(An Open Ended Fund of Funds scheme Investing in Open Ended Diversified Equity Schemes of Mutual Funds)

Transcription

1 1 (An Open Ended Fund of Funds scheme Investing in Open Ended Diversified Equity Schemes of Mutul Funds) st Indi s 1 Direct to Investor Mutul Fund th 7 Floor, Hoechst House, Nrimn Point, Mumbi Quntum Mutul Fund. 7th Floor, Hoechst House, Nrimn Point, Mumbi Quntum Trustee Compny Privte Ltd. 7th Floor, Hoechst House, Nrimn Point, Mumbi Quntum Advisors Privte Ltd. 6th Floor, Hoechst House, Nrimn Point, Mumbi Quntum Asset Mngement Compny Privte Ltd. 7th Floor, Hoechst House, Nrimn Point, Mumbi Nme of the Scheme This product is suitble for investors who re seeking* Riskometer Quntum Equity Fund Of Funds An Open Ended Fund of Funds scheme Investing in Open Ended Diversified Equity Schemes of Mutul Funds Long term cpitl pprecition Investments in portfolio of open-ended diversified equity schemes of mutul funds registered with SEBI whose underlying investments re in equity nd equity relted securities of diversified compnies. Investors understnd tht their principl will be t Modertely High Risk * Investors should consult their finncil dvisers if in doubt bout whether the product is suitble for them.

2 2 Type of Risks Quntum Equity Fund of Funds (An Open Ended Fund of Funds Scheme Investing in Open Ended Diversified Equity Schemes of Mutul Funds) Investment Objective The investment objective of the scheme is to generte long-term cpitl pprecition by investing in portfolio of open-ended diversified equity schemes of mutul funds registered with SEBI. There cn be no ssurnce of positive returns from following the stted investment strtegy. Ctegory of Scheme Fund of Funds - Domestic Asset Alloction Pttern of the scheme Types of Instruments Open-ended diversified equity schemes of mutul funds registered with SEBI. Money Mrket Instruments nd Liquid Schemes of Mutul Funds Scheme Selection Risk Risk of investing in poor performing scheme Portfolio concentrtion Risk Risk Mngement Strtegies Lunch of Regulr Pln Effective April 01, 2017 Norml lloctions (% of Net Assets) Minimum (% of Net Assets) Mximum (% of Net Assets) Risk Profile The scheme will only invest in third prty mutul funds. The fund shll invest in mix of diversified equity schemes, mid cp/ smll cp/ lrge cp oriented schemes The bove sset lloction is only indictive nd my chnge from time to time, keeping in view the mrket conditions nd pplicble rules nd regultions. Investment Strtegy The investment strtegy of the Scheme will be to invest predominntly in open-ended diversified equity schemes of Mutul Funds, which re registered with SEBI fter using intensive fundmentl nlysis both quntittive nd qulittive, monitor the portfolio regulrly but not so s to engge in excessive churning, nd control risk by keeping portfolio dequtely diversified. The Scheme will invest mjority of its money in open-ended diversified equity schemes tht hve been in existence for t lest 3 yers t the time of mking investments. The Scheme will not invest in ny sector/themtic funds. Besides, it will not mke ny investments in the schemes of Quntum Mutul Fund. Furthermore, the schemes tht get short-listed will be tested cross the quntittive nd qulittive prmeters, set s prt of our fund selection process. Risk Profile of the Scheme Mutul Fund Units involve investment risks including the possible loss of principl. Plese red the SID crefully for detils on risk fctors before investment. Scheme specific Risk Fctors re summrized below: 1. The scheme proposes to invest predominntly in the open-ended diversified equity schemes of Mutul Funds, registered with SEBI. Hence the scheme's performnce will depend upon the performnce of the underlying schemes. Any chnge in the investment policies or the fundmentl ttributes of the underlying schemes my ffect the performnce of the scheme. 2. Investments in underlying equity schemes will hve ll the risks ssocited with such schemes including performnce of underlying stocks, derivtive investments, off shore investments, stock lending, etc. 3. The chnges in sset lloction my result in higher trnsction costs. 4. Since the Scheme proposes to invest t lest in 5 underlying schemes, the significnt underperformnce in even one of the underlying schemes my dversely ffect the performnce of the Scheme. Risk Mngement Strtegies Risk is n importnt prt of the investment functions. Effective Risk Mngement is criticl to Fund Mngement for chieving finncil gols. Investments mde by the Scheme shll be mde in ccordnce with Investment Objective of the Scheme nd provisions of SEBI (Mutul Funds) Regultions. The Fund hs identified following Risk nd designed Risk Mngement Strtegies which is the prt of the Investment Process to mnge such risks. Plns nd Options The Scheme offers two Plns : (I) Direct Pln (ii) Regulr Pln High Low The Fund hs lid down the criteri for quntittive nd qulittive rnking for selection of the schemes which pick up schemes with consistent long-term performnce with n emphsis on sound reserch nd investment process. The criteri hve been followed by meeting the fund mngers of the schemes to scertin devition from the strtegy. The reblncing of weightge is lso mde if necessry. The performnces of the schemes hve been reviewed every six months. The Fund hs lid down the policy in cse of portfolio holdings which hs criteri for investments into the schemes, limits on the per scheme investments, per mutul fund house nd schemes mnged by the fund mngers. The Fund lso clculte the stock nd sector concentrtion bsed on the weighted stock holdings of the scheme invested nd lso tke corrective ction by reblncing if necessry. Ech Pln offers two Options - Growth option & Dividend option: The Dividend Option will in turn hve two fcilities nmely, 1. Dividend Pyout Fcility nd; 2. Dividend Re-investment Fcility Investor should indicte the Direct / Regulr Pln for which the subscription is mde by indicting the choice in the ppliction form. In cse of vlid ppliction received without indicting ny choice of pln then the ppliction will be processed for pln s under: Scenrio Broker Code mentioned by the investor Pln mentioned by the investor Defult Pln to be cptured 1 Not mentioned Not mentioned Direct Pln 2 Not mentioned Direct Direct Pln 3 Not mentioned Regulr Direct Pln 4 Mentioned Direct Direct Pln 5 Direct Not Mentioned Direct Pln 6 Direct Regulr Direct Pln 7 Mentioned Regulr Regulr Pln 8 Mentioned Not Mentioned Regulr Pln In cses of wrong/invlid/incomplete ARN codes mentioned on the ppliction form, the ppliction shll be processed under Regulr Pln. The AMC shll contct nd obtin the correct ARN code within 30 clendr dys of the receipt of the ppliction form from the investor/ distributor. In cse, the correct code is not received within 30 clendr dys, the AMC shll reprocess the trnsction under Direct Pln from the dte of ppliction. In ccordnce with the SEBI Circulr No. Cir / IMD / DF/21/2012 dted September 13, 2012, the Mutul Fund/AMC shll provide seprte pln for direct investment i.e. investments not routed through distributor nd such seprte expense pln shll hve lower expense rtio excluding distribution expenses, commission etc., nd no commission shll be pid from such plns nd the pln shll lso hve seprte NAV. Investors re requested to note tht Quntum Mutul Fund is Indi's First direct to investor's Mutul Fund. Quntum Mutul Fund hs not chrged / debited ny distribution expenses to the schemes nd hs not pid ny upfront or tril commission to distributors for investment routed through distributor whether empnelled with Quntum Mutul Fund or not till Mrch 31,2017. Therefore, the Scheme did not hve Seprte Pln for receiving ny investment pplictions either through distributors or directly from investors, nd hd not declre seprte NAV for ppliction either through distributors or directly from investors for the Scheme till Mrch 31,2017. Quntum Mutul Fund hs introduced Regulr Pln with effect from April 01, 2017 for investors who wish to invest in units of the Scheme through Distributors nd not directly with the Fund. The Existing Pln (pln till Mrch 31, 2017) hs been nmed / clssified s the Direct Pln effective April 1, 2017 herein fter referred to s 'Direct Pln'. The investments in the Direct Pln invested through distributors or directly with the Fund till Mrch 31, 2017 shll remin under the Direct Pln. If Investors wish to trnsfer their ccumulted unit blnce held under the Direct Pln (through lumpsum / systemtic Investments mde through distributors) to Regulr Pln, they will hve to switch / redeem their investments