(1) Stock code : Description : H Shares. No. of ordinary shares. (2) Stock code : Description : A Shares. No. of ordinary shares

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 31/10/2017 To : Hong Kong Exchnges nd Clering Limited Nme of Issuer Dte Submitted 1 November 2017 Chin Construction Bnk Corportion (the Compny ) I. Movements in Authorised Shre Cpitl 1. Ordinry Shres (1) Stock code : Description : H Shres No. of ordinry Pr vlue (Stte Currency) Authorised shre cpitl (Stte Currency) Blnce t close of preceding 240,417,319,880 RMB1.00 RMB240,417,319,880 Increse/(decrese) Nil Nil Blnce t 240,417,319,880 RMB1.00 RMB240,417,319,880 (2) Stock code : Description : A Shres No. of ordinry Pr vlue (Stte Currency) Authorised shre cpitl (Stte Currency) Blnce t close of preceding 9,593,657,606 RMB1.00 RMB9,593,657,606 Increse/(decrese) Nil Nil Blnce t 9,593,657,606 RMB1.00 RMB9,593,657,606

2 2. Preference Shres Stock code : 4606 Description : U.S.$3,050,000, % Non- Cumultive Perpetul Offshore Preference Shres ( Offshore Preference Shres ) No. of preference Pr vlue (Stte Currency) Authorised shre cpitl (Stte Currency) (See Remrk 1) Blnce t close of preceding 152,500,000 RMB U.S.$3,050,000,000 Increse/(decrese) Nil Nil Blnce t 152,500,000 RMB U.S.$3,050,000, Other Clsses of Shres Stock code : Description : No. of other clsses of Pr vlue (Stte ) Authorised shre cpitl (Stte ) Blnce t close of preceding Increse/(decrese) Blnce t Totl uthorised shre cpitl t the end of the (TOTAL REGISTERED SHARE CAPITAL AND PREFERENCE SHARES) (Stte Currency) : RMB 269,721,907,486 (See Remrk 2)

3 II. Movements in Issued Shre Cpitl No. of ordinry (1) (2) H Shres A Shres No. of preference No. of other clsses of Blnce t close of preceding 240,417,319,880 9,593,657, ,500,000 Increse/ (decrese) Nil Nil Nil Blnce t close of the 240,417,319,880 9,593,657, ,500,000 III. Detils of Movements in Issued Shre Cpitl Shre Options (under Shre Option Schemes of the Issuer) Prticulrs of shre option scheme including EGM pprovl dte Movement nd clss of issuble Grnted Exercised Cncelled Lpsed 1. issuer during the issuer which my be s t close of the (Note 1) 2. (Note 1) 3. (Note 1) Totl A. (Ordinry ) (Preference ) (Other clss) Totl funds rised from exercise of options (Stte )

4 Wrrnts to Issue Shres of the Issuer which re to be Listed Description of wrrnts (Dte of expiry - dd/mm/yyyy) 1. Currency of nominl vlue Nominl vlue t close of preceding Exercised Nominl vlue t issuer issuer which my be s t Totl B. (Ordinry ) (Preference ) (Other clss)

5 Convertibles (i.e. Convertible into Shres of the Issuer which re to be Listed) issuer Clss nd description Currency of mount outstnding Amount t close of preceding Converted Amount t 1. Offshore Preference Shres, convertible compulsorily upon occurrence of trigger event to the terms nd conditions with respect to the Offshore Preference Shres U.S.$ 3,050,000,000-3,050,000, H The initil conversion price is HK$5.98, subject to djustment AGM pprovl dte (15/06/2015) issuer which my be s t 3,953,615,825 H (see Remrk 3) Totl C. (Ordinry ) (Preference ) (Other clss)

6 Any other Agreements or Arrngements to Issue Shres of the Issuer which re to be Listed, including Options (other thn under Shre Option Schemes) of issuer Full prticulrs including, if pplicble, nd clss of issuble: 1. issuer which my be s t close of the 2. (Note 1) 3. (Note 1) (Note 1) Totl D. (Ordinry ) (Preference ) (Other clss)

7 Other Movements in Issued Shre Cpitl Type of Issue issuer issuer which my be s t 1. Rights issue Stte dte : 2. Open offer Stte dte : 3. Plcing Stte dte : 4. Bonus issue dte :

8 Type of Issue issuer issuer which my be s t 5. Scrip dividend Stte dte : repurchsed (Note 1) 6. Repurchse of Cncelltion dte : redeemed (Note 1) 7. Redemption of Redemption dte : 8. Considertion issue Stte dte :

9 Type of Issue issuer issuer which my be s t 9. Cpitl reorgnistion dte : 10. Other (Plese specify) Stte dte : Totl E. (Ordinry ) (Preference ) (Other clss) Totl increse / (decrese) in ordinry (i.e. Totl of A to E): (1) Nil (2) Nil Totl increse / (decrese) in preference (i.e. Totl of A to E): Totl increse / (decrese) in other clsses of (i.e. Totl of A to E): (These figures should be the sme s the relevnt figures under II bove ( Movements in Issued Shre Cpitl ).)

10 Remrks (if ny): 1. Clculted in ccordnce with the number of Offshore Preference Shres nd the mount of proceeds rised from the issunce of ech shre, which is U.S.$20 for ech Offshore Preference Shre. 2. Clculted bsed on the ggregte of ordinry shre cpitl nd the totl proceeds rised from the issunce of ll Offshore Preference Shres, which is converted into Renminbi t the middle exchnge rte between U.S. dollrs nd Renminbi of RMB to U.S.$1.00 s published by the People s Bnk of Chin on 16 December The initil conversion price is equl to the verge trding price of the H the Compny for the 20 trding dys preceding 12 December 2014, the dte of nnouncement of the Bord resolution in respect of the issunce pln of the Offshore Preference Shres, nmely HK$5.98 per H shre. The number of H issuble upon full conversion of the Offshore Preference Shres is equl to the ggregte liquidtion preference of ll the Offshore Preference Shres (being U.S.$20 ech, s converted into Hong Kong dollrs t the fixed exchnge rte of U.S.$1.00 to RMB nd RMB to HK$1.00) divided by the initil conversion price rounded down to the nerest whole number of H. Submitted by: M Chn Chi Title: Compny Secretry nd Authorised Representtive (Director, Secretry or other duly uthorised officer) Notes : 1. Stte the clss of (e.g. ordinry, preference or other). 2. If there is insufficient spce, plese ppend the prescribed continution sheet.