Operational Risk Management Training Methodology

Transcription

1 Operatinal Risk Management 4-day intensive curse n Operatinal Risk Management & Mitigatin frm cncepts thrugh self-assessment t implementatin designed fr the Egyptian Banking Institute Regulatry and cmpliance results are nt just an incnvenience: they are there t prtect ur business and ur prfitability. Prperly applied, peratinal risk management nt nly delivers cmpliance, but bsts margins, helping us t priritize business pprtunities and avid cstly disruptin and failures. Sund peratinal risk management can lead t higher grwth and business success. But first yu need t knw and understand risk: hw it arises, hw it can be cntrlled and when t take advantage f it and grasp it. In this wrkshp, specially develped fr the Egyptian Banking Institute, we shw yu hw t hne yur peratinal risk management skills t achieve this. And we prvide yu with ur Risk Management Framewrk CD, with a Risk management textbk in sft cpy and a library f prven risk management tls t use. Key tpics cvered include: Risk management pressures and drivers Risk and Capital - An intrductin t Basel I, II and III Managing peratinal risk under Basel II & III Capital Charging: The clck is ticking! Creating a Risk Framewrk Analyzing, measuring and managing peratinal risk The COSO ERM framewrk Using CbiT fr IT Operatinal Risk Management Case studies and examples include: HSBC, Bank f America, LaSalle Bank, Shinkin Bank, Mizuh Bank, RBS, Natinwide, Natinal Australia Bank, JP Mrgan Chase, By the end f this training yu will: Discver practical and effective strategies fr managing peratinal risk Understand the implicatin f SOX, Basel II/III fr peratinal risk management Gain tls t turn peratinal risk management thery int practice Learn best glbal practice case studies current Wh Shuld Attend: The curse is develped fr all Risk Management prfessinals, auditrs and managers wh want t further their understanding f, and skills in, peratinal risk management. Training Methdlgy The wrkshp includes presentatin slides, vides, case studies and practical exercises.

2 Operatinal Risk Management & Mitigatin An Interactive 4-Day Wrkshp Designed fr the Egyptian Banking Institute Tpics Intrductin & Curse Objectives Wrkshp bjectives Tpic verview Delegates interests explred Origins f Operatinal Risk Management Definitins and Overview f Operatinal Risk Hazards, Threats & Risks What s the Difference? Cncept f Risk Hw Credit Agencies Rate Risk What is Enterprise Risk Management? What is Operatinal Risk Management? What is Risk Assessment - and Why D It? Real-Life Examples f Operatinal Risk Failures Operatinal Risk & Overall Risk Management Anatmy f Business Risks The Risk Management Prcess A Risk Management Structure Risk Classificatin & Risk Categries Risk Categries Risk Classificatin The FIRM Risk Screcard ARROW Risk Classificatin Wrld Bank Classificatin Surces f Operatinal Risk Surces f Operatinal Risk System & Peple Risks External Risks Prject Risks Supply Chain & Cntract Risk Management Technical Risk Management Brand Value, Reputatin & Image The Tp Banks Brand Value 2012 ISO Risk Management Standard ISO Overview Creating a Risk Framewrk under ISO Principles fr Managing Risk

3 Prcesses fr Managing Risk Integrated Risk Management The Risk Decisin-Making Prcess Treatment f Risk COSO ERM Risk Management Framewrk What is COSO? Enterprise & Operatinal Risk Management Thrugh COSO The COSO Risk Management Framewrk The COSO 8 Cmpnents & 4 Categries f Risk Internal Envirnment Objective Setting Event Identificatin Risk Assessment Risk respnse Cntrl Activities Infrmatin & Cmmunicatin Certificate f perfrmance Sarbanes-Oxley & Operatinal Risk SOX & Its Mtivatin Reprting under SOX The Rles f the Bard & The Audit Cmmittee SOX & Operatinal Risk Basel I, II & III Operatinal Risk Management Backgrund t the Basel Accrd What s new in Basel III - & What Isn t The Three upillars Basel II & III and Operatinal Risk Risk Cntrl & Self-Assessment Basel Risk Management Intrductin t the Capital Charge - Basic Indicatr Apprach - Standardized Apprach - Advanced measurement Apprach Basel III Timeline Capital Charge Reductin via Insurance Hw Can Yu Influence the Capital Charge? 6 Steps t a Risk Management Framewrk An Insurance Radmap t Operatinal Risk Prtectin CbiT 5 & Operatinal Risk Management What is CbiT5 & Hw Des It Apply it t OR?

4 Pressures fr Operatinal Risk Management in IT Management Questins & Gvernance Answers What CbiT5 is The CbiT Gvernance Cntrl Mdel CbiT 5 & ITIL The 5 CbiT 5 Principles The CbiT 5 Enablers CbiT Cmpnents CbiT Dmains Relatinship f CbiT t Other OR Cntrl Mdels Cbit Operatinal Risk Assessment Frms CbiT Benefits & Tips ISACA Operatinal Risk Assessment with CbiT ISACA IT Security Assurance with CbiT Techniques fr Operatinal Risk Analysis Basic Prbability Cncepts Stchastic Mdelling and It s Subsets Dependency Mdelling Valuing Risk & Flexibility Sensitivity Analysis Quantitative & Qualitative Operatinal Risk Analysis Netwrk Analysis Blean Simulatin Bayes Therem Mnte Carl Analysis Risk Envirnment & Risk Culture Hw We Learn Abut Risk Risk Envirnment Risk Perceptins Risk Culture Applying the Barry Turner Mdel t Banking & Finance Swans: Black, Grey & White The Rle f Leadership Operatinal Risk & Business Cntinuity What is Business Cntinuity Management? Hw Des it Relate t Operatinal Risk Management? Operatinal Risk Management & ISO BC Standard Operatinal Risk Management & ISO IT DR Standard Operatinal Management & ISO IT Security Synergies between Operatinal Risk & Business Cntinuity Integrating the Apprach

5 Case Studies in Operatinal Risk Summary: Barriers & The Risk Framewrk Case Studies in Operatinal Risk Management: - Deutsche Bank - Credit Suisse First Bstn - UBS - Dresdner Bank A Prcess Apprach Practical OR Case Study Exercise: Operatinal Risk in Retail Banking A Banking Case Study: Its Operatinal Risk Initiative Surgery, Open Frum & Delegates Actin Plans Delegates Opprtunity fr fllw-up Delegates Actin Plans Kingswell Internatinal