nd pply under the Regulr Pln. Applicble NAV Subscription/Purchse including Switch Ins: 1. Purchses for n mount of `2 lkh nd bove:. In respect of vlid ppliction received upto 3.00 p.m. on Business Dy with RTGS / NEFT / Fund Trnsfer / Locl Cheque / Demnd Drft pyble t pr t the plce where it is received / Csh Crd / Debit Crd / IMPS/ One Time Mndte NACH nd funds for the entire mount of subscription/ purchse s per the ppliction re credited to the bnk ccount of the Scheme nd re vilble for utiliztion before the cut-off time ( 3.00 p.m.), the closing NAV of the dy on which the funds re vilble for utilistion shll be pplicble; b.in respect of vlid ppliction received fter 3.00 p.m. on Business Dy with RTGS / NEFT / Fund Trnsfer / Locl Cheque / Demnd Drft pyble t pr t the plce where it is received / Csh Crd / Debit Crd / IMPS / One Time Mndte NACH nd funds for the entire mount of subscription / purchse s per the ppliction re credited to the bnk ccount of the Scheme nd vilble for utiliztion before the cut-off time (3.00 p.m.) of the next Business Dy, the closing NAV of the next Business Dy shll be pplicble; c. However, irrespective of the time of receipt of ppliction, where the funds re not vilble for utilistion on the dy of the ppliction, the closing NAV of the Business Dy on which the funds re vilble for utilistion before the cut-off time (3:00 p.m.) shll be pplicble, provided the ppliction is received prior to vilbility of the funds. 2. Purchses/switch-ins for mount of less thn `2 lkh:. Where the ppliction is received upto 3.00 pm on Business Dy with RTGS / NEFT / Fund Trnsfer / Locl Cheque / Demnd Drft pyble t pr t the plce where it is received / Csh Crd / Debit Crd / IMPS / One Time Mndte NACH the closing NAV of the dy of receipt of ppliction shll be pplicble; b. Where the ppliction is received fter 3.00 pm on Business Dy with RTGS / NEFT / Fund Trnsfer / Locl Cheque / Demnd Drft pyble t pr t the plce where it is received / Csh Crd / Debit Crd / IMPS/ One Time Mndte NACH- the closing NAV of the next Business Dy shll be pplicble; nd c. Where the ppliction is received with n outsttion cheque or demnd drft which is not pyble on pr t the plce where it is received the closing NAV of dy on which the funds for the cheque or demnd drft is credited to the ccount of Scheme shll be pplicble. REDEMPTIONS INCLUDING SWITCH OUTS: 1. In respect of vlid pplictions received upto 3 p.m. on Business Dy - the closing NAV of the dy of receipt of ppliction shll be pplicble. 2. In respect of vlid pplictions received fter 3 p.m. on Business Dy - the closing NAV of the next Business Dy shll be pplicble. Minimum Appliction Amount/ Number of Units(under ech pln / option) Purchse/Switch Ins Additionl Purchse Repurchse /Redemption/Switch Outs nd in of `1/- therefter nd in of `1/- therefter / 50 Units Systemtic Investment Pln (SIP)& Systemtic Trnsfer Pln (STP) : (I) Dily `100 nd multiple of `1 therefter (ii) Weekly / Fortnightly / Monthly / Qurterly ` 500 nd in of `1 therefter Systemtic Withdrwl Pln (SWP): Weekly / Fortnightly / Monthly / Qurterly ` 500 nd in of `1 therefter nd of ` 1 therefter or ccount blnce whichever is less / 50 units Desptch of Repurchse (Redemption) Request The Redemption / Repurchse proceeds shll be disptched / credited to the registered bnk ccount of the investor within 10 Business Dys from the dte of receipt of redemption / repurchse request. Benchmrk Index S&P BSE Totl Return Index. Dividend Policy The Trustee proposes to follow the following dividend distribution policy: In terms of SEBI Circulr No. 1/64057/06 dted April 4, 2006, the Trustees shll fix the quntum of dividend nd the record dte. The AMC shll, within one clendr dy of the decision by the Trustee, issue notice to the public, communicting the decision, including the record dte. The record dte shll be 5 clendr dys fter the issue of notice nd issued in ccordnce with the terms of the Circulr. Declrtion of dividend is subject to the vilbility of distributble surplus. It must be distinctly understood tht the ctul declrtion of dividends under the Scheme nd the frequency thereof will, inter-li, depend upon the distributble surplus of the Scheme. There is no ssurnce or gurntee to Unitholders s to the rte of dividend distribution nor will tht dividend be regulrly pid. The dividend tht my be pid out of the net surplus of the Scheme will be pid only to those Unitholders whose nmes pper in the register of Unitholders on the notified record dte. Unitholders re entitled to receive dividend within 30 dys of the dte of declrtion of the dividend. However, the Mutul Fund will endevour to mke dividend pyments sooner to Unitholders. On distribution of dividends, the NAV will stnd reduced by the mount of dividend distributed nd sttutory levy, if ny, t the close of business hours on record dte. Nme of the Fund Mnger & Tenure of Mnging the Scheme Fund Mnger - Mr. Chirg Meht : Mnging since November 1, 2013 (4.3 yers) Nme of the Trustee Compny Quntum Trustee Compny Privte Limited

3 3 Performnce of the scheme (on Jnury 31, 2018) Quntum Equity Fund of Funds - Direct Pln Growth Option Period Scheme Returns % Benchmrk Returns % 1 Yer* (S&P BSE 200 Totl Return Index) Yers** 5 Yers** Since Inception** Pst performnce my or my not be sustined in the future. * Annulized ** CAGR Different Plns shll hve different expense structure. Dte of Inception July 20, Absolute Returns for the lst 5 Finncil Yers: (Quntum Equity Fund of Funds - Direct Pln Growth Option) Returns 60.00% 50.00% 40.00% 30.00% 20.00% 10.00% 0.00% % % % % Pst performnce my or my not be sustined in future SCHEME PORTFOLIO HOLDINGS AS ON JANUARY 31,2018 (i) Top 10 Holdings by Issuer: Issuer % to NAV Mire Asset Indi Opportunities Fund - Direct Pln - Growth Option SBI Mgnum Multiplier Fund - Direct Pln - Growth Option Adity Birl Sun Life Frontline Equity Fund - Direct Pln - Growth Option ICICI Prudentil Focused Bluechip Equity Fund - Direct Pln - Growth Option Frnklin Indi Prim Plus - Direct Pln - Growth Option L&T Mid Cp Fund - Direct Pln - Growth Option Frnklin Indi Prim Fund- Direct Pln - Growth Option Grnd Totl (ii) Fund Alloction Towrd Vrious Sectors: Sector Alloction % to NAV Units of Underlying Schemes Others 3.19 Grnd Totl Note Others include CBLO nd csh & csh equivlents (iii) To obtin scheme's ltest monthly portfolio plese click the following link Portfolio Turnover Rtio for lst one yer Not Applicble Trnsction Chrges In ccordnce with the SEBI Circulr No. Cir / IMD / DF/13/2011 dted August 22, 2011, the AMC is llowed to deduct trnsction chrges of Rs. 100 for existing investors nd Rs.150 for first time investor per subscription of Rs.10,000 /- nd bove for the trnsction / ppliction received through distributors. The trnsction chrges shll be deducted by the AMC from the subscription mount received from the investor nd pid to the distributor nd the blnce will be invested in the Scheme. Investors re requested to note tht no trnsction chrges shll be deducted from the investment mount for trnsctions / pplictions received from the distributor (i.e. in Regulr Pln) nd full subscription mount will be invested in the Scheme. Expenses of the Scheme 4.86% 6.03% 20.96% 17.19% Absolute Return QEFOF Benchmrk 46.27% 31.93% -3.39% -7.86% 25.63% 22.47% Finncil Yer (i) Lod Structure Entry Lod : Not Applicble Upfront commission to distributors will be pid by the investor directly to the distributor, bsed on his ssessment of vrious fctors including the service rendered by the distributor Quntum Mutul Fund does not chrge Entry Lod since inception. Exit Lod : Repurchse/Redemption/Switch out Lod - 1.5% If redeemed or switched out on or before 365 dys from the dte of llotment The bove mentioned lod structure shll be eqully pplicble to the specil product such s Systemtic Withdrwl Pln (SWP), Systemtic Trnsfer Pln (STP) nd Switches etc. However, no lod shll be chrged for switching between pln / option within the Scheme. As per Regultion 52(6)() of SEBI (MF) Regultions, the totl expenses of the Scheme, including weighted verge of chrges levied by the underlying schemes shll not exceed 2.50% of the dily net ssets of the scheme (ii) Recurring expenses The AMC hs estimted tht up to 0.75% of the dily net ssets of the Scheme will be chrged to the Scheme s expenses. For the ctul current expenses being chrged, the investor should refer to the website of the Mutul Fund viz. / No dditionl expenses s per Regultion 52 (6A) (b) for gross new inflow from specified cities nd Regultion 52 (6A) (c) - recurring expense, not exceeding 0.20 per cent of dily