No. of ordinary shares

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 31/08/2017 To : Hong Kong Exchanges and Clearing Limited Name of Issuer CIFI Holdings (Group) Co. Ltd. Date Submitted 04/09/2017 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 884 Description : No. of ordinary Par value ( currency) Authorised share capital ( currency) Balance at close of preceding 10,000,000,000 HK$0.1 HK$1,000,000,000 Increase/(decrease) Nil Nil Balance at close of the 10,000,000,000 HK$0.1 HK$1,000,000,000 (2) Stock code : Description : No. of ordinary Par value ( currency) Authorised share capital ( currency) Balance at close of preceding Increase/(decrease) Balance at close of the

2 2. Preference Shares Stock code : Description : Balance at close of preceding No. of preference Par value ( currency) Authorised share capital ( currency) Increase/(decrease) Balance at close of the 3. Other Classes of Shares Stock code : Description : Balance at close of preceding No. of other classes of Par value ( currency) Authorised share capital ( currency) Increase/(decrease) Balance at close of the Total authorised share capital at the end of the ( currency) : HK$1,000,000,000 II. Movements in Issued Share Capital No. of ordinary (1) (2) No of preference No. of other classes of Balance at close of preceding 6,821,611,636 Increase/ (decrease) 699,155,800 Balance at close of the 7,520,767,436

3 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date Movement and class of issuable Granted Exercised Cancelled Lapsed issuer during the issuer which may be as at close of the 1. Share Option Nil 7,581,800 Nil Nil 7,581,800 90,093,238 Scheme adopted on 09/10/2012 granted on 26/02/2013 Exercise price: HK$1.684 (09/10/2012) Ordinary (Note 1) 2. Share Option Nil 8,476,000 Nil Nil 8,476,000 88,059,599 Scheme adopted on 09/10/2012 granted on 29/10/2013 Exercise price: HK$1.55 (09/10/2012) Ordinary (Note 1)

4 Particulars of share option scheme including EGM approval date and class of issuable Movement issuer during the issuer which may be as at close of the Granted Exercised Cancelled Lapsed 3. Share Option Nil 910,000 Nil Nil 910,000 84,264,000 Scheme adopted on 09/10/2012 granted on 13/07/2015 Exercise price: HK$1.77 (09/10/2012) Ordinary (Note 1) 4. Share Option Nil 2,188,000 Nil Nil 2,188,000 91,128,000 Scheme adopted on 09/10/2012 granted on 20/01/2016 Exercise price: HK$1.478 (09/10/2012) Ordinary (Note 1) Total A. (Ordinary ) 19,155,800 (Preference ) (Other class) Total funds raised from exercise of options ( currency) HK$30,750,115.20

5 Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised Nominal value at close of the issuer issuer which may be as at close of the Total B. (Ordinary ) (Preference ) (Other class)

6 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted Amount at close of the issuer issuer which may be as at close of the ) Total C. (Ordinary ) (Preference ) (Other class)

7 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) of issuer Full particulars including, if applicable, and class of issuable: 1. A subscription agreement has been entered into between the Company and the subscriber to which the subscriber, has conditionally agreed to subscribe for and the Company has conditionally agreed to allot and issue 545,000,000 new at the subscription price of HK$3.5 per share (under the general mandate granted to the directors of the Company at the AGM held on 21 April 2017). For details, please refer to the announcement of the Company dated 27 July Ordinary (Note 1) 545,000, issuer which may be as at close of the 3. Ordinary (Note 1) (Note 1) Total D. (Ordinary ) 545,000,000 (Preference ) (Other class)

8 Other Movements in Issued Share Capital Type of Issue issuer No. of new issuer which may be as at close of the 1. Rights issue At currency date : 2. Open offer At currency date : Ordinary 3. Placing At currency HK$3.82 date : 09/08/ ,000, Bonus issue date : 5. Scrip dividend At currency date : AGM approval date:

9 Type of Issue issuer No. of new issuer which may be as at close of the repurchased (Note 1) 6. Repurchase of Cancellation date : AGM approval date: redeemed (Note 1) 7. Redemption of Redemption date : 8. Consideration issue At currency date : 9. Capital reorganisation date : 10. Other (Please specify) At currency date : Total E. (Ordinary ) 135,000,000 (Preference ) (Other class)

10 Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) 699,155,800 Total increase / (decrease) in preference (i.e. Total of A to E): Total increase / (decrease) in other classes of (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).) (2)

11 Remarks (if any): Submitted by: LO Tai On Title: Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.