Laundering and Terrrist Financing: What are the Criminals up t Nw Mney Laundering, Terrrist Financing and Related Financial Crimes Training fr Law Enfrcement Mney Laundering Trends and Develpments Mrtgage Fraud Mrtgage Fraud: Lenders Beware Mumbai Terrrist Attacks Occupatinal Fraud and Abuse Operatin Smkescreen: A Hizballah Case Study Pint Cunterpint: The Fight Against Terrrist Financing: Necessary Bulwark r Unnecessary Burden Pre-Paid Cards Used fr Criminal Activity and Mney Laundering Pnzi Schemes Pnzi Scheme Hypthetical Case Study Pnzi Schemes and Crprate Fraud Public Private Partnerships Relevance f Terrrist Financing t Cmpliance Officers Red Flags and Investigative Instincts Red Flags: Identifying Abuse f NGOs and Charities Risk Assessment Saga f a Cmpliance Officer SAR Analysis: Hw Law Enfrcement Utilizes the Crucial Infrmatin Yu Reprt SARs Nw and Then: Hw FinCEN and Law Enfrcement Analysis and Investigative use f SARs has Evlved in 2014 SAR Prcess SARs and Investigative Prcess SAR Reprting and Anti-Fraud measures SAR Wrkshp Shell Cmpanies and Beneficial Ownership Sigue: A Case Study Suspicius Activity Reprts Suspicius Activity Reprting: Ging Beynd the Frm Terrrist Attack Cycle Terrrist Financing Terrrist Financing and AML Risks Terrrist Financing and Bankers Respnsibilities Terrrist Financing and The USA Patrit Act Terrrist Financing: Current and Emerging Trends Terrrist Financing and Narc-Cash: Tracking the Mney Terrrist Financing: Operatins View Terrrist Financing in 2013 and Beynd

6 Terrrist Financing in 2014 and Beynd Terrrism Update The Challenge f Beneficial Ownership The Imprtance f BSA/AML Reprting Requirements in Fighting Terrrist Financing, Fraud and Mney Laundering The Investigatin f Llyds TSB Bank, PLC The Misuse f Afghan Trade t Launder Narctics Prceeds The Rle f Financial Investigatins and Interagency Infrmatin Sharing in Cuntering the Financing f Terrrism The Saga f a Cmpliance Officer The Threat f Fraud and Mney Laundering t Mney Services Businesses Think Like a Fraudster: Hw t Launder Prceeds frm Fraudulent Activity Threats Psed by Mney Laundering, Fraud and Terrrist Financing Threats Psed by Mney Laundering and Terrrist Financing T Identify a Fraud, Learn t Think Like the Fraudster T SAR r Nt t SAR: Prcess and Cnsequences Trade Based Mney Laundering Understanding AML and Related Challenges in a Changing Regulatry Envirnment Understanding and Disrupting Terrrist Financing Understanding the Onging Impact f Mrtgage Fraud n Financial Institutins Understanding Reginal Risks Washingtn, D.C. Prperty Tax Scandal: A Case Study Weathering the Perfect Strm: Operatinal Risk Management A Practive Apprach