net ssets of the scheme will be chrged to the Scheme. Goods nd Services Tx nd 5 Sttutory Levies if ny on Investment Advisory fees will be chrged to scheme within the overll limit of expense s permitted under the SEBI Regultions. Regulr Pln expense rtio will be higher of upto 0.15% plus Sttutory Levies nd Applicble Txes (if ny) in comprison of Direct Pln, wherein distributor commission for distribution of units will be pid / chrged under the Regulr Pln. Actul expenses for the previous finncil yer ended Mrch 31, ` 5,14, (0.50% p..) Wiver of Lod for Direct Applictions Not Applicble Pursunt to SEBI circulr no. SEBI/IMD/CIR No.4/ /09 dted June 30, 2009 no entry lod shll be chrged for ll mutul fund schemes. Therefore, the procedure for wiver of lod for direct pplictions is no longer pplicble. Tx tretment for the Investors (Unitholders) Investors re dvised to refer to the detils in the Scheme Informtion Document & Sttement of Additionl Informtion nd lso independently refer to his/her/their tx dvisor. Dily Net Asset Vlue (NAV) Publiction NAV shll be clculted, declred nd nnounced on ll Business Dys nd uploded on AMFI's website ( by m. of the next Business Dy the sme will be uploded on the Fund's website / nd will lso be published in two newsppers with one dy lg with n sterix explining tht the NAVs re with one dy / or the ctul time lg. In cse of ny dely beyond m. the resons for such dely would be explined to AMFI nd SEBI. For Investor Grievnces plese contct Registrrs & Trnsfer Agents Krvy Computershre Privte Limited Unit: Quntum Mutul Fund, Krvy Selenium Tower B Plot number 31 & 32 Finncil District Nnkrmgud Serilingmplly Mndl Hyderbd Phone: Unitholders' Informtion Account Sttement / Allotment Confirmtion : 1. On cceptnce of the ppliction for subscription, n llotment confirmtion specifying the number of units llotted by wy of emil nd/or SMS (if the mobile number is not registered under Do Not Cll Registry) within 5 Business Dys from the dte of receipt of trnsction request. 2. Therefter, Consolidted Account Sttement (CAS) for ech clendr month shll be sent by mil / emil on or before 10th of the succeeding month to the unit holders by the Depository for unit holders hving Mutul Fund investments nd holding demt ccount nd by the AMC / Registrr for unit holders hving Mutul Fund investments but do not hve demt ccount for ech clendr month in whose folios trnsctions hve tken plce during the month. 3. The investor my request for physicl Account Sttement by writing / clling to the AMC / Investor Service Center / Registrr & Trnsfer Agent. The AMC nd Mutul Fund shll provide the physicl Account Sttement to the investor within 5 Business Dys from the receipt of such request without ny chrges. For more informtion of ccount sttement plese refer Scheme Informtion Document. Annul Report : The AMC / Mutul Fund shll send the Scheme wise nnul report or n bridged summry thereof within four months from the dte of closure of the relevnt ccounting yer i.e. Mrch 31 ech yer to ll investors / unit holders s per the following mode: (i) by e-mil to the investors / Unit holders whose e-mil ddress is vilble with the AMC / Fund. (ii) in physicl form to the investors / Unit holders whose emil ddress is not registered with the AMC / Fund nd/or those Unit holders who hve opted / requested for the sme. The physicl copies of the scheme wise nnul report or bridged summry shll be mde vilble to the investors / unit holders t the registered office of the AMC. A link of the scheme nnul report or bridged summry thereof shll be displyed prominently on the website of the Fund nd shll lso be displyed on the website of Assocition of Mutul Funds in Indi (AMFI). Portfolio Disclosures: The Fund shll before the expiry of 1 month from the close of ech hlf yer, tht is s on 31 Mrch nd 30 September, publish complete sttement of the scheme portfolio by wy of n dvertisement in one English dily newspper circulting in the whole of Indi nd in newspper published in the lnguge of the region where the Hed Office of the Fund is situted or send to the Unitholders complete sttement of Schemes portfolios nd shll lso updte the sme on the AMC's website t / nd on AMFI's website t in the prescribed formt before the expiry of one month from the close of ech hlf yer. Further, the monthly portfolio of the scheme (long with ISIN) shll lso be mde vilble on the website of The Fund/ AMC / on or before tenth dy of the succeeding month in user - friendly nd downlodble formt. Hlf Yerly Results: The Fund shll within one month from the close of ech hlf yer, (i.e. 31st Mrch nd on 30th September), host soft copy of its unudited finncil results on its website ( / Further, the Fund shll publish n dvertisement disclosing the hosting of such unudited hlf yerly finncil results on their website, in t lest one ntionl English dily newspper hving ntionwide circultion nd in newspper hving wide circultion published in the lnguge of the region where the Hed Office of the Mutul Fund is situted. Dted: Februry 22, 2018 Investor queries nd complints constitute n importnt voice of Investor, nd to this effect the AMC hs formulted Grievnce Redressl Policy (which cn be viewed t Mr. Hrshd Chetnwl Hed Customer Delight for ny queries / clrifictions nd Ms. Meer Shetty Investor Reltion Officer for ny complint / grievnce cn be contcted t Quntum Asset Mngement Compny Privte Limited 505, Regent Chmbers, 5th Floor Nrimn Point, Mumbi , emil customercre@quntumamc.com, Telephone number / (Toll Free), Fx number (Toll Free).

4 4 Nme of the Scheme Quntum Long Term Equity Fund Quntum Liquid Fund Quntum Gold Fund Type of Instruments Asset Alloction Pttern Listed Equity & Equity Relted Securities of Compnies Unlisted Equity & Equity Relted Securities of Compnies Money Mrket Instruments Liquid Schemes of Mutul Funds Type of Instruments Money Mrket Instruments nd other short term debt instruments hving mximum re-pricing tenor of not more thn 91 dys in mturity Type of instruments Physicl Gold Money Mrket instruments COMPARISON CHART Norml lloction Minimum lloction (% of Net Assets) (% of Net Assets) 95% to 99% 65% 0% to 3% 0% 1% to 5% 1% 0% to 5% 0% Mximum lloction (% of Net Assets) 99% 5% 35% 5% Norml Alloction (% of Net Assets) 100% Norml Alloction (% of Net Assets) Minimum Alloction (% of Net Assets) Mximum Alloction (% of Net Assets) 95% 100% 0% 5% Primry Investment Pttern To invest in shres of compnies included in BSE-200 Index. To invest in Debt & Money Mrket Instruments. Differentition An Open-ended Equity Scheme following vlue investment strtegy Open ended Liquid Scheme AUM ` in Crore (As on Jnury 31, 2018) No. of Folios ( As on Jnury 31, 2018) , ,083 To invest in Physicl Gold. An Open Ended ,178 Scheme Replicting / Trcking Gold Quntum Nifty ETF Type of instruments Securities covered by the Nifty 50 Index Money Mrket Instruments Norml Alloction (% of Net Assets) Minimum Alloction (% of Net Assets) 95% 0% Mximum Alloction (% of Net Assets) 100% 5% To invest in stocks of compnies comprising Nifty 50 Index. An open ended Scheme Replicting / Trcking Nifty 50 Index Quntum Tx Sving Fund Type of instruments Equity nd Equity-relted Securities Debt nd Money Mrket Instruments Norml Alloction (% of Net Assets) Minimum Alloction (% of Net Assets) Mximum Alloction (% of Net Assets) 80% 0% 100% 20% To invest in shres of compnies included in BSE-200 Index. An Open-ended Equity Linked Sving Scheme with sttutory lock in of 3 yers nd tx benefit ,928 Quntum Equity Fund of Funds Type of instruments Open-ended diversified equity schemes of mutul funds registered with SEBI. Money Mrket Instruments nd Liquid Schemes of Mutul Funds Norml Alloction (% of Net Assets) Minimum Alloction (% of Net Assets) Mximum Alloction (% of Net Assets) 95% 100% 0% 5% To invest in portfolio of open-ended diversified equity schemes of mutul funds registered with SEBI. An Open Ended Fund of Funds Scheme investing in Open Ended Diversified Equity Schemes of Mutul Funds ,107 Quntum Gold Svings Fund Quntum Multi Asset Fund Quntum Dynmic Bond Fund Dted: Februry 22, 2018 Type of instruments Norml Alloction (% of Net Assets) Minimum Alloction (% of Net Assets) Mximum Alloction (% of Net Assets) Units of Quntum Gold Fund ETF 95% 100% Money Mrket instruments, Short-term Corporte 0% 10% debt securities, CBLO nd units of Debt nd Liquid Schemes of Mutul Funds Type of instruments Units of Equity Schemes Units of Debt / Money Mrket Schemes Units of Gold Scheme Money Mrket instruments, Short-term Corporte debt securities, CBLO Type of instruments Government Bond / Bill PSU Bond Certificte of Deposits/ Commercil Pper/ Short Term Debt Instrument CBLO / Repos Norml Alloction (% of Net Assets) Minimum Alloction (% of Net Assets) Mximum Alloction (% of Net Assets) 25% 65% 25% 65% 10% 0% Norml Alloction (% of Net Assets) Minimum Alloction (% of Net Assets) 25% 0% 0% 0% 20% 10% Mximum Alloction (% of Net Assets) 100% 50% 75% 100% To invest in the units of Quntum Gold Fund ETF To invest in the units of Equity, Debt/ Money Mrkets nd Gold schemes of Quntum Mutul Fund to generte income nd cpitl pprecition through ctive mngement of portfolio consisting of short term nd long term debt nd money mrket instrument. An Open ended Fund of Fund Scheme investing in Quntum Gold Fund. An Open-ended Fund of Funds Scheme investing in schemes of Quntum Mutul Fund An Open-ended Dynmic Debt Scheme Investing Across Durtion , ,034

5 5 THIS PRODUCT IS SUITABLE FOR CATEGORY OF SCHEME Riskometer INVESTMENT OBJECTIVE INVESTORS WHO ARE SEEKING* An Open Ended Fund of Funds scheme Investing in Open Ended Diversified Equity Schemes of Mutul Funds Long term cpitl pprecition Investments in portfolio of open-ended diversified equity schemes of mutul funds registered with SEBI whose underlying investments re in equity nd equity relted securities of diversified compnies. Investors understnd tht their principl will be t Modertely High Risk 14 yrs. EXPENSES RATIO (s on Jnury 31, 2018) Direct Pln (Inclusive of Sttutory Levies nd Txes)- 0.51% Regulr Pln (Inclusive of Sttutory Levies nd Txes)- 0.62% S&P BSE 200 Totl Return Index Investment Pln Defult Pln Direct Pln / Regulr Pln Investor should indicte the Direct / Regulr Pln for which the subscription is mde by indicting the choice in the ppliction form. In cse of vlid ppliction received without indicting ny choice of pln then the ppliction will be processed for pln s under: Scenrio Broker Code mentioned by the investor Pln mentioned by the investor Defult Pln to be cptured 1 Not mentioned Not mentioned Direct Pln 2 Not mentioned Direct Direct Pln 3 Not mentioned Regulr Direct Pln 4 Mentioned Direct Direct Pln 5 Direct Not mentioned Direct Pln 6 Direct Regulr Direct Pln 7 Mentioned Regulr Regulr Pln 8 Mentioned Not mentioned Regulr Pln In cses of wrong/invlid/incomplete ARN codes mentioned on the ppliction form, the ppliction shll be processed under Regulr Pln. The AMC shll contct nd obtin the correct ARN code within 30 clendr dys of the receipt of the ppliction form from the investor/ distributor. In cse, the correct code is not received within 30 clendr dys, the AMC shll reprocess the trnsction under Direct Pln from the dte of ppliction. * Investors should consult their finncil dvisers if in doubt bout whether the product is suitble for them.

6 INSTRUCTIONS FOR FILLING UP THE APPLICATION FORM Continued... 2 GENERAL INSTRUCTIONS ) Plese red the Key Informtion Memorndum, Scheme Informtion Document (SID) of the respective scheme(s) nd Sttement of Additionl Informtion (SAI) contining the terms of offer crefully before investing. b) Plese Tick (ü) in the pproprite box (o), where boxes hve been provided. ARN holder / sub broker. c) Appliction Form should be filled legibly in ENGLISH in BLOCK letters using Blck or Drk Blue ink. Incomplete 6 APPLICANT INFORMATION ppliction forms re lible to be rejected. Plese refer to the checklist t the end of the ppliction form to ensure tht the requisite detils nd documents hve been provided in order to void unnecessry delys nd / or rejection of your ppliction. d) Plese strike out ny section tht is not pplicble. Correction/Cncelltion on ny of the informtion should be countersigned by the investor. e) All pplicnts re deemed to hve ccepted the terms subject to which the offer is being mde nd bind themselves to the terms upon signing the Appliction Form nd tendering the pyment. f) In cse of pplictions under Power of Attorney or by Limited Compny or by Corporte Body or Eligible Institution or Registered Society or Trust or Fund the originl Power of Attorney or the certified copy thereof duly notrised nd the relevnt resolution or uthority to mke the ppliction, s the cse my be including uthority grnted in fvour of the officils signing the ppliction nd their specimen signture etc., or duly certified copy thereof longwith certified copy of the Memorndum nd Articles of Assocition nd/or bye-lws nd/or trust deed nd/or prtnership deed nd certificte of registrtion must be lodged t the office of the Registrr, quoting the seril number of ppliction simultneously with the submission of the Appliction Form, filing which the ppliction is lible to be rejected. g) All communictions nd pyments will be mde to the sole/first pplicnt or to the Krt in cse of HUF. Confirmtion my lso be send to ll joint holders. h) While processing the redemption/switch out request in cse Quntum AMC/Registrr come cross signture mismtch, then Quntum AMC/Registrr reserves the right to process the redemption/switch only on the bsis of supporting documents confirming the identity of the investors. List of such documents would be notified by Quntum AMC from time to time. i) Investors who wish to mke Systemtic Investment Pln (SIP) will need to complete nd submit the Appliction Form long with the SIP Appliction Form. j) Quntum Mutul Fund does not levy ny trnsction chrges to py to the distributors nd will invest the whole subscription mount received nd units will be llotted ccordingly. k) Quntum Mutul Fund investors will be provided with the Drop Box Fcility to fcilitte submission of the subscription ppliction(s) without visiting the Officil Point of Acceptnce. Quntum Mutul Fund Drop Boxes will be vilble t vrious loctions such s Housing Societies/ Rilwy Sttions/ ATMs of the Bnk etc. s disclosed on the homepge of our website Quntum Mutul Fund shll not be lible for ny clims rised by the investors with regrd to timing of the clering of Cheque, incomplete documenttion received, ny dely rising in processing the trnsction request or non-receipt of the cheque/ ppliction form by the AMC. l) Direct Pln: An investor who hs mde the investment directly from the Mutul Fund or through RIA (mentioned RIA code) needs to select the Pln s Direct. Regulr Pln: Any investment mde through distributor by mentioning vlid distributor detils, need to select the Pln s Regulr. The AMC will be pying commission to the distributor for such trnsctions. 3 EXISTING UNITHOLDER INFORMATION An existing investor should mention the correct Folio Number & go directly to Section (Scheme Detils). Investors should note tht there will be no chnge to the existing Investor Profile Detils mentioned in the Existing Folio. 4 A PERMANENT ACCOUNT NUMBER (PAN) Permnent Account Number (PAN) issued by the Income Tx Authorities hs been mde mndtory for ll the pplictions received in the Scheme, irrespective of the mount of trnsction (except MICRO SIP Investments). Accordingly it is mndtory for investor s to provide their PAN long with self-ttested copy of PAN Crd while mking n ppliction for Purchse of Units. In cse of joint holding, PAN detils of ll holders should be submitted. In cse the ppliction is on behlf of minor /PoA holder, PAN detils of the Gurdin/ PoA holder must be submitted. Investors residing in the stte of Sikkim re exempt from the mndtory requirement of PAN proof submission; however sufficient documentry evidence shll hve to be submitted for verifying tht they re residents of the Stte of Sikkim. Applictions without the foresid detils re lible to be rejected without ny reference to the investors.the PAN Exempt KYC 7 POWER OF ATTORNEY B Registrtion Number (PEKRN) needs to be provided in cse of PAN exempt cses. KNOW YOUR CUSTOMER (KYC) 8 / TELEPHONIC COMMUNICATION According to SEBI Guidelines under The Prevention of Money Lundering Act, 2002, Mutul Funds re required to follow enhnced Know Your Customer (KYC) norms. Accordingly, it will be mndtory for ll ctegories of investors to be KYC Complint, irrespective of the mount of investment. Ctegories include: i. Individul investors. ii. Non-individul investors such s Compnies, Body Corportes, Assocition of Persons, Bnks, Finncil Institutions, Funds, Trusts, Societies, Hindu Undivided Fmily (HUF), Prtnership Firms, Foreign Institutionl Investors, Limited Libility Prtnerships etc. iii. Non-Resident Investors (NRIs), including Persons of Indin Origin (PIOs). The bove ctegory of investors for the purpose of KYC complince shll include their constituted Power of Attorney (POA) holder, in cse of investment through POA nd ech of the pplicnts, in cse of ppliction in joint nmes nd lso the gurdin in cse of minor. Investors investing through Micro SIP or investors residing in the stte of Sikkim or UN entities/multilterl gencies exempt from pying txes/filing tx returns in Indi or in cse of trnsctions undertken on behlf of Centrl Government nd/or Stte Government nd by officils ppointed by Courts e.g. Officil liquidtor, Court receiver etc. re exempt from the mndtory requirement of PAN proof submission, however they re required to mndtorily submit KYC Acknowledgment copy while mking n investment in Quntum Mutul Fund. Plese refer to our website nd AMFI website nd SEBI registered intermediries for KYC complince where the completed forms nd the relevnt documents re to be submitted. Applictions for subscriptions without vlid KYC Complince for the relevnt ctegory of investors my be rejected. Provided further, where it is not possible to verify the KYC Complince sttus of the investor t the time of llotment of units, Quntum AMC shll verify the KYC Complince sttus of the investor within resonble time fter the llotment of units. In cse during first time purchse the investor's KYC verifiction/ Complince is under process, subsequent purchse shll not be permitted till the investor is KYC Complint. In cse of Non-individul investors, Quntum AMC will verify the sttus of KYC complince of beneficiries whose beneficiry ownership interest in the investor is more thn the limit s prescribed in the Regultions, from KRA (KYC Registrtion Agency) on the bsis of PAN No. of beneficiries provided by the investor long with the beneficiry holding pttern nd the filled ppliction form. In cse the beneficiry is not KYC complint nd such beneficiry ownership interest in the investor is more thn the limit s prescribed in the Regultions, Quntum AMC reserves the right to source documents relting to identity, ddress nd beneficiry ownership interest in the beneficiry of such beneficiry from the beneficiry directly nd / or the investor. The list of vlid documents in this regrd is prescribed in the ppliction form under title CHECKLIST of documents t the bottom of the ppliction form. In the event of non complince of KYC requirements, Quntum AMC reserves the right to freeze the folio of the investor(s) for ny kind of trnsctions or ffect mndtory redemption of unit holdings of the investors t the Applicble NAV, subject to pyment of exit lod, if ny. Investors, who hve obtined MIN llotment letter by submitting the PAN copy, re deemed to be KYC complint. Investors should note tht on completion of KYC Complince ddress detils of the investor in the Mutul Fund records will be replced by the detils s given in KYC Appliction Form by the investor to the KRA. Any chnge in this detils like chnge of Nme / Address /Sttus /Signture, etc. should be given by Investor directly to KRA in the prescribed Chnge request form quoting PAN number. Quntum AMC reserves the right to cll for ny dditionl informtion from the investors/ pplicnt/ reject pplictions/subsequent ppliction in order to fulfill the requirements of PMLA norms prescribed by SEBI/PMLA Regultions from time to time. Quntum AMC further reserves the right to source dt/ documents/ informtion/ specimen signture from third prty/ KRA nd tht Quntum AMC hs the right to use the sme/ specimen signture for vlidtion to process ny future trnsctions tht re submitted by the investor. 5 EMPLOYEE UNIQUE IDENTIFICATION NUMBER (EUIN) Investor investing through Intermediry shll mndtorily mention the EUIN on the ppliction form, irrespective whether he/she hs been dvised by Sles person/ Employee/ Reltionship mnger of the Intermediry or not. However, in cse of ny exception cses, where there is no interction by Sles person / Employee / Reltionship mnger of the intermediry with respect to the investment / trnsction, the EUIN box my be left blnk. If left blnk, AMC will seek the following declrtion seprtely from the investor, I/We hereby confirm tht the EUIN box hs been intentionlly left blnk by me/us s this trnsction is executed without ny interction or dvice by the employee/reltionship mnger/sles person of the bove distributor/sub broker or notwithstnding the dvice of in-ppropriteness, if ny, provided by the employee/reltionship mnger/sles person of the distributor/sub broker. 6 It is mndtory to obtin EUIN for every Sles person / Employee / Reltionship mnger of the Intermediry for deling (irrespective whether trnsctions re in the nture of execution or dvisory) in mutul fund products. EUIN will ssist in tckling the problem of mis-selling even if the employee/reltionship mnger/sles person leves the employment of the. Nme should be given in full without ny bbrevitions. Preferbly write exctly s it ppers in your Bnk Account & KYC records or s it ppers in the incorportion document or demt ccount s the cse my be. b. Nme, Dte of birth of the Minor, Nme of Prent/Gurdin nd reltionship with minor is mndtory for investment on behlf of Minor pplicnt, proof of dte of birth nd reltionship proof is mndtory. c. Nme of the Contct Person, emil nd Telephone no. should be mentioned in cse of investments by Compny, Body Corporte, Trust, Society, FII nd other non-individul pplicnts. d. The signture should be in English or in ny of the Indin lnguges. Thumb Impressions must be ttested by mgistrte or notry public or specil executive mgistrte under his/her officil sel. Appliction by minor should be signed by the gurdin. In cse of H. U. F., the Krt should sign on behlf of the H. U.F. e. The designted Investor Service Center/ Officil Point of Acceptnce will ffix time stmp/mnul stmp nd return the cknowledgement slip from the ppliction form, to cknowledge receipt of the ppliction. No seprte receipt will be issued for the ppliction money. f. Plese fill in ll the fields to prevent rejection of your Appliction Form. Plese refer to the checklist provided t the end of the Appliction Form to ensure tht the necessry detils nd ttchments re mde vilble. The ppliction complete in ll respects long with the cheque/ fund trnsfer instructions must be submitted to the nerest designted Investor Service Center. Officil Points of Acceptnce Applictions which re incomplete, invlid in ny respect or not ccompnied by cheque or fund trnsfer instructions for the mount pyble re lible to be rejected g. Investors must write the Appliction Form number / Folio number on the reverse of the cheques ccompnying the Appliction Form. h. Nme nd ddress must be given in full (P.O. Box Address lone is not sufficient). In cse of NRIs/FIls Overses Address' should lso be provided filing which ppliction my be rejected. In ddition, Indin ddress should be stted for correspondence i. Differently bled here refers to people with Blindness, Low vision, Leprosy-cured, Hering impirment, Loco motor disbility, Mentl retrdtion, Mentl illness etc. s defined under the Persons with Disbilities Act, 1995, which ensures Prticiption nd Equlity of the People with Disbilities. This is s per the definition lid down by the Deprtment of Empowerment of Persons with Disbilities, Government of Indi. j. Some dditionl detils re required for vlidting your identity for certin trnsctions / Communictions. Hence plese fill nnul income, mobile number nd emil id in cse of ll pplicnts. k. Plese provide emil ID & Mobile Number, this will help us send investment / product relted communiction nd resolve ny queries more promptly.this is compulsory for ll electronic/telecommuniction fcilities vilble now nd to be introduced in future. l. In the event the ppliction hs more thn one investor nd the mode of holding is not specified in the ppliction form, the defult option for holding would be considered to be nyone or survivor. However, in ll such cses, communictions, proceeds of ll dividend/redemption will be pid to the first nmed holder. m. The minor shll be the first nd the sole holder in n ccount. There shll not be ny joint ccounts with minor s the first or joint holder. n. Dte of birth of the minor long with photocopy of supporting documents s enumerted below shll be mndtory while opening the ccount on behlf of minor: 1. Birth certificte of the minor, or 2. School leving certificte / Mrk sheet issued by Higher Secondry Bord of respective sttes, ICSE, CBSE etc., or 3. Pssport of the minor, or 4. Any other suitble proof evidencing the dte of birth of the minor. o. Gurdin in the folio on behlf of the minor should either be nturl gurdin (i.e. fther or mother) or court ppointed legl gurdin. p. In cse the Occuption is not specified, the defult occuption will be considered s Privte Sector Service nd in cse the Income slb is not selected, the defult income slb (minimum income) Upto 1 Lc will be considered. Investment through constituted Attorney should necessrily be signed by the constituted Power of Attorney holder. You cn now generte PIN online through our website to view your folio detils nd lso to trnsct online. PIN is not required to purchse online nd lso not required for online SIP. The PIN cn be generted online through our website. This will help you in keeping trck of your fund vi the internet nd llow you to purchse, switch nd redeem your units t the touch of button. Also there is TPIN which cn be used to know the folio detils in the IVR. Plese refer to Electronic Communiction /Trnsctions Terms nd Conditions for detils. 9 ELECTRONIC/ TELECOMMUNICATION FACILITY Plese indicte the documents which you do NOT wish to receive in physicl formt, not ticking on the box would men tht physicl copy long with n emil of the sid document/s will be sent to you. Newsletters, ddend nd other generl informtion will be sent to you vi emil only. Physicl copies of the sme will not be sent. As per SEBI guidelines, Annul Report will be forwrded to the registered emil id i.e. registered with the AMC. In cse unitholder desires to receive physicl copy of the sme you need to inform us ccordingly. 10 BANK ACCOUNT DETAILS SEBI Regultions hve mde it mndtory for investors to mention the Bnk Nme & ddress of brnch nd Bnk Account Number in their Investment ppliction form in order to protect the interest of investors from frudulent encshment of cheques. For registering multiple bnk ccounts plese fill seprte Form for Registering/ Adding/cncelltion of Multiple Bnk Accounts. Individuls / HUF cn register upto 5 bnk ccounts nd Non Individuls upto 10 bnk ccounts. Plese ttch either Cncelled Cheque with first pplicnt nme nd ccount number pre-printed on the fce of the cheque or Bnk Sttement with current entries not older thn 3 months or Certified Bnk Pssbook with current entries not older thn 3 months or Bnk Letter/Certificte duly signed by Bnk Brnch Mnger/Authorized Personnel. If photocopy of ny document is submitted, the copy should be certified by the Bnk Mnger or self ttested copy long with Originl documents for verifiction. Additionlly the AMC my cll for ny dditionl documents, wherever required on cse to cse bsis. In cse the investor is minor, the bnk ccount detils for redemption purpose should be of the minor i.e. the minor should be n ccount holder in the bnk ccount. PAYMENT OF REDEMPTION /DIVIDEND: In cse of receipt of redemption request with new bnk ccount there will be cooling period of 10 clendr dys for vlidtion of new Bnk mndte nd disptch of redemption proceeds shll be completed within 10 business dys. In cse the bnk chnge request received long with the redemption request is invlid, then the chnge of bnk will not be processed nd redemption/dividend proceeds, if ny, will be processed s per the lst registered Bnk ccount with the Fund. In the cse of NRIs, pyments shll be: (i) Credited only to NRE ccount of the NRI investor where the pyment for purchse of Units repurchsed/redeemed ws mde out of funds held in NRE ccount or (ii) Credited, t the NRI investor's option, to his/her NRO ccount, where the pyment for the purchse of the Units repurchsed /redeemed ws mde out of funds held in NRO ccount or (iii) Remitted brod or t the NRI investor's option, credited to his/ its NRE/FCNR/NRO ccount, where the Units were purchsed on reptrition bsis nd the pyment for the purchse of Units repurchsed /redeemed ws mde by inwrd remittnce through norml bnking chnnels or out of funds held in NRE/FCNR ccount. Investors re requested to provide the following detils long with the mndtory requirement of bnk ccount detils (bnk, brnch ddress, nd ccount type nd ccount no.) in the ppliction form for electronic fund trnsfer (EFT) of dividend / redemption mount to the unit holders bnk ccount. Quntum AMC will utomticlly extend this fcility to ll unit holders in cse the bnk ccount s communicted by the unit holder is with ny of the bnk providing EFT fcility. The 11 digit IFSC (Indin Finncil System Code). The 9-digit MICR (Mgnetic Ink Chrcter Recognition) number ppering next to the cheque number in the cheque lef is to be mndtorily given. Bsed on the bove informtion AMC will enble secure trnsfer of your redemption nd dividend pyouts vi the vrious electronic modes of trnsfers (RTGS /NEFT / Direct Credit mode tht re vilble in the bnking system). This fcility of EFT is sfe nd fst nd elimintes the potentil risk of loss of instruments in trnsit through physicl mode. The Mutul Fund, however, reserves the right to issue cheque / demnd drft to unit holders residing t loctions where this fcility is not vilble. If the remittnce is delyed or not ffected for resons of incomplete or incorrect informtion, Quntum AMC cnnot be held responsible. For vlidtion of IFSC/MICR code, investor shll ttch the cncelled cheque/ copy of cheque. If these documents re not provided the fund will not be responsible for consequent dely in receipt of pyment. Fund is lso not responsible for bnkers dely.

7 INSTRUCTIONS FOR FILLING UP THE APPLICATION FORM Continued... ELECTRONIC CLEARING SERVICE (ECS) - ECS fcility is vilble only in respect of dividend pyments nd not in the cse of Redemption of Units. Bsed on the bnk prticulrs, investors will receive direct credit of the mount due to them in their notified ccount with intimtion to the unit holder. 11 MODE OF PAYMENT 1. As required by AMFI, Quntum Mutul Fund shll not ccept pplictions for subscriptions with third prty pyment instruments. 2. Investors my mke pyment by single Cheque/ DD pyble loclly in the city where the ppliction form is submitted t Quntum AMC/ Krvy Collection Centers or electronic mode such s RTGS/NEFT directly to Mutul Fund Collection ccount 3. The cheque should be drwn on ny bnk which is situted t nd is member/sub member of the bnkers clering house. Cheque drwn on the bnk not prticipting in the clering house will not be ccepted. 4. Pyment through Stock invest, outsttion cheques nd csh will not be ccepted. The AMC shll ber the bnk chrges incurred by the investor in obtining the demnd drft; except for Liquid Schemes (As per demnd drft chrges prescribed by Stte Bnk of Indi). In tht cse, the investor cn obtin drft for investment mount net of drft chrges. The AMC shll not refund ny demnd drft chrges in csh. 5. The cheque should be drwn in fvor of Quntum Mutul Fund & PAN (number) or Quntum_(Scheme nme) & PAN (number) nd crossed Account Pyee Only. 6. Returned cheques will not be presented gin for collection nd the ccompnying ppliction will be rejected. 7. Single cheque for investments in multiple schemes nd multiple cheques for investments in Single Scheme will not be ccepted. 8. If the dividend mount under Dividend pyout fcility in QLF nd QDBF is less thn or equl to nd ` 100/-respectively the sme will be reinvested. 9. In cse of demnd drfts, unit holder should ttch necessry supporting documents s required by the fund, like Bnk certificte, self ttested Bnk Pss Book or sttement to prove tht the funds re from Bnk ccount held by the first Unit holder only else the fund reserves the right to reject the ppliction or cll for dditionl detils. 10. NRI / PIO/ FII s / FPI s Reptrition Bsis - In the cse of NRIs / PIO, pyment my be mde either by inwrd remittnce through norml bnking chnnels or out of funds held in their Non-Resident (Externl) Rupee Account (NRE)/ Foreign Currency (Non-Resident) Account (FCNR). FII s / FPI s shll py their subscription either by inwrd remittnce through norml bnking chnnels or out of funds held in Foreign Currency Account or Non-Resident Rupee Account mintined by the FII with designted brnch of n uthorized deler with the pprovl of the RBI. Non Reptrition Bsis - In the cse of NRIs, pyment my be mde either by inwrd remittnce through norml bnking chnnels or out of funds held in their NRE/FCNR/Non-Resident Ordinry Rupee Account (NRO). Plese indicte by ticking the relevnt ccount from which pyment is being mde. 11A. Pyment through electronic mode RTGS/NEFT/IMPS: i. For purchse through RTGS / NEFT / IMPS, the investor needs to first complete the fund trnsfer formlities with the Bnk. Plese note the Quntum Mutul Fund ccount detils for the RTGS / NEFT / IMPS:(Other Bnk Investors) EXISTING INVESTOR NEW INVESTOR Bnk Nme HDFC Bnk HDFC Bnk Bnk A/c Type Current A/C Current A/C Beneficiry Account Number (QUANTUM nd Folio no./pan no.) QUANTUM QUANTUMABCDE1234F Beneficiry Nme QUANTUM MUTUAL FUND QUANTUM MUTUAL FUND Brnch Address Sndoz Brnch Sndoz Brnch IFSC Code HDFC HDFC ii. After completing the fund trnsfer through RTGS / NEFT / IMPS mode, the investor needs to mention the pyment reference number under the section Pyment Detils in the min ppliction form. iii. Enclose the fund trnsfer proof longwith the ppliction form. 11B. Pyment through Direct Credit (DC): i. For purchse through DC, the investor needs to first complete the fund trnsfer formlities with the Bnk. Plese note the Quntum Mutul Fund ccount detils for Direct Credit :(HDFC Bnk Investors) EXISTING INVESTOR NEW INVESTOR Bnk Nme HDFC Bnk HDFC Bnk Bnk A/c Type Current A/C Current A/C Beneficiry Account Number (QUANTUM nd Folio no./pan no.) QUANTUM QUANTUMABCDE1234F Beneficiry Nme QUANTUM MUTUAL FUND QUANTUM MUTUAL FUND Brnch Address Sndoz Brnch Sndoz Brnch IFSC Code HDFC HDFC ii. After completing the fund trnsfer through Direct Credit mode, the investor needs to mention the pyment reference number under the section Pyment Detils in the min ppliction form. iii. Enclose the fund trnsfer proof long with the ppliction form. Direct Credit Account Detils: (Other Bnk Investors) Bnk Nme Axis Bnk LTD YES Bnk Stte Bnk of Indi iii. After completing the fund trnsfer through IMPS mode, the investor needs to mention the pyment reference number under the section Pyment Detils in the min ppliction form. 13. Plese register dditionl bnks through which you wnt to invest by filling nd submitting Multiple Bnk Mndte long with supporting documents. 12 NOMINATION DETAILS Applicnts while pplying for Units singly/ jointly cn mke nomintion t the time of initil investment or during subsequent investments. 1. The nomintion cn be mde only by individuls pplying for /holding units on their own singly or jointly. Nonindividuls including society, trust (other thn religious or chritble trust), body corporte, prtnership firm, Krt of Hindu Undivided Fmily, holder of Power of Attorney, nd folios held by minor cnnot nominte. If the units re held jointly, ll joint holders will hve to sign the nomintion form. 2. A minor cn be nominted nd in tht event, the nme nd ddress of the gurdin of the minor nominee shll be provided by the Unit Holder. Nomintion cn lso be mde in fvor of the Centrl Government, Stte Government, locl uthority, ny person designted by virtue of his office or religious or chritble trust. 3. A Non-Resident Indin cn be Nominee subject to the exchnge control regultions in force, from time to time. 4. Nomintion in respect of the units stnds rescinded upon the redemption/ trnsfer/ trnsmission of units. 5. Trnsmission of units in fvour of Nominee shll be vlid dischrge by the Asset MngementCompny (AMC) ginst the legl heir. 6. Investor cn nominte mximum three nominees s nominee. If investor wnts to nominte more thn one nominee, plese fill seprte Nomintion Form which is vilble on the website. 7. The cncelltion of nomintion cn be mde only by those individuls who hold units on their own behlf singly or jointly nd who mde the originl nomintion. On cncelltion of the nomintion, the nomintion shll stnd rescinded nd Quntum AMC/ Fund/ Trustees shll not be under ny obligtion to trnsmit the units in fvour of the Nominee. 8. Nomintion is mndtory incse of single holding. In cse you do not wish to nominte plese tick ccordingly. 13 DEMAT ACCOUNT Unit holders who hve provided the Demt Account detils will be issued units in demt form on request. Plese submit Client Mster copy or ny documents specifying the nme nd demt ccount no. detils s proof of demt ccount detils furnished in the ppliction form. Investor cn hold the Units in demt form by selecting the relevnt option of Yes/No - for opting or not opting for Units in demt form. If no option is exercised, the defult option will be No. Investors hve to ensure tht the sequence of nmes s mentioned in the ppliction form mtches with tht of the ccount held with the Depository Prticipnt. If the detils mentioned in the ppliction re incomplete/incorrect, not mtching with the Depository dt, then Units will be issued in Physicl mode nd Sttement of Account will be issued to the Unit holder. Investor hve to ensure tht the bnk /c through which the investment is being done mtches with the bnk /c detils in the demt ccount, otherwise the ppliction is lible to be rejected. In cse of holding in demt ccount the bnk mndte, mode of holding, nominee detils, contct detils etc. will be s per the detils stted in the demt ccount nd not s per this ppliction. In cse n investor desires to redeem, the demterilized units hve to be converted into physicl form (represented by sttement of ccount issued by Quntum AMC) by submitting n ppliction for Re-mteriliztion of units to the Depository Prticipnt, in such cse ppliction for redemption would be considered on the dte when physicl redemption slip is provided duly signed to the Quntum AMC. As n lterntive, redemption request cn be plced through Depository Prticipnts nd Exchnges specified intermediries where NSE MFSS/ BSE StAR pltform is vilble for trding of Mutul Fund Units. Kindly note tht fcility to subscribe/ hold units in demt form is not vilble for Quntum Liquid Fund - Dily Dividend Reinvestment Option, Switches nd SWP/ STP investments. In cse of Unit holders holding units in demt (electronic) mode, demt sttement will be sent by Depository Prticipnt to the Unit holders. 14 LIST OF ATTACHMENTS You re requested to enclose the relevnt documents s listed in the check list of ccompnying documents depending on the pplicnt s sttus nd tick in the box ginst the document. Kotk Mhindr Bnk ICICI Bnk IDBI Bnk Bnk A/c Type Current A/C Current A/C Current A/C Current A/C Current A/C Current A/C Account Number Account Nme Brnch Address Quntum Mutul Fund Collection A/C Nrimn Point Quntum Mutul Fund Collection A/C Mittl Chmber Nrimn Point Quntum Mutul Fund Dlml House, Nrimn Point IFSC Code UTIB YESB SBIN KKBK Quntum Mutul Fund QuntumMutul Fund Collection A/c Kismet Building, Free Press Mrg, Colb, Mumbi nrimn Point CHECKLIST ( Plese submit the following documents with your ppliction (where pplicble). For Investors other thn Individuls plese lso submit declrtion of Beneficil Ownership (s pplicble) s per formt vilble on All documents should be originl/true copies certified by Director/Trustee /Compny Secretry /Authorised signtory / Notry Public.) ICIC QuntumMutul Fund Collection A/c Mittl Court Nrimn Point IBKL Documents Individul HUF Compnies/LLP Societies Resolution/ Authoristion to invest List of uthorised signtories with specimen signtures Memorndum & Articles of Assocition Trust Deed Bye-lws Prtnership Deed Certificte of Registrtion Notrised POA Copy of PAN Crd KYC Complince PIO Crd Foreign Inwrd Remittnce Certificte Trigger Form (if pplied) Prtnership Firms Investment through POA Trusts NRI FIIs* PIO Declrtion of Ultimte Beneficil Ownership * For FII s copy of SEBI registrtion certificte should be provided. # Certificte of registrtion grnted by designted depository prticipnts on behlf of SEBI. Declrtion under FATCA 7 # FPI

8 8 INSTRUCTIONS FOR FILLING UP THE APPLICATION FORM Continued SMILE Fcility 1. SMILE fcility enbles n investor; bsis consent option; to contribute some percentge of his/her Investment in the schemes of Quntum Mutul Fund towrds chritble cuse to ny two NGO s (mximum) 2. Plese fill this form in ENGLISH in Blck/Drk colored ink in cpitl letters. 3. It cn be viled by investors hving their investments in non-demt mode only. 4. Appliction form to be signed s per mode of holding registered in the folio. 5. All fields mentioned in the form re mndtory. 6. Who Cn Opt for the Fcility: 1. Resident 2. HUF 3. Compnies / LLP 4. Societies 5. Prtnership Firm 6. Trusts 7. NRI with terms nd conditions s mentioned below Resident / Non Resident Indin holding foreign citizenship cn opt for SMILE Fcility on ny dte through Investor Advised Option. However, contribution to NGOs cn be done either on the investors getting their Indin Citizenship or on receipt of FCRA pprovl by HYNGO which is currently in the process for pprovl with the Ministry of Home Affirs. 7. Eligible Schemes: Quntum Long Term Equity Fund, Quntum Equity Fund of Funds, Quntum Dynmic Bond Fund, Quntum Multi Asset Fund, Quntum Gold Svings Fund nd Quntum Liquid Fund. 8. Smile fcility is vilble only for Growth Option. 9. Tgging of Folio to SMILE: Investor needs to mention the Folio Number nd Scheme in cse of multiple schemes in folio in the ppliction form which will be tgged for SMILE fcility from which selected contribution will be mde to HYNGO Foundtion. Investor cn give request for tgging or un-tgging of the folio chosen for SMILE. 10. NGO Selections for SMILE Contribution 1. HelpYourNGO Foundtion 2. Sree Guruvyurppn Bhjn Smj Trust - Unnti 3. CnSupport 4. Vidy Poshk 5. Fight Hunger Foundtion 6. Prinm Foundtion 7. Mke-A-Wish Foundtion of Indi For more detils on the NGO s nd SMILE fcility kindly visit nd select SMILE fcility in the drop down. 11. Contribution to NGOs: (i) 5% or 10% of the contribution from the holding of the investor under the folio tgged for SMILE t the end of ech yer ended September 30, by wy of utomtic redemption of units subject to minimum contribution mount of Rs.100/-. Exmple for clcultion : () Holding s on September 30, 2017 is Rs. 5,000 nd the investor hs selected n option of 5% of the Vlue. (b) 5 % of Rs 5,000 + lod (if ny) = Rs. 250 (will be deducted s prtil redemption done utomticlly) 1. Investor to select from list of 7 NGOs t the time of initil request for opting the SMILE fcility. 2. Minimum 1 nd Mximum 2 NGO cn be selected. 3. If no NGO is/re selected then the defult NGO will be the HYNGO Foundtion. In this cse the investor hs the option of selecting sector(s) (mximum 2) to which investor would like to contribute. HYNGO Foundtion will then remit the contributed mount to the NGO(s) selected by HYNGO Foundtion in the selected sector. 4. Investors to prescribe percentge (%) of contribution to be distributed to ech NGO in the form. 5. Investors cn chnge their NGOs nd % of contribution ny time. However, the mount will be distributed ccording to the ltest request registered s on September 30. (ii) Investor Advised Investor cn contribute minimum mount of Rs. 500/- by wy of redemption nytime from folio tgged with SMILE to NGOs. The detils of NGOs vilble for dontion re uploded on the HYNGO Foundtion website Pyout Process: The mount contributed by investors will be trnsferred bsed on the investor's uthority to the HelpYourNGO (HYNGO) Foundtion's bnk ccount within 10 Business Dys from the end of the every yer ended September 30 / redemption dte selected by investor in cse of Investor Advised. The HYNGO Foundtion in turn will contribute the mounts to respective NGO(s). The Contribution 5% or 10% or Investor Advised will be done by wy of redemption of units subject to exit lod. The long term / short term cpitl gin tx s my be pplicble depend on the nture of scheme nd holding period of units. 12. Trnsfer of Funds / Contribution to HYNGO Foundtion, 80G Certificte nd Reports: Quntum AMC will trnsfer redemption mount bsed on the investor's uthority to HYNGO Foundtion, which in turn will issue 80G Certificte to the investor for the mount remitted. HYNGO Foundtion will then trnsfer 95% of funds to respective NGOs bsed on contribution option decided by the investors nd will retin 5% of the funds s dministrtive nd due diligence cost.hyngo will procure confirmtion from the NGO tht the dontion mount hs been received. HYNGO Foundtion will updte Reports on mount contributed through SMILE on HYNGO Foundtion website Wht is the Investor Advised option? Who cn vil of this option? The Investor Advised option llows n investor to: 1. Contribute to ny NGO of listed with HelpYourNGO on their website ( not just the NGOs mentioned in the list of NGOs mentioned bove. 2. Redeem his/her units nd contribute ny mount, not necessrily 5% or 10% of his/her holdings. The minimum contribution should be Rs 500/- 3. Currently investors cn opt for Investor Advised option through offline option by submitting the SMILE fcility form. This option cn be viled by ll Resident Indins nd NRIs whether they re citizens of Indi or not. 14. Non Individul Investors (except HUF) required to submit certificte from chrted ccountnt. Either in the formt prescribed in Annexure A or Annexure B s my be pplicble. FATCA nd CRS Detils Tx Regultions require us to collect informtion bout ech investor's tx residency. In certin circumstnces (including if we do not receive vlid self-certifiction from you) we my be obliged to shre informtion of your ccount with the relevnt tx uthority(ies). If you hve ny questions bout your tx residency, plese contct your tx dvisor. Further if you re Citizen or Resident or Green Crd Holder or Tx Resident of country other thn Indi, plese include ll such countries in the tx resident country informtion field long with your Tx Identifiction Number or ny other relevnt reference ID/ Number. If there is ny chnge in the informtion provided, kindly intimte the sme to us within 30 dys.

9 9 COMMON APPLICATION FORM th 7 Floor, Hoechst House, Nrimn Point, Mumbi (Continuous Offer of units t Applicble NAV) 1 INTERMEDIARY INFORMATION 505, Regent Chmbers, Nme & ARN Code 5th Floor, Nrimn Sub-Broker Point, Mumbi Code EUIN RIA Code Appliction No: QMFP st Indi s 1 Direct to Investor Mutul Fund E- Code / RM code I/We hereby confirm tht the EUIN box hs been intentionlly left blnk by me/us s this trnsction is executed without ny interction or dvice by the employee/reltionship mnger/sles person of the bove distributor/sub broker or notwithstnding the dvice of in-ppropriteness, if ny, provided by the employee/reltionship mnger/sles person of the distributor/sub broker. (All sections to be filled in English nd in BLOCK LETTERS). Fields mrked with ( ) re mndtory. EXISTING UNIT HOLDER INFORMATION (Plese note tht Applicnt detils & mode of holding will be s per existing Folio Number) (Refer Instruction No. 3) Folio No. * 1st Applicnt /Minor 2nd Applicnt 3rd Applicnt Gurdin POA Holder Nme of Sole/ 1st Applicnt Nme of First Applicnt PAN/PEKRN(Refer Instruction no. 4A) plese ttch certified PAN copy * APPLICANT INFORMATION (Refer Instruction No. 6) (TO BE FILLED IN BLOCK LETTERS) Mr. Ms. M/s. Others Plese Specify AADHAAR Number Mode of Holding Single Joint Any one or survivor(s) (Defult option in cse of more thn one pplicnt) Dte of Birth/ Dte of Incorportion D D M M Y Y Y Y Proof of Dte of Birth (In cse of Minor) Birth Certificte School Leving Certificte Pssport Others Plese Specify Gurdin / Authorised Person - (in cse of Minor)/Authorised Person (in cse of non individul pplicnt) Reltionship with Minor/ Designtion * CKYC Detils (KIN Number ) If the sole / first pplicnt is differently bled; then plese tick the preffered mode of communiction: Emil & SMS Address: Miling Address of Sole/First Applicnt (P.O. Box lone my not be sufficient) This ddress will be replced with the ddress s per your KYC records on vlidtion of your KYC dt. Overses Investor must provide Indin Address Voice Both City Stte Country I N D I A Pin code Contct Detils of Sole/ First Applicnt Mobile No. Tel No - STD Code Res. Off. Fx Emil ID Overses Address (mndtory for NRI/FII pplicnt). Applictions from investors residing in USA or Cnd shll not be ccepted Address for correspondence (for NRI pplicnts) Indin Overses City Country Note: The ddress provided by you bove will be replicted with the ddress s per KYC record Nme of 2nd Applicnt Mr. Ms. M/s. Dte of Birth D D M M Y Y Y Y Mobile No. Emil ID Zip code Nme of 3rd Applicnt Dte of Birth D D M M Y Y Y Y Mobile No. Emil ID 5 KNOW YOUR CUSTOMER (KYC) DETAILS (Mndtory. Plese Tick/ Specify. The ppliction is lible to get rejected if detils not filled.) * Sttus detils for st nd rd 1 Applicnt 2 Applicnt 3 Applicnt Gurdin Occuption detils for Resident Individul NRI/PIO/OCI Sole Proprietorship Minor through Gurdin Non Individul Others ( Plese Specify) Compny / Body Trust Bnk Gross Annul Income Rnge (in Rs.) Below 1 lc 1-5 lc 5-10 lc lc 25 lc-1cr 1-5 cr 5-10 cr >10 cr OR Networth in Rs. (Mndtory for Non Individul) ( not older thn 1 yer) Mr. Ms. M/s. Corporte Society AOP Prtnership HUF FI / FII / FPI s on s on s on s on D D M M Y Y Y Y D D M M Y Y Y Y D D M M Y Y Y Y D D M M Y Y Y Y Privte Sector Public Sector Government Service Business Professionl Agriculturist Retired Housewife Student Other (Plese specify) st 1 Applicnt nd 2 Applicnt rd 3 Applicnt Gurdin Politiclly Exposed Person (PEP) detils Is PEP Relted to PEP Not Applicble st 1 Applicnt nd 2 Applicnt rd 3 Applicnt Gurdin Authorised Signtories Promoters Prtners Krt Whole-time Directors / Turstee ACKNOWLEDGEMENT SLIP (To be filled in by the investor) Appliction No: QMFP th Quntum Mutul Fund-7 Floor, Hoechst House, Nrimn Point, Mumbi Plese scn this code, nd fill in your detils. Our representtive will get in touch with you. Dte D D M M Y Y Y Y n ppliction for llotment Scheme Received from: Mr. / Ms. / M/s Collection Center s Stmp & Receipt Dte nd Time vide Cheque No./ RTGS / NEFT / IMPS Reference No. Amount (`) Drwn on Bnk nd Brnch Plese note: All purchses re subject to reliztion of cheques (plese refer Scheme Informtion Document) Dted